CUSIP: 66538E606
What is CUSIP 66538E606?
CUSIP 66538E606 identifies 66538E606 - SWAN DEFINED RISK FUND - FD in SEC 13F datasets.
Where can I see the latest institutional holders?
Use the ownership history tables below to review the newest available institutional filing periods.
Open recent reporting periods for CUSIP 66538E606:
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2024 Q2 | 3,311 | $49,496 | +$42,335 | $14.95 | 1 |
| 2024 Q1 | 479 | $7,088 | -$16,085 | $14.80 | 1 |
| 2023 Q4 | 1,566 | $22,006 | $14.05 | 1 | |
| 2023 Q3 | 1,533 | $22,758 | $14.85 | 1 | |
| 2023 Q2 | 15 | $2,525,140 | $168342.67 | 1 | |
| 2023 Q1 | 14 | $22,533,000 | -$155,000 | $1609500.00 | 1 |
| 2022 Q4 | 11,033 | $2,544,541 | $85347.78 | 2 | |
| 2022 Q3 | 11,097 | $167,663 | $139.13 | 2 | |
| 2022 Q2 | 11,103 | $21,484,000 | $126977.18 | 2 | |
| 2022 Q1 | 11,115 | $23,846,000 | $123315.05 | 2 | |
| 2021 Q4 | 11,211 | $221,447 | -$341,000 | $121.22 | 2 |
| 2021 Q3 | 36,266 | $523,000 | -$22 | $15.16 | 3 |
| 2021 Q2 | 13,778 | $165,015 | $7.49 | 2 | |
| 2021 Q1 | 11,019 | $157,000 | $14.25 | 1 | |
| 2020 Q4 | 11,019 | $151,000 | +$507 | $13.70 | 1 |
| 2020 Q3 | 10,982 | $141,000 | $12.84 | 1 | |
| 2020 Q2 | 10,982 | $138,000 | -$5,000 | $12.57 | 1 |
| 2020 Q1 | 11,382 | $130,000 | -$54,775 | $11.94 | 2 |
| 2019 Q4 | 15,764 | $207,000 | +$64,718 | $13.14 | 2 |
| 2019 Q3 | 10,851 | $141,000 | $12.99 | 1 | |
| 2019 Q2 | 10,851 | $140,000 | $12.90 | 1 | |
| 2019 Q1 | 10,851 | $136,000 | $12.53 | 1 | |
| 2018 Q4 | 10,851 | $127,000 | +$127,000 | $11.70 | 1 |
| 2018 Q2 | 0 | $0 | -$151,043,000 | 0 | |
| 2018 Q1 | 12,131,930 | $151,043,000 | +$6,474,568 | $12.45 | 1 |
| 2017 Q4 | 11,611,886 | $151,187,000 | +$14,006,405 | $13.02 | 1 |
| 2017 Q3 | 10,536,127 | $133,493,000 | +$7,949,567 | $12.67 | 1 |
| 2017 Q2 | 9,908,696 | $121,580,000 | +$6,075,812 | $12.27 | 1 |
| 2017 Q1 | 9,413,521 | $113,715,000 | +$1,936,575 | $12.08 | 1 |
| 2016 Q4 | 9,253,208 | $110,113,000 | +$3,935,749 | $11.90 | 1 |
| 2016 Q3 | 8,922,636 | $105,376,000 | +$832,981 | $11.79 | 2 |
| 2016 Q2 | 8,852,059 | $103,923,000 | +$2,693,574 | $11.74 | 1 |
| 2016 Q1 | 8,622,623 | $97,867,000 | -$36,520,470 | $11.35 | 1 |
| 2015 Q4 | 11,854,178 | $133,755,000 | +$93,415,053 | $11.29 | 2 |
| 2015 Q3 | 3,566,825 | $39,975,000 | -$820,067 | $11.63 | 2 |
| 2015 Q2 | 9,851,602 | $117,001,000 | +$13,433,627 | $11.88 | 2 |
| 2015 Q1 | 8,720,929 | $104,559,000 | +$38,690,495 | $11.93 | 3 |
| 2014 Q4 | 5,501,228 | $65,504,000 | +$46,436,295 | $11.93 | 2 |
| 2014 Q3 | 1,590,367 | $18,750,000 | -$9,526,000 | $11.79 | 1 |
| 2014 Q2 | 2,404,386 | $28,276,000 | +$28,276,000 | $11.76 | 1 |