NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 8,927,247
- Share change
- +170,319
- Total reported value
- $70,450,529
- Price per share
- $7.89
- Number of holders
- 31
- Value change
- +$1,385,566
- Number of buys
- 12
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
14%
|
2,258,301
|
$15,717,000 | — | 30 Sep 2022 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
13%
|
2,120,578
|
$14,759,000 | — | 30 Sep 2022 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
8.8%
|
1,426,303
|
$9,899,000 | — | 30 Sep 2022 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
8.7%
|
1,400,447
|
$9,747,000 | — | 30 Sep 2022 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.9%
|
313,942
|
$2,185,000 | — | 30 Sep 2022 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.7%
|
272,400
|
$1,896,000 | — | 30 Sep 2022 | |
| Karpus Management, Inc. |
13F
|
Company |
1.6%
|
265,614
|
$1,849,000 | — | 30 Sep 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.3%
|
203,912
|
$1,419,000 | — | 30 Sep 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.64%
|
103,161
|
$718,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.36%
|
58,263
|
$405,000 | — | 30 Sep 2022 | |
| CSS LLC/IL |
13F
|
Company |
0.31%
|
50,045
|
$348,000 | — | 30 Sep 2022 | |
| Hudson Portfolio Management LLC |
13F
|
Company |
0.29%
|
46,617
|
$324,000 | — | 30 Sep 2022 | |
| Arnhold LLC |
13F
|
Company |
0.2%
|
32,643
|
$227,000 | — | 30 Sep 2022 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.18%
|
28,322
|
$197,000 | — | 30 Sep 2022 | |
| SMITH, MOORE & CO. |
13F
|
Company |
0.15%
|
24,560
|
$171,000 | — | 30 Sep 2022 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.14%
|
23,112
|
$161,000 | — | 30 Sep 2022 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.14%
|
22,620
|
$157,000 | — | 30 Sep 2022 | |
| Sigma Planning Corp |
13F
|
Company |
0.12%
|
19,326
|
$135,000 | — | 30 Sep 2022 | |
| Christian Zugel |
3/4/5
|
Director |
—
class O/S missing
|
14,170
|
$120,023 | — | 24 Jun 2022 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.11%
|
17,159
|
$119,000 | — | 30 Sep 2022 | |
| Dakota Wealth Management |
13F
|
Company |
0.09%
|
14,818
|
$103,000 | — | 30 Sep 2022 | |
| FINANCIAL COUNSELORS INC |
13F
|
Company |
0.09%
|
14,668
|
$102,000 | — | 30 Sep 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.08%
|
12,360
|
$86,000 | — | 30 Sep 2022 | |
| J.W. COLE ADVISORS, INC. |
13F
|
Company |
0.06%
|
10,133
|
$71,000 | — | 30 Sep 2022 | |
| Richard R. Burt |
3/4/5
|
Director |
—
class O/S missing
|
7,016
|
$59,427 | — | 24 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.05%
|
7,651
|
$54,000 | — | 30 Sep 2022 | |
| Holger Hatje |
3/4/5
|
Director |
—
class O/S missing
|
4,000
|
$33,880 | — | 10 Nov 2022 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,400
|
$17,000 | — | 30 Sep 2022 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
1,633
|
$11,000 | — | 30 Sep 2022 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.01%
|
1,571
|
$11,000 | — | 30 Sep 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,373
|
$10,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
1,247
|
$9,000 | — | 30 Sep 2022 | |
| Walter C. Dostmann |
3/4/5
|
Director |
—
class O/S missing
|
1,017
|
$8,614 | — | 14 Mar 2022 | |
| Kenneth C. Froewiss |
3/4/5
|
Director |
—
class O/S missing
|
961
|
$8,143 | — | 25 Jun 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
983
|
$7,000 | — | 30 Sep 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
526
|
$4,000 | — | 30 Sep 2022 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
314
|
$2,000 | — | 30 Sep 2022 | |
| Selective Wealth Management, Inc. |
13F
|
Company |
0%
|
80
|
$1,000 | — | 30 Sep 2022 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q4 2022
As of 31 Dec 2022,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,927,247 shares.
The largest 10 holders included
Allspring Global Investments Holdings, LLC, LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Uncommon Cents Investing LLC, GABELLI FUNDS LLC, Shaker Financial Services, LLC, Royal Bank of Canada, BANK OF AMERICA CORP /DE/, and Karpus Management, Inc..
This page lists
31
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
33
Q4 2022 holders
31
Holder diff
-2
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.