Niu Technologies - Class A ordinary shares, par value $0.0001 per share (NIU)
CUSIP: 65481N100
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Class A ordinary shares, par value $0.0001 per share
- Shares outstanding
- 156,071,334
- Total 13F shares
- 8,603,958
- Share change
- +610,038
- Total reported value
- $73,398,100
- Price per share
- $8.53
- Number of holders
- 23
- Value change
- +$5,329,277
- Number of buys
- 12
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 65481N100?
CUSIP 65481N100 identifies NIU - Niu Technologies - Class A ordinary shares, par value $0.0001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 65481N100:
Top shareholders of NIU - Niu Technologies - Class A ordinary shares, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Yiheng Capital Management, L.P. |
13F
|
Company |
2.3%
|
3,537,119
|
$29,853,000 | — | 30 Sep 2019 | |
| HSG Holding Ltd |
13F
|
Company |
0.77%
|
1,202,749
|
$10,151,000 | — | 30 Sep 2019 | |
| Serenity Capital LLC |
13F
|
Company |
0.39%
|
614,478
|
$5,186,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.34%
|
538,019
|
$4,541,000 | — | 30 Sep 2019 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.12%
|
184,760
|
$1,559,000 | — | 30 Sep 2019 | |
| ArchPoint Investors |
13F
|
Company |
0.11%
|
174,848
|
$1,476,000 | — | 30 Sep 2019 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.1%
|
159,545
|
$1,347,000 | — | 30 Sep 2019 | |
| Erste Asset Management GmbH |
13F
|
Company |
0.09%
|
135,000
|
$1,111,050 | — | 30 Sep 2019 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.05%
|
79,350
|
$670,000 | — | 30 Sep 2019 | |
| PRELUDE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
45,682
|
$386,000 | — | 30 Sep 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.02%
|
24,793
|
$209,000 | — | 30 Sep 2019 | |
| Zurcher Kantonalbank (Zurich Cantonalbank) |
13F
|
Company |
0.01%
|
19,655
|
$166,000 | — | 30 Sep 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.01%
|
16,435
|
$139,000 | — | 30 Sep 2019 | |
| STATE STREET CORP |
13F
|
Company |
0.01%
|
12,300
|
$104,000 | — | 30 Sep 2019 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
7,500
|
$63,000 | — | 30 Sep 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0%
|
7,147
|
$60,000 | — | 30 Sep 2019 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
1,882
|
$16,000 | — | 30 Sep 2019 | |
| AlphaMark Advisors, LLC |
13F
|
Company |
0%
|
1,128
|
$10,000 | — | 30 Sep 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
726
|
$6,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
447
|
$4,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
200
|
$2,000 | — | 30 Sep 2019 |
Institutional Holders of Niu Technologies - Class A ordinary shares, par value $0.0001 per share (NIU) as of Q4 2019
As of 31 Dec 2019,
Niu Technologies - Class A ordinary shares, par value $0.0001 per share (NIU) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,603,958 shares.
The largest 10 holders included
YIHENG CAPITAL LLC, MORGAN STANLEY, IDG China Venture Capital Fund IV Associates L.P., Serenity Capital LLC, IDG-Accel China Growth Fund III Associates L.P., RENAISSANCE TECHNOLOGIES LLC, GOLDMAN SACHS GROUP INC, Botty Investors LLC, DekaBank Deutsche Girozentrale, and ESSEX INVESTMENT MANAGEMENT CO LLC.
This page lists
23
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
21
Q4 2019 holders
23
Holder diff
2
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.