LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI)
CUSIP: 52106W103
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common
- Shares outstanding
- 13,012,692
- Total 13F shares
- 2,384,428
- Share change
- +16,311
- Total reported value
- $37,270,506
- Price per share
- $15.63
- Number of holders
- 33
- Value change
- +$233,541
- Number of buys
- 15
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 52106W103?
CUSIP 52106W103 identifies LGI - LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common in SEC institutional holdings data.
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Explore More Reporting Periods
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Recent filing periods for CUSIP 52106W103:
Top shareholders of LGI - LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
4.8%
|
627,949
|
$10,148,000 | — | 30 Jun 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.2%
|
287,797
|
$4,651,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
1.9%
|
243,798
|
$3,939,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.3%
|
175,090
|
$2,829,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
167,838
|
$2,712,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.2%
|
150,078
|
$2,425,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.92%
|
119,686
|
$1,934,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.6%
|
77,778
|
$1,257,000 | — | 30 Jun 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.54%
|
69,898
|
$1,130,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.47%
|
60,921
|
$984,000 | — | 30 Jun 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.35%
|
46,158
|
$746,000 | — | 30 Jun 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.35%
|
45,473
|
$735,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.35%
|
45,320
|
$733,000 | — | 30 Jun 2019 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.23%
|
30,354
|
$491,000 | — | 30 Jun 2019 | |
| Titus Wealth Management |
13F
|
Company |
0.23%
|
30,300
|
$490,000 | — | 30 Jun 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.21%
|
27,119
|
$439,000 | — | 30 Jun 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.19%
|
25,209
|
$407,000 | — | 30 Jun 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.13%
|
17,487
|
$283,000 | — | 30 Jun 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.12%
|
16,100
|
$260,000 | — | 30 Jun 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.11%
|
14,672
|
$238,000 | — | 30 Jun 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
0.11%
|
13,885
|
$222,000 | — | 30 Jun 2019 | |
| Curi Capital, LLC |
13F
|
Company |
0.08%
|
10,956
|
$177,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.08%
|
10,861
|
$176,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.06%
|
8,150
|
$132,000 | — | 30 Jun 2019 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
0.05%
|
6,424
|
$104,000 | — | 30 Jun 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.04%
|
4,610
|
$74,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
2,100
|
$34,000 | — | 30 Jun 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.02%
|
2,052
|
$33,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
1,339
|
$22,000 | — | 30 Jun 2019 | |
| Stonebridge Capital Advisors LLC |
13F
|
Company |
0.01%
|
1,323
|
$21,000 | — | 30 Jun 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
1,184
|
$19,133 | — | 30 Jun 2019 | |
| Aspire Private Capital, LLC |
13F
|
Company |
0.01%
|
1,004
|
$16,000 | — | 30 Jun 2019 | |
| Avior Wealth Management, LLC |
13F
|
Company |
0%
|
550
|
$9,000 | — | 30 Jun 2019 | |
| SevenBridge Financial Group, LLC |
13F
|
Company |
0%
|
365
|
$6,000 | — | 30 Jun 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
311
|
$5,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
231
|
$4,000 | — | 30 Jun 2019 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
202
|
$3,000 | — | 30 Jun 2019 |
Institutional Holders of LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) as of Q3 2019
As of 30 Sep 2019,
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,384,428 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, 1607 Capital Partners, LLC, STIFEL FINANCIAL CORP, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, MORGAN STANLEY, ROYAL BANK OF CANADA, Invesco Ltd., BENJAMIN F. EDWARDS & COMPANY, INC., and BANK OF AMERICA CORP /DE/.
This page lists
33
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
37
Q3 2019 holders
33
Holder diff
-4
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.