Security key
52106W103
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI)
CUSIP: 52106W103
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common
- Shares outstanding
- 13,012,692
- Total 13F shares
- 3,588,224
- Share change
- +1,149,604
- Total reported value
- $59,392,000
- Price per share
- $16.55
- Number of holders
- 53
- Value change
- +$19,051,679
- Number of buys
- 36
- Number of sells
- 9
Report period
Q4 2019
Institutions
53
Top holders
10
LGI full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 52106W103
Recent filing periods:
Top shareholders of LGI - LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
4.8%
|
623,419
|
$9,744,000 | — | 30 Sep 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.2%
|
288,997
|
$4,517,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
2%
|
262,518
|
$4,106,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.6%
|
213,411
|
$3,336,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.4%
|
185,234
|
$2,895,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
152,318
|
$2,381,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.95%
|
123,089
|
$1,924,000 | — | 30 Sep 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.68%
|
87,839
|
$1,373,000 | — | 30 Sep 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.53%
|
69,171
|
$1,081,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.42%
|
54,115
|
$846,000 | — | 30 Sep 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.37%
|
47,817
|
$747,000 | — | 30 Sep 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.35%
|
45,473
|
$711,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.34%
|
43,934
|
$687,000 | — | 30 Sep 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.29%
|
37,950
|
$593,000 | — | 30 Sep 2019 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.23%
|
30,428
|
$476,000 | — | 30 Sep 2019 | |
| Titus Wealth Management |
13F
|
Company |
0.23%
|
30,300
|
$474,000 | — | 30 Sep 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.13%
|
17,253
|
$270,000 | — | 30 Sep 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.11%
|
14,536
|
$227,000 | — | 30 Sep 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
0.11%
|
14,019
|
$217,000 | — | 30 Sep 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
12,008
|
$188,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.09%
|
11,100
|
$173,000 | — | 30 Sep 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.04%
|
4,638
|
$73,000 | — | 30 Sep 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.03%
|
3,776
|
$59,000 | — | 30 Sep 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.02%
|
3,052
|
$47,000 | — | 30 Sep 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
2,100
|
$33,000 | — | 30 Sep 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
1,339
|
$21,000 | — | 30 Sep 2019 | |
| Stonebridge Capital Advisors LLC |
13F
|
Company |
0.01%
|
1,323
|
$21,000 | — | 30 Sep 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
1,184
|
$18,506 | — | 30 Sep 2019 | |
| Aspire Private Capital, LLC |
13F
|
Company |
0.01%
|
1,004
|
$16,000 | — | 30 Sep 2019 | |
| Avior Wealth Management, LLC |
13F
|
Company |
0%
|
550
|
$8,000 | — | 30 Sep 2019 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
206
|
$3,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
200
|
$3,000 | — | 30 Sep 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
127
|
$2,000 | — | 30 Sep 2019 |
Institutional Holders of LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) as of Q4 2019
As of 31 Dec 2019,
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) was held by
53 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,588,224 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, Karpus Management, Inc., 1607 Capital Partners, LLC, MORGAN STANLEY, STIFEL FINANCIAL CORP, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, SIT INVESTMENT ASSOCIATES INC, ROYAL BANK OF CANADA, and BANK OF AMERICA CORP /DE/.
This page lists
53
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
33
Q4 2019 holders
53
Holder diff
20
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.