As of 30 Sep 2025, 14 institutional investors reported holding 560,939 shares of Northern Lights Fund Trust IV - Exchange Traded Funds (LCG). This represents 58% of the company’s total 968,686 outstanding shares.
The largest institutional shareholders of Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) together control 58% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Arax Advisory Partners | 13% | 122,869 | +27% | 0.08% | $4,114,366 |
| B.O.S.S. Retirement Advisors, LLC | 12% | 120,079 | -7.5% | 0.94% | $3,945,196 |
| AE Wealth Management LLC | 7.9% | 76,200 | -13% | 0.02% | $2,503,540 |
| ENVESTNET ASSET MANAGEMENT INC | 6.6% | 63,825 | -10% | 0% | $2,096,970 |
| D.A. DAVIDSON & CO. | 6.5% | 62,665 | +1% | 0.01% | $2,058,858 |
| TRUIST FINANCIAL CORP | 5.1% | 49,403 | -15% | 0% | $1,623,136 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2.2% | 21,349 | 0% | $701,421 | |
| Sterling Capital Management LLC | 1% | 10,162 | 0% | 0% | $333,873 |
| United Advisor Group, LLC | 0.84% | 8,150 | 0.04% | $267,768 | |
| DAVENPORT & Co LLC | 0.74% | 7,163 | -0.08% | 0% | $235,335 |
| Nicholas Wealth, LLC. | 0.69% | 6,664 | -8.9% | 0.09% | $218,929 |
| LPL Financial LLC | 0.68% | 6,550 | 0% | 0% | $215,200 |
| Rockefeller Capital Management L.P. | 0.5% | 4,868 | 0% | $159,938 | |
| UBS Group AG | 0.1% | 992 | +17% | 0% | $32,592 |
| RAYMOND JAMES FINANCIAL INC | 0% | 0 | -100% | $0 | |
| TOUNJIAN ADVISORY PARTNERS, LLC | 0% | 0 | -100% | $0 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 0 | $0 | -$12,763,395 | $33.31 | 0 |
| 2025 Q3 | 560,939 | $18,507,122 | +$148,282 | $32.86 | 14 |
| 2025 Q2 | 560,089 | $17,641,212 | -$1,529,822 | $31.63 | 13 |
| 2025 Q1 | 609,533 | $16,921,252 | -$1,966,846 | $27.76 | 12 |
| 2024 Q4 | 659,871 | $19,595,422 | +$849,805 | $29.70 | 11 |
| 2024 Q3 | 639,859 | $18,434,347 | -$3,148,550 | $28.81 | 13 |
| 2024 Q2 | 741,458 | $20,031,085 | +$2,618,466 | $27.02 | 10 |
| 2024 Q1 | 643,588 | $19,687,768 | -$50,508,468 | $30.59 | 9 |
| 2023 Q4 | 2,310,152 | $65,983,100 | -$132,896 | $28.48 | 10 |
| 2023 Q3 | 2,315,929 | $53,641,331 | +$480,785 | $23.16 | 11 |
| 2023 Q2 | 2,268,923 | $58,475,131 | -$945,932 | $25.77 | 10 |
| 2023 Q1 | 2,307,735 | $52,593,146 | -$2,103,427 | $22.79 | 11 |
| 2022 Q4 | 2,403,853 | $47,696,142 | -$1,105,138 | $19.84 | 11 |
| 2022 Q3 | 2,264,875 | $42,575,000 | +$2,053,547 | $18.80 | 9 |
| 2022 Q2 | 2,155,600 | $42,787,000 | -$2,372,063 | $19.85 | 9 |
| 2022 Q1 | 2,265,948 | $59,775,000 | +$7,451,282 | $26.38 | 10 |
| 2021 Q4 | 1,983,096 | $60,673,000 | +$39,462,037 | $30.60 | 11 |
| 2021 Q3 | 693,116 | $20,419,000 | +$1,516,093 | $29.45 | 10 |
| 2021 Q2 | 641,671 | $18,671,000 | -$4,107,599 | $29.10 | 9 |
| 2021 Q1 | 714,845 | $18,572,000 | -$1,620,426 | $25.98 | 6 |
| 2020 Q4 | 839,899 | $22,199,000 | +$16,237,191 | $26.43 | 6 |
| 2020 Q3 | 227,597 | $5,498,000 | +$5,498,000 | $24.16 | 4 |