Security key
50212V100
LPL Financial Holdings Inc. - Common Stock (LPLA)
CUSIP: 50212V100
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 79,741,288
- Total 13F shares
- 76,927,107
- Share change
- +937,714
- Total reported value
- $12,061,861,858
- Put/Call ratio
- 59%
- Price per share
- $156.76
- Number of holders
- 416
- Value change
- +$172,287,789
- Number of buys
- 211
- Number of sells
- 180
Report period
Q3 2021
Institutions
416
Top holders
10
LPLA full security history
Newer quarter: Q4 2021
Previous quarter: Q2 2021
LPL Financial Holdings Inc. SEC filings
LPL Financial Holdings Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 50212V100
Recent filing periods:
Top shareholders of LPLA - LPL Financial Holdings Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
9.9%
|
7,921,775
|
$1,069,281,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
8.9%
|
7,098,494
|
$958,155,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
4.7%
|
3,763,872
|
$508,047,000 | — | 30 Jun 2021 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
3.6%
|
2,868,818
|
$387,234,000 | — | 30 Jun 2021 | |
| SAMLYN CAPITAL, LLC |
13F
|
Company |
3.2%
|
2,546,205
|
$343,686,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
3.2%
|
2,514,577
|
$339,416,000 | — | 30 Jun 2021 | |
| Clarkston Capital Partners, LLC |
13F
|
Company |
2.9%
|
2,284,689
|
$308,387,000 | — | 30 Jun 2021 | |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC |
13F
|
Company |
2.7%
|
2,146,883
|
$289,787,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
2.5%
|
2,014,165
|
$271,873,000 | — | 30 Jun 2021 | |
| EAGLE ASSET MANAGEMENT INC |
13F
|
Company |
2.3%
|
1,866,973
|
$252,004,000 | — | 30 Jun 2021 | |
| FMR LLC |
13F
|
Company |
2.3%
|
1,855,329
|
$250,432,000 | — | 30 Jun 2021 | |
| Southpoint Capital Advisors LP |
13F
|
Company |
1.9%
|
1,500,000
|
$202,470,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.6%
|
1,300,594
|
$175,554,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
1.5%
|
1,199,285
|
$161,879,000 | — | 30 Jun 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
1.4%
|
1,122,162
|
$151,470,000 | — | 30 Jun 2021 | |
| Artisan Partners Limited Partnership |
13F
|
Company |
1.4%
|
1,086,454
|
$146,650,000 | — | 30 Jun 2021 | |
| FRONTIER CAPITAL MANAGEMENT CO LLC |
13F
|
Company |
1.3%
|
1,063,661
|
$143,573,000 | — | 30 Jun 2021 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
1.3%
|
1,063,660
|
$143,573,000 | — | 30 Jun 2021 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
1.3%
|
1,059,577
|
$143,022,000 | — | 30 Jun 2021 | |
| HG Vora Capital Management, LLC |
13F
|
Company |
1.3%
|
1,000,000
|
$134,980,000 | — | 30 Jun 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.2%
|
988,169
|
$133,384,000 | — | 30 Jun 2021 | |
| WESTFIELD CAPITAL MANAGEMENT CO LP |
13F
|
Company |
1.2%
|
985,164
|
$132,977,000 | — | 30 Jun 2021 | |
| First Pacific Advisors, LP |
13F
|
Company |
1%
|
796,684
|
$107,536,000 | — | 30 Jun 2021 | |
| NORGES BANK |
13F
|
Company |
0.96%
|
767,899
|
$103,651,000 | — | 30 Jun 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.92%
|
730,017
|
$98,538,000 | — | 30 Jun 2021 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
0.91%
|
722,161
|
$97,478,000 | — | 30 Jun 2021 | |
| ArrowMark Colorado Holdings LLC |
13F
|
Company |
0.87%
|
694,068
|
$93,685,000 | — | 30 Jun 2021 | |
| Artemis Investment Management LLP |
13F
|
Company |
0.85%
|
680,138
|
$91,901,000 | — | 30 Jun 2021 | |
| IRIDIAN ASSET MANAGEMENT LLC/CT |
13F
|
Company |
0.85%
|
676,276
|
$91,284,000 | — | 30 Jun 2021 | |
| FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.8%
|
638,498
|
$86,184,000 | — | 30 Jun 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.79%
|
626,547
|
$84,572,000 | — | 30 Jun 2021 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.78%
|
623,863
|
$84,209,000 | — | 30 Jun 2021 | |
| ARGENT CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.77%
|
616,147
|
$83,168,000 | — | 30 Jun 2021 | |
| MAVERICK CAPITAL LTD |
13F
|
Company |
0.77%
|
615,069
|
$83,022,000 | — | 30 Jun 2021 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.76%
|
604,435
|
$81,587,000 | — | 30 Jun 2021 | |
| VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. |
13F
|
Company |
0.69%
|
550,371
|
$74,289,000 | — | 30 Jun 2021 | |
| Engle Capital Management, L.P. |
13F
|
Company |
0.65%
|
517,000
|
$69,785,000 | — | 30 Jun 2021 | |
| Junto Capital Management LP |
13F
|
Company |
0.65%
|
516,688
|
$69,743,000 | — | 30 Jun 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.6%
|
477,734
|
$64,484,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.57%
|
451,687
|
$60,969,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.54%
|
428,916
|
$57,895,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.51%
|
410,604
|
$55,423,000 | — | 30 Jun 2021 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
0.5%
|
399,968
|
$53,987,682 | — | 30 Jun 2021 | |
| TD ASSET MANAGEMENT INC |
13F
|
Company |
0.49%
|
390,455
|
$55,070,000 | — | 30 Jun 2021 | |
| Epoch Investment Partners, Inc. |
13F
|
Company |
0.48%
|
386,155
|
$52,123,000 | — | 30 Jun 2021 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
0.48%
|
385,929
|
$52,093,000 | — | 30 Jun 2021 | |
| MARSHALL WACE ASIA Ltd |
13F
|
Company |
0.45%
|
354,854
|
$47,898,000 | — | 30 Jun 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.43%
|
339,176
|
$45,781,000 | — | 30 Jun 2021 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.41%
|
329,696
|
$44,503,000 | — | 30 Jun 2021 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.39%
|
314,934
|
$42,510,000 | — | 30 Jun 2021 |
Institutional Holders of LPL Financial Holdings Inc. - Common Stock (LPLA) as of Q3 2021
As of 30 Sep 2021,
LPL Financial Holdings Inc. - Common Stock (LPLA) was held by
416 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
76,927,107 shares.
The largest 10 holders included
JANUS HENDERSON GROUP PLC, VANGUARD GROUP INC, BlackRock Inc., WELLINGTON MANAGEMENT GROUP LLP, SAMLYN CAPITAL, LLC, WELLS FARGO & COMPANY/MN, KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC, Clarkston Capital Partners, LLC, FMR LLC, and EAGLE ASSET MANAGEMENT INC.
This page lists
417
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
412
Q3 2021 holders
416
Holder diff
4
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.