Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF)
CUSIP: 617468103
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Mutual Fund COM
- Shares outstanding
- 16,852,229
- Total 13F shares
- 9,541,072
- Share change
- +365,414
- Total reported value
- $223,036,163
- Put/Call ratio
- 170%
- Price per share
- $23.38
- Number of holders
- 61
- Value change
- +$8,544,574
- Number of buys
- 25
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 617468103?
CUSIP 617468103 identifies CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM in SEC institutional holdings data.
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- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 617468103:
Top shareholders of CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
23%
|
3,808,228
|
$90,864,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
11%
|
1,903,312
|
$45,413,000 | — | 30 Sep 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
4.7%
|
793,542
|
$18,934,000 | — | 30 Sep 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
2.6%
|
432,919
|
$10,329,000 | — | 30 Sep 2017 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
2.6%
|
433,093
|
$10,300,000 | — | 30 Sep 2017 | |
| Gramercy Funds Management LLC |
13F
|
Company |
1.8%
|
302,095
|
$7,208,000 | — | 30 Sep 2017 | |
| Matisse Capital |
13F
|
Company |
1.3%
|
215,154
|
$5,134,000 | — | 30 Sep 2017 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
1%
|
172,308
|
$4,111,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.84%
|
141,356
|
$3,373,000 | — | 30 Sep 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.52%
|
87,226
|
$2,081,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.42%
|
71,106
|
$1,697,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.41%
|
69,145
|
$1,650,000 | — | 30 Sep 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.31%
|
52,983
|
$1,264,000 | — | 30 Sep 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.26%
|
43,600
|
$1,040,000 | — | 30 Sep 2017 | |
| Centaur Capital Partners, L.P. |
13F
|
Company |
0.26%
|
43,500
|
$1,038,000 | — | 30 Sep 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.25%
|
42,544
|
$1,015,000 | — | 30 Sep 2017 | |
| Aberdeen Group plc |
13F
|
Company |
0.25%
|
42,000
|
$1,003,000 | — | 30 Sep 2017 | |
| Global Endowment Management, LP |
13F
|
Company |
0.24%
|
40,000
|
$954,000 | — | 30 Sep 2017 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.22%
|
37,445
|
$893,000 | — | 30 Sep 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.22%
|
36,831
|
$879,000 | — | 30 Sep 2017 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.21%
|
35,100
|
$837,000 | — | 30 Sep 2017 | |
| ALTFEST L J & CO INC |
13F
|
Company |
0.21%
|
34,588
|
$825,000 | — | 30 Sep 2017 | |
| DAVENPORT & Co LLC |
13F
|
Company |
0.2%
|
33,425
|
$797,521 | — | 30 Sep 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.13%
|
22,733
|
$547,000 | — | 30 Sep 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.13%
|
22,493
|
$537,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.11%
|
17,796
|
$425,000 | — | 30 Sep 2017 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
0.1%
|
17,129
|
$409,000 | — | 30 Sep 2017 | |
| CSS LLC/IL |
13F
|
Company |
0.1%
|
17,069
|
$407,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.1%
|
16,530
|
$394,000 | — | 30 Sep 2017 | |
| Rehmann Capital Advisory Group |
13F
|
Company |
0.1%
|
16,521
|
$394,000 | — | 30 Sep 2017 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.08%
|
13,788
|
$329,000 | — | 30 Sep 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.08%
|
13,600
|
$324,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.08%
|
12,991
|
$310,000 | — | 30 Sep 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.07%
|
11,466
|
$273,000 | — | 30 Sep 2017 | |
| LEUTHOLD GROUP, LLC |
13F
|
Company |
0.07%
|
11,400
|
$272,000 | — | 30 Sep 2017 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.04%
|
7,245
|
$173,000 | — | 30 Sep 2017 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.03%
|
5,000
|
$119,000 | — | 30 Sep 2017 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.03%
|
4,824
|
$115,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
3,000
|
$72,000 | — | 30 Sep 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.02%
|
2,968
|
$71,000 | — | 30 Sep 2017 | |
| BARCLAYS PLC |
13F
|
Company |
0.01%
|
1,819
|
$43,000 | — | 30 Sep 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,390
|
$33,000 | — | 30 Sep 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,280
|
$31,000 | — | 30 Sep 2017 | |
| SIMON QUICK ADVISORS, LLC |
13F
|
Company |
0.01%
|
1,133
|
$27,000 | — | 30 Sep 2017 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.01%
|
970
|
$23,000 | — | 30 Sep 2017 | |
| Na Bokf |
13F
|
Individual |
0.01%
|
923
|
$22,000 | — | 30 Sep 2017 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0%
|
500
|
$12,000 | — | 30 Sep 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
500
|
$11,000 | — | 30 Sep 2017 | |
| TrinityBridge Ltd |
13F
|
Company |
0%
|
470
|
$11,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
416
|
$10,000 | — | 30 Sep 2017 |
Institutional Holders of Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) as of Q4 2017
As of 31 Dec 2017,
Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) was held by
61 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,541,072 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, CORNERSTONE ADVISORS INC, Gramercy Funds Management LLC, Matisse Capital, OxFORD Asset Management LLP, CLS Investments, LLC, WOLVERINE ASSET MANAGEMENT LLC, and BANK OF AMERICA CORP /DE/.
This page lists
61
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
56
Q4 2017 holders
61
Holder diff
5
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.