Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF)
CUSIP: 617468103
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Mutual Fund COM
- Shares outstanding
- 16,852,229
- Total 13F shares
- 9,098,674
- Share change
- +185,801
- Total reported value
- $217,062,521
- Put/Call ratio
- 2200%
- Price per share
- $23.86
- Number of holders
- 56
- Value change
- +$5,488,203
- Number of buys
- 22
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 617468103?
CUSIP 617468103 identifies CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM in SEC institutional holdings data.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 617468103:
Top shareholders of CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
23%
|
3,941,270
|
$88,166,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
7.2%
|
1,207,101
|
$27,002,000 | — | 30 Jun 2017 | |
| EnTrustPermal Management LLC |
13F
|
Company |
3.9%
|
662,522
|
$14,821,000 | — | 30 Jun 2017 | |
| ALTFEST L J & CO INC |
13F
|
Company |
3.9%
|
652,756
|
$14,602,000 | — | 30 Jun 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.6%
|
601,946
|
$13,466,000 | — | 30 Jun 2017 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
2.9%
|
483,252
|
$10,810,000 | — | 30 Jun 2017 | |
| Gramercy Funds Management LLC |
13F
|
Company |
1.6%
|
269,941
|
$6,039,000 | — | 30 Jun 2017 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
1%
|
172,308
|
$3,855,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.69%
|
116,883
|
$2,615,000 | — | 30 Jun 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.64%
|
108,230
|
$2,421,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.38%
|
63,271
|
$1,415,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.35%
|
58,920
|
$1,318,000 | — | 30 Jun 2017 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
0.31%
|
52,934
|
$1,184,000 | — | 30 Jun 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.26%
|
43,694
|
$977,000 | — | 30 Jun 2017 | |
| ABERDEEN ASSET MANAGEMENT PLC/UK |
13F
|
Company |
0.25%
|
42,000
|
$940,000 | — | 30 Jun 2017 | |
| Global Endowment Management, LP |
13F
|
Company |
0.24%
|
40,000
|
$895,000 | — | 30 Jun 2017 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.21%
|
35,100
|
$785,000 | — | 30 Jun 2017 | |
| DAVENPORT & Co LLC |
13F
|
Company |
0.2%
|
33,825
|
$756,665 | — | 30 Jun 2017 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.2%
|
33,700
|
$745,000 | — | 30 Jun 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.15%
|
24,857
|
$549,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.14%
|
24,325
|
$544,000 | — | 30 Jun 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.14%
|
24,260
|
$543,000 | — | 30 Jun 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.1%
|
17,203
|
$385,000 | — | 30 Jun 2017 | |
| Rehmann Capital Advisory Group |
13F
|
Company |
0.1%
|
16,521
|
$370,000 | — | 30 Jun 2017 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.09%
|
15,699
|
$351,000 | — | 30 Jun 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.09%
|
15,111
|
$338,000 | — | 30 Jun 2017 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.08%
|
14,153
|
$316,000 | — | 30 Jun 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.08%
|
13,709
|
$307,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.08%
|
13,079
|
$293,000 | — | 30 Jun 2017 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.08%
|
13,070
|
$292,000 | — | 30 Jun 2017 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.08%
|
12,910
|
$289,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.07%
|
12,214
|
$276,000 | — | 30 Jun 2017 | |
| LEUTHOLD GROUP, LLC |
13F
|
Company |
0.07%
|
11,400
|
$255,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.06%
|
10,339
|
$231,000 | — | 30 Jun 2017 | |
| Sigma Planning Corp |
13F
|
Company |
0.06%
|
9,901
|
$221,000 | — | 30 Jun 2017 | |
| CSS LLC/IL |
13F
|
Company |
0.06%
|
9,569
|
$214,000 | — | 30 Jun 2017 | |
| Centaur Capital Partners, L.P. |
13F
|
Company |
0.04%
|
7,000
|
$157,000 | — | 30 Jun 2017 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.03%
|
5,000
|
$112,000 | — | 30 Jun 2017 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.02%
|
3,045
|
$68,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
3,000
|
$68,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0.01%
|
2,522
|
$56,000 | — | 30 Jun 2017 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.01%
|
2,369
|
$52,000 | — | 30 Jun 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
2,090
|
$47,000 | — | 30 Jun 2017 | |
| BARCLAYS PLC |
13F
|
Company |
0.01%
|
1,819
|
$41,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,570
|
$35,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,278
|
$29,000 | — | 30 Jun 2017 | |
| SIMON QUICK ADVISORS, LLC |
13F
|
Company |
0.01%
|
1,133
|
$25,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
1,000
|
$22,000 | — | 30 Jun 2017 | |
| JBF Capital, Inc. |
13F
|
Company |
0.01%
|
1,000
|
$22,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
862
|
$19,000 | — | 30 Jun 2017 |
Institutional Holders of Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) as of Q3 2017
As of 30 Sep 2017,
Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) was held by
56 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,098,674 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, OxFORD Asset Management LLP, CORNERSTONE ADVISORS INC, Gramercy Funds Management LLC, Deschutes Portfolio Strategy, LLC, CLS Investments, LLC, BANK OF AMERICA CORP /DE/, and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
56
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
57
Q3 2017 holders
56
Holder diff
-1
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.