Security key
48249T106
KKR Income Opportunities Fund - Common Shares (KIO)
CUSIP: 48249T106
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 40,992,286
- Total 13F shares
- 2,998,994
- Share change
- -461,393
- Total reported value
- $40,510,000
- Price per share
- $13.53
- Number of holders
- 45
- Value change
- -$6,167,013
- Number of buys
- 15
- Number of sells
- 25
Report period
Q3 2020
Institutions
45
Top holders
10
KIO full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
KKR Income Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 48249T106
Recent filing periods:
Top shareholders of KIO - KKR Income Opportunities Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.1%
|
469,748
|
$5,787,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.9%
|
370,116
|
$4,560,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.86%
|
354,423
|
$4,367,000 | — | 30 Jun 2020 | |
| SAGE RHINO CAPITAL LLC |
13F
|
Company |
0.57%
|
233,372
|
$2,875,000 | — | 30 Jun 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.47%
|
193,075
|
$2,379,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.42%
|
173,796
|
$2,141,000 | — | 30 Jun 2020 | |
| Joseph P. Lucia & Associates, LLC |
13F
|
Company |
0.33%
|
134,329
|
$1,655,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.31%
|
126,594
|
$1,560,000 | — | 30 Jun 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.3%
|
123,958
|
$1,527,000 | — | 30 Jun 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.21%
|
88,000
|
$1,084,000 | — | 30 Jun 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.21%
|
86,226
|
$1,062,000 | — | 30 Jun 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.19%
|
79,300
|
$977,000 | — | 30 Jun 2020 | |
| Summit X, LLC |
13F
|
Company |
0.17%
|
69,038
|
$851,000 | — | 30 Jun 2020 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.17%
|
67,882
|
$836,000 | — | 30 Jun 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.16%
|
65,451
|
$806,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.16%
|
64,818
|
$798,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.15%
|
63,530
|
$783,000 | — | 30 Jun 2020 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.15%
|
62,550
|
$771,000 | — | 30 Jun 2020 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.13%
|
54,410
|
$670,000 | — | 30 Jun 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.13%
|
53,117
|
$654,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.12%
|
51,009
|
$628,000 | — | 30 Jun 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.12%
|
50,286
|
$620,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.12%
|
50,026
|
$616,000 | — | 30 Jun 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.1%
|
42,653
|
$525,000 | — | 30 Jun 2020 | |
| 1776 Wealth LLC |
13F
|
Company |
0.1%
|
39,286
|
$484,000 | — | 30 Jun 2020 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.08%
|
34,512
|
$432,000 | — | 30 Jun 2020 | |
| Vanguard Capital Wealth Advisors |
13F
|
Company |
0.08%
|
33,400
|
$411,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.07%
|
29,643
|
$365,000 | — | 30 Jun 2020 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.07%
|
27,250
|
$336,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.06%
|
25,688
|
$316,000 | — | 30 Jun 2020 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.06%
|
24,632
|
$303,000 | — | 30 Jun 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
21,765
|
$269,000 | — | 30 Jun 2020 | |
| Sigma Planning Corp |
13F
|
Company |
0.05%
|
19,176
|
$236,000 | — | 30 Jun 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.05%
|
18,828
|
$232,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.04%
|
15,697
|
$193,000 | — | 30 Jun 2020 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.04%
|
14,679
|
$181,000 | — | 30 Jun 2020 | |
| Graves Light Lenhart Wealth, Inc. |
13F
|
Company |
0.03%
|
13,728
|
$169,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.03%
|
11,920
|
$147,000 | — | 30 Jun 2020 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.02%
|
10,000
|
$123,000 | — | 30 Jun 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
8,403
|
$103,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
6,513
|
$80,000 | — | 30 Jun 2020 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0.01%
|
4,433
|
$55,000 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.01%
|
4,073
|
$50,000 | — | 30 Jun 2020 | |
| Lindbrook Capital, LLC |
13F
|
Company |
0%
|
1,299
|
$16,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0%
|
1,009
|
$12,000 | — | 30 Jun 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
800
|
$10,000 | — | 30 Jun 2020 | |
| RPG Investment Advisory, LLC |
13F
|
Company |
0%
|
400
|
$5,000 | — | 30 Jun 2020 | |
| Hudock, Inc. |
13F
|
Company |
0%
|
400
|
$4,000 | — | 30 Jun 2020 |
Institutional Holders of KKR Income Opportunities Fund - Common Shares (KIO) as of Q3 2020
As of 30 Sep 2020,
KKR Income Opportunities Fund - Common Shares (KIO) was held by
45 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,998,994 shares.
The largest 10 holders included
MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, SAGE RHINO CAPITAL LLC, UBS Group AG, SIT INVESTMENT ASSOCIATES INC, WELLS FARGO & COMPANY/MN, Joseph P. Lucia & Associates, LLC, ADVISOR GROUP HOLDINGS, INC., Rockefeller Capital Management L.P., and Capital Investment Advisors, LLC.
This page lists
45
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
48
Q3 2020 holders
45
Holder diff
-3
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.