What does CUSIP 654484153 represent in this 13F holders report?

CUSIP 654484153 is the security identifier for NIOBW - NIOCORP DEVELOPMENTS LTD - *W EXP 03/17/202 used to aggregate holder disclosures.

How many institutions held NIOBW - NIOCORP DEVELOPMENTS LTD - *W EXP 03/17/202 in Q4 2023?

22 institutional investors reported NIOBW - NIOCORP DEVELOPMENTS LTD - *W EXP 03/17/202 for Q4 2023. Use the holders table for investor-level position and value details.

202 (NIOBW)

CUSIP: 654484153

Q4 2023 13F Holders as of 31 Dec 2023

Security type / class: Equity / *W EXP 03/17/202
Total 13F shares: 3,661,526
Total 13F value: $1,954,902
Share change: +228,370
SEC-reported price per share: $0.53
Number of holders: 22
Value change: +$117,932
Number of buys: 3
Number of sells: 7

Security key

654484153

Report period

Q4 2023

Institutions

Top holders

NIOBW full security history Ownership snapshot Full 13F holder table NIOCORP DEVELOPMENTS LTD SEC filings NIOCORP DEVELOPMENTS LTD company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of NIOBW - NIOCORP DEVELOPMENTS LTD - *W EXP 03/17/202 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

KINGDON CAPITAL MANAGEMEN...

Disclosed value leader

KINGDON CAPITAL MANAGEMEN...

Comparable rows

0/15

Latest evidence

15 Nov 2023

13F 3/4/5 Highest disclosed value: $1,141,508 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

KINGDON CAPITAL MANAGEMENT, L.L.C. has the largest disclosed position value at $1.14M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens KINGDON CAPITAL MANAGEMENT, L.L.C.'s linked filing trail.

Disclosed position value Top 5

KINGDON CAPITAL MANAGEMENT, L.L.C. $1.14M

MORGAN STANLEY $1.13M

BlackRock Finance, Inc. $619.6K

Walleye Capital LLC $321.5K

BANK OF AMERICA CORP /DE/ $289.7K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
KINGDON CAPITAL MANAGEMENT, L.L.C.	13F Company 13F	— denominator unverified	$1,141,508 314,465 shares	—	30 Sep 2023
MORGAN STANLEY	13F Company 13F	— denominator unverified	$1,130,092 311,320 shares	—	30 Sep 2023
BlackRock Finance, Inc.	13F Company 13F	— denominator unverified	$619,554 170,676 shares	—	30 Sep 2023
Walleye Capital LLC	13F Company 13F	— denominator unverified	$321,513 544,938 shares	—	30 Sep 2023
BANK OF AMERICA CORP /DE/	13F Company 13F	— denominator unverified	$289,685 79,803 shares	—	30 Sep 2023
Atalaya Capital Management LP	13F Company 13F	— denominator unverified	$206,812 350,528 shares	—	30 Sep 2023

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

3,661,526

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2023 vs Q3 2023 Across Filers

Q3 2023 holders

Q4 2023 holders

Holder diff

-2

Investor	Q3 2023 Shares	Q4 2023 Shares	Share Diff	Share Chg %	Q3 2023 value	Q4 2023 value	Value change	Value Chg %