NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 8,756,928
- Share change
- +27,835
- Total reported value
- $60,919,000
- Price per share
- $6.96
- Number of holders
- 33
- Value change
- +$169,740
- Number of buys
- 11
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
14%
|
2,297,043
|
$19,375,000 | — | 30 Jun 2022 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
13%
|
2,157,269
|
$18,196,000 | — | 30 Jun 2022 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
8.5%
|
1,371,027
|
$11,565,000 | — | 30 Jun 2022 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
8.2%
|
1,327,636
|
$11,212,000 | — | 30 Jun 2022 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.9%
|
313,733
|
$2,646,000 | — | 30 Jun 2022 | |
| Karpus Management, Inc. |
13F
|
Company |
1.8%
|
287,550
|
$2,425,000 | — | 30 Jun 2022 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.7%
|
279,137
|
$2,355,000 | — | 30 Jun 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.2%
|
196,628
|
$1,659,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.63%
|
101,662
|
$858,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.34%
|
54,985
|
$464,000 | — | 30 Jun 2022 | |
| Hudson Portfolio Management LLC |
13F
|
Company |
0.29%
|
46,617
|
$393,000 | — | 30 Jun 2022 | |
| CSS LLC/IL |
13F
|
Company |
0.25%
|
40,251
|
$340,000 | — | 30 Jun 2022 | |
| Arnhold LLC |
13F
|
Company |
0.19%
|
30,152
|
$254,000 | — | 30 Jun 2022 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.15%
|
25,023
|
$211,000 | — | 30 Jun 2022 | |
| SMITH, MOORE & CO. |
13F
|
Company |
0.15%
|
24,560
|
$207,000 | — | 30 Jun 2022 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.14%
|
22,620
|
$197,000 | — | 30 Jun 2022 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.14%
|
23,112
|
$195,000 | — | 30 Jun 2022 | |
| Sigma Planning Corp |
13F
|
Company |
0.12%
|
19,326
|
$163,000 | — | 30 Jun 2022 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.11%
|
17,159
|
$145,000 | — | 30 Jun 2022 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.1%
|
16,580
|
$140,000 | — | 30 Jun 2022 | |
| Dakota Wealth Management |
13F
|
Company |
0.1%
|
15,878
|
$134,000 | — | 30 Jun 2022 | |
| FINANCIAL COUNSELORS INC |
13F
|
Company |
0.09%
|
14,668
|
$124,000 | — | 30 Jun 2022 | |
| Christian Zugel |
3/4/5
|
Director |
—
class O/S missing
|
14,170
|
$120,023 | — | 24 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.08%
|
12,900
|
$109,000 | — | 30 Jun 2022 | |
| J.W. COLE ADVISORS, INC. |
13F
|
Company |
0.07%
|
11,133
|
$94,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.05%
|
7,651
|
$64,000 | — | 30 Jun 2022 | |
| Richard R. Burt |
3/4/5
|
Director |
—
class O/S missing
|
7,016
|
$59,427 | — | 24 Jun 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
6,883
|
$59,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
2,966
|
$25,000 | — | 30 Jun 2022 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
1,633
|
$14,000 | — | 30 Jun 2022 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.01%
|
1,571
|
$13,000 | — | 30 Jun 2022 | |
| Walter C. Dostmann |
3/4/5
|
Director |
—
class O/S missing
|
1,017
|
$8,614 | — | 14 Mar 2022 | |
| Kenneth C. Froewiss |
3/4/5
|
Director |
—
class O/S missing
|
961
|
$8,143 | — | 25 Jun 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
983
|
$8,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
424
|
$4,000 | — | 30 Jun 2022 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
314
|
$3,000 | — | 30 Jun 2022 | |
| Selective Wealth Management, Inc. |
13F
|
Company |
0%
|
80
|
$1,000 | — | 30 Jun 2022 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q3 2022
As of 30 Sep 2022,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,756,928 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, Allspring Global Investments Holdings, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, 1607 Capital Partners, LLC, Uncommon Cents Investing LLC, GABELLI FUNDS LLC, Karpus Management, Inc., Shaker Financial Services, LLC, ROYAL BANK OF CANADA, and BANK OF AMERICA CORP /DE/.
This page lists
33
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
32
Q3 2022 holders
33
Holder diff
1
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.