Niu Technologies - Class A ordinary shares, par value $0.0001 per share (NIU)

Q: What does CUSIP 65481N100 represent in this 13F holders report?

CUSIP 65481N100 is the security identifier for NIU - Niu Technologies - Class A ordinary shares, par value $0.0001 per share used to aggregate holder disclosures.

Q: How many institutions held NIU - Niu Technologies - Class A ordinary shares, par value $0.0001 per share in Q3 2021?

96 institutional investors reported NIU - Niu Technologies - Class A ordinary shares, par value $0.0001 per share for Q3 2021. Use the holders table for investor-level position and value details.

CUSIP: 65481N100

Q3 2021 13F Holders as of 30 Sep 2021

Security type / class: Equity / Class A ordinary shares, par value $0.0001 per share
Total 13F shares: 27,289,959
Total 13F value: $632,639,672
Share change: +3,150,095
Put/Call ratio: 89%
SEC-reported price per share: $23.17
Number of holders: 96
Value change: +$69,335,591
Number of buys: 48
Number of sells: 49
Shares outstanding: 156,712,952

Security key

65481N100

Report period

Q3 2021

Institutions

Top holders

NIU full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2021 Previous quarter: Q2 2021 Niu Technologies SEC filings Niu Technologies company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 65481N100

Newer quarter: Q4 2021 Previous quarter: Q2 2021

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top reported holders of NIU - Niu Technologies - Class A ordinary shares, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

WELLINGTON MANAGEMENT GRO...

Disclosed value leader

WELLINGTON MANAGEMENT GRO...

Comparable rows

15/15

Latest evidence

30 Jun 2021

13F Lead comparable stake: 1.7% Showing 1-6 of 15 holder rows.

Quick read

WELLINGTON MANAGEMENT GROUP LLP leads the comparable SEC ownership view at 1.7%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens WELLINGTON MANAGEMENT GROUP LLP's linked filing trail.

Comparable ownership Top 5

WELLINGTON MANAGEMENT GROUP LLP 1.7%

ARK Investment Management LLC 1.5%

PICTET ASSET MANAGEMENT LTD 1.5%

Yiheng Capital Management, L.P. 1.4%

Amova Asset Management Americas, ... 1.2%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
WELLINGTON MANAGEMENT GROUP LLP	13F Company 13F	1.7%	$84,744,000 2,595,526 shares	—	30 Jun 2021
ARK Investment Management LLC	13F Company 13F	1.5%	$74,864,000 2,292,934 shares	—	30 Jun 2021
PICTET ASSET MANAGEMENT LTD	13F Company 13F	1.5%	$74,833,000 2,291,968 shares	—	30 Jun 2021
Yiheng Capital Management, L.P.	13F Company 13F	1.4%	$73,832,000 2,261,315 shares	—	30 Jun 2021
Amova Asset Management Americas, Inc.	13F Company 13F	1.2%	$62,463,000 1,903,794 shares	—	30 Jun 2021
Sumitomo Mitsui Trust Group, Inc.	13F Company 13F	1.2%	$61,868,000 1,894,888 shares	—	30 Jun 2021

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

27,289,959

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders

105

Q3 2021 holders

Holder diff

-9

Investor	Q2 2021 Shares	Q3 2021 Shares	Share Diff	Share Chg %	Q2 2021 value	Q3 2021 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend