Security key
52106W103
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI)
CUSIP: 52106W103
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / Common
- Shares outstanding
- 13,012,692
- Total 13F shares
- 2,500,841
- Share change
- -118,303
- Total reported value
- $34,063,126
- Price per share
- $13.62
- Number of holders
- 36
- Value change
- -$2,123,897
- Number of buys
- 17
- Number of sells
- 18
Report period
Q4 2018
Institutions
36
Top holders
10
LGI full security history
Newer quarter: Q1 2019
Previous quarter: Q3 2018
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 52106W103
Recent filing periods:
Top shareholders of LGI - LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
3%
|
395,789
|
$7,025,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.9%
|
376,285
|
$6,679,000 | — | 30 Sep 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
2.3%
|
304,764
|
$5,415,000 | — | 30 Sep 2018 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.1%
|
276,253
|
$4,903,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.6%
|
204,270
|
$3,626,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
1.4%
|
179,890
|
$3,193,000 | — | 30 Sep 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.1%
|
137,465
|
$2,440,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.84%
|
109,760
|
$1,948,000 | — | 30 Sep 2018 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.7%
|
90,792
|
$1,612,000 | — | 30 Sep 2018 | |
| Invesco Ltd. |
13F
|
Company |
0.68%
|
87,963
|
$1,561,000 | — | 30 Sep 2018 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.46%
|
59,305
|
$1,053,000 | — | 30 Sep 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.35%
|
45,822
|
$813,000 | — | 30 Sep 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.35%
|
45,473
|
$807,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
0.32%
|
41,536
|
$737,000 | — | 30 Sep 2018 | |
| Titus Wealth Management |
13F
|
Company |
0.22%
|
28,900
|
$513,000 | — | 30 Sep 2018 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.17%
|
21,473
|
$381,000 | — | 30 Sep 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.15%
|
19,868
|
$352,000 | — | 30 Sep 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.13%
|
16,343
|
$290,000 | — | 30 Sep 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.12%
|
16,240
|
$288,000 | — | 30 Sep 2018 | |
| Cetera Advisors LLC |
13F
|
Company |
0.11%
|
14,869
|
$263,000 | — | 30 Sep 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.11%
|
14,088
|
$250,000 | — | 30 Sep 2018 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.11%
|
13,790
|
$245,000 | — | 30 Sep 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.09%
|
11,812
|
$210,000 | — | 30 Sep 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.08%
|
10,442
|
$185,000 | — | 30 Sep 2018 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
9,161
|
$163,000 | — | 30 Sep 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
4,700
|
$84,000 | — | 30 Sep 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.03%
|
4,550
|
$81,000 | — | 30 Sep 2018 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.03%
|
4,366
|
$79,000 | — | 30 Sep 2018 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
2,100
|
$37,000 | — | 30 Sep 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
1,339
|
$24,000 | — | 30 Sep 2018 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
1,184
|
$21,016 | — | 30 Sep 2018 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
1,052
|
$19,000 | — | 30 Sep 2018 | |
| SevenBridge Financial Group, LLC |
13F
|
Company |
0%
|
365
|
$7,000 | — | 30 Sep 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0%
|
300
|
$5,000 | — | 30 Sep 2018 | |
| Ancora Advisors LLC |
13F
|
Company |
0%
|
233
|
$4,000 | — | 30 Sep 2018 |
Institutional Holders of LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) as of Q4 2018
As of 31 Dec 2018,
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,500,841 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, STIFEL FINANCIAL CORP, 1607 Capital Partners, LLC, MORGAN STANLEY, SIT INVESTMENT ASSOCIATES INC, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, Invesco Ltd., ROYAL BANK OF CANADA, and CWM, LLC.
This page lists
36
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
35
Q4 2018 holders
36
Holder diff
1
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.