Security key
50212V100
LPL Financial Holdings Inc. - Common Stock (LPLA)
CUSIP: 50212V100
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 79,741,288
- Total 13F shares
- 95,765,531
- Share change
- +1,784,298
- Total reported value
- $2,863,078,567
- Put/Call ratio
- 25%
- Price per share
- $29.91
- Number of holders
- 133
- Value change
- +$61,385,384
- Number of buys
- 61
- Number of sells
- 74
Report period
Q3 2016
Institutions
133
Top holders
10
LPLA full security history
Newer quarter: Q4 2016
Previous quarter: Q2 2016
LPL Financial Holdings Inc. SEC filings
LPL Financial Holdings Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 50212V100
Recent filing periods:
Top shareholders of LPLA - LPL Financial Holdings Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FPR PARTNERS LLC |
13F
|
Company |
15%
|
11,971,736
|
$269,723,000 | — | 30 Jun 2016 | |
| SPO ADVISORY CORP |
13F
|
Company |
11%
|
8,633,626
|
$194,516,000 | — | 30 Jun 2016 | |
| TPG Group Holdings (SBS) Advisors, Inc. |
13F
|
Company |
11%
|
8,567,572
|
$193,027,000 | — | 30 Jun 2016 | |
| JANUS HENDERSON INVESTORS US LLC |
13F
|
Company |
8.1%
|
6,485,678
|
$146,122,000 | — | 30 Jun 2016 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
7.4%
|
5,912,398
|
$133,206,000 | — | 30 Jun 2016 | |
| FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
7.3%
|
5,838,312
|
$131,537,000 | — | 30 Jun 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
6.7%
|
5,376,686
|
$121,137,000 | — | 30 Jun 2016 | |
| First Pacific Advisors, LP |
13F
|
Company |
5.7%
|
4,565,570
|
$102,862,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
5.2%
|
4,166,173
|
$93,863,000 | — | 30 Jun 2016 | |
| Stockbridge Partners LLC |
13F
|
Company |
5%
|
3,972,873
|
$89,509,000 | — | 30 Jun 2016 | |
| Clarkston Capital Partners, LLC |
13F
|
Company |
4.2%
|
3,311,935
|
$74,618,000 | — | 30 Jun 2016 | |
| ArrowMark Colorado Holdings LLC |
13F
|
Company |
3.8%
|
3,031,766
|
$68,306,000 | — | 30 Jun 2016 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
3.8%
|
3,016,237
|
$67,956,000 | — | 30 Jun 2016 | |
| HMI Capital Management, L.P. |
13F
|
Company |
3.5%
|
2,779,941
|
$62,632,000 | — | 30 Jun 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
2.5%
|
2,029,068
|
$45,715,000 | — | 30 Jun 2016 | |
| Dragoneer Investment Group, LLC |
13F
|
Company |
2.2%
|
1,755,704
|
$39,556,000 | — | 30 Jun 2016 | |
| STATE STREET CORP |
13F
|
Company |
1.5%
|
1,192,418
|
$26,869,000 | — | 30 Jun 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
1.2%
|
922,421
|
$20,782,000 | — | 30 Jun 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1%
|
829,889
|
$18,697,000 | — | 30 Jun 2016 | |
| NORGES BANK |
13F
|
Company |
1%
|
817,078
|
$18,409,000 | — | 30 Jun 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.66%
|
525,868
|
$11,847,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.63%
|
502,794
|
$11,328,000 | — | 30 Jun 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.51%
|
408,167
|
$9,194,000 | — | 30 Jun 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.47%
|
377,473
|
$8,504,000 | — | 30 Jun 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.45%
|
356,813
|
$8,039,000 | — | 30 Jun 2016 | |
| PARTNERS CAPITAL INVESTMENT GROUP (HOLDINGS), LLC |
13F
|
Company |
0.44%
|
351,369
|
$7,916,000 | — | 30 Jun 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.38%
|
301,281
|
$6,788,000 | — | 30 Jun 2016 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.36%
|
287,412
|
$6,476,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.34%
|
270,962
|
$6,105,000 | — | 30 Jun 2016 | |
| FRONTIER CAPITAL MANAGEMENT CO LLC |
13F
|
Company |
0.3%
|
235,451
|
$5,305,000 | — | 30 Jun 2016 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.28%
|
225,485
|
$5,080,000 | — | 30 Jun 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.28%
|
221,895
|
$4,999,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.27%
|
218,032
|
$4,912,000 | — | 30 Jun 2016 | |
| Wildcat Capital Management, LLC |
13F
|
Company |
0.26%
|
206,647
|
$4,612,000 | — | 30 Jun 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.26%
|
206,200
|
$4,646,000 | — | 30 Jun 2016 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.26%
|
203,900
|
$4,594,000 | — | 30 Jun 2016 | |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. |
13F
|
Company |
0.25%
|
197,339
|
$4,446,000 | — | 30 Jun 2016 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.23%
|
186,282
|
$4,197,000 | — | 30 Jun 2016 | |
| A.R.T. Advisors, LLC |
13F
|
Company |
0.23%
|
184,910
|
$4,166,000 | — | 30 Jun 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.18%
|
144,358
|
$3,252,000 | — | 30 Jun 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.18%
|
142,846
|
$3,218,000 | — | 30 Jun 2016 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.17%
|
133,050
|
$2,998,000 | — | 30 Jun 2016 | |
| Swiss National Bank |
13F
|
Company |
0.16%
|
126,800
|
$2,857,000 | — | 30 Jun 2016 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.16%
|
124,253
|
$2,799,000 | — | 30 Jun 2016 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.14%
|
112,050
|
$2,524,000 | — | 30 Jun 2016 | |
| ZACKS INVESTMENT MANAGEMENT |
13F
|
Company |
0.13%
|
101,159
|
$2,279,000 | — | 30 Jun 2016 | |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM |
13F
|
Company |
0.13%
|
100,326
|
$2,260,000 | — | 30 Jun 2016 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
0.12%
|
99,471
|
$2,241,000 | — | 30 Jun 2016 | |
| Skandinaviska Enskilda Banken AB (publ) |
13F
|
Company |
0.12%
|
94,000
|
$2,118,000 | — | 30 Jun 2016 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.1%
|
81,310
|
$1,832,000 | — | 30 Jun 2016 |
Institutional Holders of LPL Financial Holdings Inc. - Common Stock (LPLA) as of Q3 2016
As of 30 Sep 2016,
LPL Financial Holdings Inc. - Common Stock (LPLA) was held by
133 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
95,765,531 shares.
The largest 10 holders included
FPR PARTNERS LLC, SPO ADVISORY CORP, TPG Group Holdings (SBS) Advisors, Inc., JANUS CAPITAL MANAGEMENT LLC, PRICE T ROWE ASSOCIATES INC /MD/, FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC, VANGUARD GROUP INC, First Pacific Advisors, LLC, Invesco Ltd., and Stockbridge Partners LLC.
This page lists
133
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
141
Q3 2016 holders
133
Holder diff
-8
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.