SWAN DEFINED RISK FUND - FD

CUSIP: 66538E606

Q3 2015 13F Holders as of 30 Sep 2015

Type / Class
Equity / FD
Total 13F shares
3,566,825
Share change
-73,221
Total reported value
$39,975,000
Price per share
$11.63
Number of holders
2
Value change
-$820,067
Number of sells
1

Quarterly Holders Quick Answers

What is CUSIP 66538E606?
CUSIP 66538E606 identifies 66538E606 - SWAN DEFINED RISK FUND - FD in SEC institutional holdings data.

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Institutional Holders of SWAN DEFINED RISK FUND - FD as of Q3 2015

As of 30 Sep 2015, SWAN DEFINED RISK FUND - FD was held by 2 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,566,825 shares. The largest 2 holders included Swan Global Investments, LLC and Eqis Capital Management, Inc.. This page lists 2 institutional shareholders reporting positions in this security for the Q3 2015 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.