Security key
640268108
NEKTAR THERAPEUTICS - Common Stock, $0.0001 par value (NKTR)
CUSIP: 640268108
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock, $0.0001 par value
- Shares outstanding
- 29,109,163
- Total 13F shares
- 143,162,977
- Share change
- +5,474,443
- Total reported value
- $85,280,943
- Put/Call ratio
- 578%
- Price per share
- $0.60
- Number of holders
- 130
- Value change
- +$3,466,954
- Number of buys
- 46
- Number of sells
- 67
Report period
Q3 2023
Institutions
130
Top holders
10
NKTR full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
NEKTAR THERAPEUTICS SEC filings
NEKTAR THERAPEUTICS company facts
Broader feeds
Reporting periods
Holder history for CUSIP 640268108
Recent filing periods:
Top shareholders of NKTR - NEKTAR THERAPEUTICS - Common Stock, $0.0001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Deep Track Capital, LP |
13F
|
Company |
62%
|
17,973,464
|
$10,338,336 | — | 30 Jun 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
41%
|
12,056,187
|
$6,934,719 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
33%
|
9,703,652
|
$5,581,541 | — | 30 Jun 2023 | |
| Monaco Asset Management SAM |
13F
|
Company |
32%
|
9,260,717
|
$5,326,764 | — | 30 Jun 2023 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
31%
|
9,152,321
|
$5,264,415 | — | 30 Jun 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
30%
|
8,604,322
|
$4,949,207 | — | 30 Jun 2023 | |
| PRIMECAP MANAGEMENT CO/CA/ |
13F
|
Company |
28%
|
8,149,876
|
$4,687,809 | — | 30 Jun 2023 | |
| Sio Capital Management, LLC |
13F
|
Company |
24%
|
6,995,381
|
$4,023,743 | — | 30 Jun 2023 | |
| Invesco Ltd. |
13F
|
Company |
19%
|
5,535,430
|
$3,183,979 | — | 30 Jun 2023 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
17%
|
4,870,478
|
$2,801,499 | — | 30 Jun 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
15%
|
4,470,818
|
$2,571,615 | — | 30 Jun 2023 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
15%
|
4,396,020
|
$2,528,000 | — | 30 Jun 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
14%
|
4,091,681
|
$2,354,000 | — | 30 Jun 2023 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
13%
|
3,803,542
|
$2,187,797 | — | 30 Jun 2023 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
11%
|
3,201,835
|
$1,841,695 | — | 30 Jun 2023 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
9.7%
|
2,821,620
|
$1,622,996 | — | 30 Jun 2023 | |
| Assenagon Asset Management S.A. |
13F
|
Company |
7.1%
|
2,080,518
|
$1,196,714 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
6.5%
|
1,895,974
|
$1,090,564 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
5.4%
|
1,573,614
|
$905,142 | — | 30 Jun 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
4.5%
|
1,302,369
|
$749,122 | — | 30 Jun 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
3.4%
|
1,000,032
|
$575,218 | — | 30 Jun 2023 | |
| Squarepoint Ops LLC |
13F
|
Company |
2.8%
|
814,799
|
$468,672 | — | 30 Jun 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
2.8%
|
809,049
|
$465,394 | — | 30 Jun 2023 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
2.7%
|
781,736
|
$449,655 | — | 30 Jun 2023 | |
| CM Management, LLC |
13F
|
Company |
2.6%
|
750,000
|
$431,000 | — | 30 Jun 2023 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
2.6%
|
747,276
|
$429,684 | — | 30 Jun 2023 | |
| STATE STREET CORP |
13F
|
Company |
2.5%
|
725,937
|
$417,559 | — | 30 Jun 2023 | |
| Acuitas Investments, LLC |
13F
|
Company |
2.5%
|
721,493
|
$415,003 | — | 30 Jun 2023 | |
| Connor, Clark & Lunn Investment Management Ltd. |
13F
|
Company |
2.2%
|
634,663
|
$365,058 | — | 30 Jun 2023 | |
| Inspire Investing, LLC |
13F
|
Company |
1.9%
|
551,556
|
$317,255 | — | 30 Jun 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1.7%
|
490,400
|
$282,078 | — | 30 Jun 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
1.3%
|
384,555
|
$221,196 | — | 30 Jun 2023 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
1.3%
|
378,398
|
$217,655 | — | 30 Jun 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.3%
|
365,853
|
$210,438 | — | 30 Jun 2023 | |
| Moloney Securities Asset Management, LLC |
13F
|
Company |
1.2%
|
355,105
|
$204,256 | — | 30 Jun 2023 | |
| FMR LLC |
13F
|
Company |
1.1%
|
328,157
|
$188,756 | — | 30 Jun 2023 | |
| Y-Intercept (Hong Kong) Ltd |
13F
|
Company |
1.1%
|
312,003
|
$179,464 | — | 30 Jun 2023 | |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO |
13F
|
Company |
1.1%
|
311,124
|
$179,000 | — | 30 Jun 2023 | |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main |
13F
|
Company |
0.99%
|
288,634
|
$166,022 | — | 30 Jun 2023 | |
| NORGES BANK |
13F
|
Company |
0.9%
|
261,468
|
$150,396 | — | 30 Jun 2023 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.88%
|
256,385
|
$147,000 | — | 30 Jun 2023 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.8%
|
234,257
|
$134,000 | — | 30 Jun 2023 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
0.72%
|
208,662
|
$146,668 | — | 30 Jun 2023 | |
| ALGERT GLOBAL LLC |
13F
|
Company |
0.62%
|
180,630
|
$104,000 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.62%
|
179,360
|
$103,132 | — | 30 Jun 2023 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.61%
|
178,489
|
$103,000 | — | 30 Jun 2023 | |
| Caption Management, LLC |
13F
|
Company |
0.6%
|
175,411
|
$100,896 | — | 30 Jun 2023 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.56%
|
162,559
|
$93,504 | — | 30 Jun 2023 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.55%
|
160,413
|
$92,268 | — | 30 Jun 2023 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
0.53%
|
153,774
|
$88,451 | — | 30 Jun 2023 |
Institutional Holders of NEKTAR THERAPEUTICS - Common Stock, $0.0001 par value (NKTR) as of Q3 2023
As of 30 Sep 2023,
NEKTAR THERAPEUTICS - Common Stock, $0.0001 par value (NKTR) was held by
130 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
143,162,977 shares.
The largest 10 holders included
RA CAPITAL MANAGEMENT, L.P., Deep Track Capital, LP, VANGUARD GROUP INC, BlackRock Inc., ACADIAN ASSET MANAGEMENT LLC, PRIMECAP MANAGEMENT CO/CA/, D. E. Shaw & Co., Inc., CITADEL ADVISORS LLC, JACOBS LEVY EQUITY MANAGEMENT, INC, and Monaco Asset Management SAM.
This page lists
130
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
138
Q3 2023 holders
130
Holder diff
-8
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.