Security key
52106W103
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI)
CUSIP: 52106W103
Q1 2019 13F Holders as of 31 Mar 2019
- Type / Class
- Equity / Common
- Shares outstanding
- 13,012,692
- Total 13F shares
- 2,358,711
- Share change
- -32,755
- Total reported value
- $36,440,293
- Price per share
- $15.45
- Number of holders
- 36
- Value change
- -$144,964
- Number of buys
- 16
- Number of sells
- 16
Report period
Q1 2019
Institutions
36
Top holders
10
LGI full security history
Newer quarter: Q2 2019
Previous quarter: Q4 2018
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 52106W103
Recent filing periods:
Top shareholders of LGI - LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
3.2%
|
412,425
|
$5,617,000 | — | 31 Dec 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
2.3%
|
293,514
|
$4,000,000 | — | 31 Dec 2018 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.2%
|
281,597
|
$3,835,000 | — | 31 Dec 2018 | |
| MORGAN STANLEY |
13F
|
Company |
2.1%
|
274,777
|
$3,742,000 | — | 31 Dec 2018 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.4%
|
176,662
|
$2,406,000 | — | 31 Dec 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.1%
|
149,400
|
$2,035,000 | — | 31 Dec 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.95%
|
123,229
|
$1,678,000 | — | 31 Dec 2018 | |
| Invesco Ltd. |
13F
|
Company |
0.9%
|
116,667
|
$1,589,000 | — | 31 Dec 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.85%
|
111,150
|
$1,514,000 | — | 31 Dec 2018 | |
| CWM, LLC |
13F
|
Company |
0.84%
|
109,375
|
$1,490,000 | — | 31 Dec 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.35%
|
45,473
|
$619,000 | — | 31 Dec 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.33%
|
42,734
|
$582,000 | — | 31 Dec 2018 | |
| UBS Group AG |
13F
|
Company |
0.31%
|
40,538
|
$553,000 | — | 31 Dec 2018 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.29%
|
38,123
|
$519,000 | — | 31 Dec 2018 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.29%
|
37,192
|
$507,000 | — | 31 Dec 2018 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.26%
|
34,102
|
$464,000 | — | 31 Dec 2018 | |
| Sargent Investment Group, LLC |
13F
|
Company |
0.25%
|
32,500
|
$443,000 | — | 31 Dec 2018 | |
| Titus Wealth Management |
13F
|
Company |
0.22%
|
29,100
|
$396,000 | — | 31 Dec 2018 | |
| Curi Capital, LLC |
13F
|
Company |
0.16%
|
21,324
|
$290,000 | — | 31 Dec 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
20,085
|
$273,000 | — | 31 Dec 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.14%
|
18,107
|
$246,000 | — | 31 Dec 2018 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.12%
|
15,231
|
$207,000 | — | 31 Dec 2018 | |
| Cetera Advisors LLC |
13F
|
Company |
0.11%
|
14,275
|
$197,000 | — | 31 Dec 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.11%
|
13,992
|
$188,000 | — | 31 Dec 2018 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.09%
|
11,959
|
$163,000 | — | 31 Dec 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.08%
|
10,777
|
$147,000 | — | 31 Dec 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.07%
|
9,150
|
$125,000 | — | 31 Dec 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
4,841
|
$66,000 | — | 31 Dec 2018 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.03%
|
4,552
|
$63,000 | — | 31 Dec 2018 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
2,100
|
$29,000 | — | 31 Dec 2018 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
1,639
|
$22,000 | — | 31 Dec 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
1,339
|
$18,000 | — | 31 Dec 2018 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
1,184
|
$16,126 | — | 31 Dec 2018 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,001
|
$14,000 | — | 31 Dec 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
400
|
$6,000 | — | 31 Dec 2018 | |
| SevenBridge Financial Group, LLC |
13F
|
Company |
0%
|
365
|
$5,000 | — | 31 Dec 2018 |
Institutional Holders of LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) as of Q1 2019
As of 31 Mar 2019,
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,358,711 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, 1607 Capital Partners, LLC, STIFEL FINANCIAL CORP, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., ROYAL BANK OF CANADA, Invesco Ltd., BENJAMIN F. EDWARDS & COMPANY, INC., and WOLVERINE ASSET MANAGEMENT LLC.
This page lists
36
institutional shareholders reporting positions in this security
for the Q1 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2019 vs Q4 2018 Across Filers
Q4 2018 holders
36
Q1 2019 holders
36
Holder diff
0
| Investor | Q4 2018 Shares | Q1 2019 Shares | Share Diff | Share Chg % | Q4 2018 Value $ | Q1 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.