Security key
48249T106
KKR Income Opportunities Fund - Common Shares (KIO)
CUSIP: 48249T106
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 40,992,286
- Total 13F shares
- 3,495,241
- Share change
- -1,210,718
- Total reported value
- $43,064,000
- Price per share
- $12.32
- Number of holders
- 48
- Value change
- -$13,211,428
- Number of buys
- 23
- Number of sells
- 26
Report period
Q2 2020
Institutions
48
Top holders
10
KIO full security history
Newer quarter: Q3 2020
Previous quarter: Q1 2020
KKR Income Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 48249T106
Recent filing periods:
Top shareholders of KIO - KKR Income Opportunities Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
1.8%
|
729,762
|
$7,779,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
1.4%
|
586,272
|
$747,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
471,753
|
$5,029,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
0.9%
|
370,191
|
$3,946,000 | — | 31 Mar 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.87%
|
356,035
|
$3,795,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.79%
|
322,444
|
$3,437,000 | — | 31 Mar 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.59%
|
241,330
|
$2,573,000 | — | 31 Mar 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.49%
|
202,854
|
$2,162,000 | — | 31 Mar 2020 | |
| SAGE RHINO CAPITAL LLC |
13F
|
Company |
0.42%
|
170,359
|
$1,816,000 | — | 31 Mar 2020 | |
| Joseph P. Lucia & Associates, LLC |
13F
|
Company |
0.35%
|
141,838
|
$1,512,000 | — | 31 Mar 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.26%
|
107,894
|
$1,150,000 | — | 31 Mar 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.23%
|
93,746
|
$999,000 | — | 31 Mar 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.21%
|
86,914
|
$927,000 | — | 31 Mar 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.2%
|
83,356
|
$889,000 | — | 31 Mar 2020 | |
| Summit X, LLC |
13F
|
Company |
0.2%
|
82,729
|
$881,000 | — | 31 Mar 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.19%
|
77,825
|
$830,000 | — | 31 Mar 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.19%
|
77,429
|
$825,000 | — | 31 Mar 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.18%
|
74,800
|
$797,000 | — | 31 Mar 2020 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.17%
|
67,705
|
$722,000 | — | 31 Mar 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.16%
|
67,261
|
$717,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.16%
|
66,118
|
$705,000 | — | 31 Mar 2020 | |
| OTA Financial Group L.P. |
13F
|
Company |
0.15%
|
62,319
|
$664,000 | — | 31 Mar 2020 | |
| 1776 Wealth LLC |
13F
|
Company |
0.15%
|
59,659
|
$747,000 | — | 31 Mar 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.14%
|
57,713
|
$615,000 | — | 31 Mar 2020 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.14%
|
56,276
|
$600,000 | — | 31 Mar 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.13%
|
53,230
|
$567,000 | — | 31 Mar 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.12%
|
48,877
|
$521,000 | — | 31 Mar 2020 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.1%
|
39,668
|
$423,000 | — | 31 Mar 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.07%
|
29,668
|
$316,000 | — | 31 Mar 2020 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.07%
|
27,250
|
$290,000 | — | 31 Mar 2020 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.06%
|
25,320
|
$270,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.06%
|
25,143
|
$268,000 | — | 31 Mar 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
21,165
|
$225,000 | — | 31 Mar 2020 | |
| Sigma Planning Corp |
13F
|
Company |
0.05%
|
21,121
|
$225,000 | — | 31 Mar 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.05%
|
20,155
|
$214,000 | — | 31 Mar 2020 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.05%
|
19,700
|
$210,000 | — | 31 Mar 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.04%
|
17,892
|
$191,000 | — | 31 Mar 2020 | |
| Vigilare Wealth Management |
13F
|
Company |
0.04%
|
17,400
|
$185,000 | — | 31 Mar 2020 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
16,212
|
$173,000 | — | 31 Mar 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.04%
|
16,087
|
$171,000 | — | 31 Mar 2020 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.04%
|
14,679
|
$156,000 | — | 31 Mar 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.03%
|
14,050
|
$150,000 | — | 31 Mar 2020 | |
| Graves Light Lenhart Wealth, Inc. |
13F
|
Company |
0.03%
|
13,728
|
$146,000 | — | 31 Mar 2020 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
0.03%
|
13,424
|
$143,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.03%
|
11,920
|
$127,000 | — | 31 Mar 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.03%
|
11,631
|
$124,000 | — | 31 Mar 2020 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.02%
|
10,000
|
$107,000 | — | 31 Mar 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
6,513
|
$69,000 | — | 31 Mar 2020 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0.01%
|
4,386
|
$47,000 | — | 31 Mar 2020 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
1,410
|
$15,000 | — | 31 Mar 2020 |
Institutional Holders of KKR Income Opportunities Fund - Common Shares (KIO) as of Q2 2020
As of 30 Jun 2020,
KKR Income Opportunities Fund - Common Shares (KIO) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,495,241 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, SAGE RHINO CAPITAL LLC, Shaker Financial Services, LLC, UBS Group AG, Joseph P. Lucia & Associates, LLC, ADVISOR GROUP HOLDINGS, INC., RMB Capital Management, LLC, and Rockefeller Capital Management L.P..
This page lists
48
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
53
Q2 2020 holders
48
Holder diff
-5
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.