Security key
50212V100
LPL Financial Holdings Inc. - Common Stock (LPLA)
CUSIP: 50212V100
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 79,741,288
- Total 13F shares
- 82,655,293
- Share change
- +735,324
- Total reported value
- $4,262,680,645
- Put/Call ratio
- 144%
- Price per share
- $51.57
- Number of holders
- 219
- Value change
- +$83,577,535
- Number of buys
- 141
- Number of sells
- 80
Report period
Q3 2017
Institutions
219
Top holders
10
LPLA full security history
Newer quarter: Q4 2017
Previous quarter: Q2 2017
LPL Financial Holdings Inc. SEC filings
LPL Financial Holdings Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 50212V100
Recent filing periods:
Top shareholders of LPLA - LPL Financial Holdings Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
12%
|
9,401,826
|
$399,202,000 | — | 30 Jun 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
11%
|
8,779,510
|
$372,778,000 | — | 30 Jun 2017 | |
| SPO ADVISORY CORP |
13F
|
Company |
10%
|
8,186,026
|
$347,578,000 | — | 30 Jun 2017 | |
| First Pacific Advisors, LP |
13F
|
Company |
5.7%
|
4,549,350
|
$193,165,000 | — | 30 Jun 2017 | |
| FPR PARTNERS LLC |
13F
|
Company |
5.6%
|
4,428,829
|
$188,048,000 | — | 30 Jun 2017 | |
| FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
5.4%
|
4,345,308
|
$184,502,000 | — | 30 Jun 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
4.5%
|
3,558,615
|
$151,098,000 | — | 30 Jun 2017 | |
| ArrowMark Colorado Holdings LLC |
13F
|
Company |
4.4%
|
3,481,173
|
$147,811,000 | — | 30 Jun 2017 | |
| Clarkston Capital Partners, LLC |
13F
|
Company |
3.3%
|
2,617,315
|
$111,131,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
3.3%
|
2,615,451
|
$111,053,000 | — | 30 Jun 2017 | |
| HMI Capital Management, L.P. |
13F
|
Company |
2.4%
|
1,879,941
|
$79,822,000 | — | 30 Jun 2017 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
2.2%
|
1,751,015
|
$74,348,000 | — | 30 Jun 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
2.1%
|
1,682,796
|
$71,452,000 | — | 30 Jun 2017 | |
| SAMLYN CAPITAL, LLC |
13F
|
Company |
1.9%
|
1,480,439
|
$62,860,000 | — | 30 Jun 2017 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.8%
|
1,456,934
|
$61,860,000 | — | 30 Jun 2017 | |
| NORGES BANK |
13F
|
Company |
1.6%
|
1,256,765
|
$53,362,000 | — | 30 Jun 2017 | |
| STATE STREET CORP |
13F
|
Company |
1.6%
|
1,251,932
|
$53,161,000 | — | 30 Jun 2017 | |
| Point72 Asset Management, L.P. |
13F
|
Company |
1.5%
|
1,191,071
|
$50,573,000 | — | 30 Jun 2017 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
1.3%
|
1,010,821
|
$42,919,000 | — | 30 Jun 2017 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
1.2%
|
940,136
|
$39,918,000 | — | 30 Jun 2017 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.88%
|
700,201
|
$29,731,000 | — | 30 Jun 2017 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.85%
|
676,104
|
$28,708,000 | — | 30 Jun 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.84%
|
666,097
|
$28,282,000 | — | 30 Jun 2017 | |
| Three Corner Global Investors LP |
13F
|
Company |
0.79%
|
632,388
|
$26,851,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.72%
|
570,506
|
$24,224,000 | — | 30 Jun 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.65%
|
514,927
|
$21,864,000 | — | 30 Jun 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.64%
|
509,287
|
$21,625,000 | — | 30 Jun 2017 | |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. |
13F
|
Company |
0.62%
|
497,860
|
$21,138,000 | — | 30 Jun 2017 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.55%
|
441,404
|
$18,742,000 | — | 30 Jun 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.49%
|
388,512
|
$16,497,000 | — | 30 Jun 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.48%
|
381,753
|
$16,210,000 | — | 30 Jun 2017 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.47%
|
376,849
|
$16,002,000 | — | 30 Jun 2017 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.43%
|
340,794
|
$14,470,000 | — | 30 Jun 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.42%
|
332,078
|
$14,100,000 | — | 30 Jun 2017 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.4%
|
320,753
|
$13,619,000 | — | 30 Jun 2017 | |
| BOGLE INVESTMENT MANAGEMENT L P /DE/ |
13F
|
Company |
0.39%
|
312,471
|
$13,267,000 | — | 30 Jun 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.39%
|
310,072
|
$13,166,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.37%
|
297,235
|
$12,622,000 | — | 30 Jun 2017 | |
| Philadelphia Financial Management of San Francisco, LLC |
13F
|
Company |
0.37%
|
292,709
|
$12,428,000 | — | 30 Jun 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.36%
|
290,363
|
$12,326,000 | — | 30 Jun 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.34%
|
268,433
|
$11,398,000 | — | 30 Jun 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.33%
|
261,783
|
$11,115,000 | — | 30 Jun 2017 | |
| Interval Partners, LP |
13F
|
Company |
0.31%
|
243,586
|
$10,343,000 | — | 30 Jun 2017 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
0.29%
|
229,257
|
$9,734,000 | — | 30 Jun 2017 | |
| FRONTIER CAPITAL MANAGEMENT CO LLC |
13F
|
Company |
0.28%
|
226,981
|
$9,638,000 | — | 30 Jun 2017 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.28%
|
222,043
|
$9,428,000 | — | 30 Jun 2017 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.26%
|
210,974
|
$8,958,000 | — | 30 Jun 2017 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.26%
|
208,700
|
$8,861,000 | — | 30 Jun 2017 | |
| Wildcat Capital Management, LLC |
13F
|
Company |
0.26%
|
208,401
|
$8,801,000 | — | 30 Jun 2017 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.23%
|
184,104
|
$7,816,000 | — | 30 Jun 2017 |
Institutional Holders of LPL Financial Holdings Inc. - Common Stock (LPLA) as of Q3 2017
As of 30 Sep 2017,
LPL Financial Holdings Inc. - Common Stock (LPLA) was held by
219 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
82,655,293 shares.
The largest 10 holders included
JANUS HENDERSON GROUP PLC, VANGUARD GROUP INC, SPO ADVISORY CORP, First Pacific Advisors, LLC, FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC, BlackRock Inc., ArrowMark Colorado Holdings LLC, Balyasny Asset Management LLC, Invesco Ltd., and Clarkston Capital Partners, LLC.
This page lists
219
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
192
Q3 2017 holders
219
Holder diff
27
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.