Security key
48249T106
KKR Income Opportunities Fund - Common Shares (KIO)
CUSIP: 48249T106
Q3 2020 13F Holders as of 30 Sep 2020
- Security type / class
- Equity / Common Shares
- Total 13F shares
- 2,998,994
- Total 13F value
- $40,510,000
- Share change
- -461,393
- SEC-reported price per share
- $13.53
- Number of holders
- 45
- Value change
- -$6,167,013
- Number of buys
- 15
- Number of sells
- 25
- Shares outstanding
- 40,992,286
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2020
Institutions
45
Top holders
10
KIO full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2020
Previous quarter: Q2 2020
KKR Income Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 48249T106
Recent filing periods:
Ownership snapshot
Top reported holders of KIO - KKR Income Opportunities Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
WELLS FARGO & COMPANY/MN
Disclosed value leader
WELLS FARGO & COMPANY/MN
Comparable rows
15/15
Latest evidence
30 Jun 2020
13F
Lead comparable stake: 1.1%
Showing 1-6 of 15 holder rows.
Quick read
WELLS FARGO & COMPANY/MN leads the comparable SEC ownership view at 1.1%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens WELLS FARGO & COMPANY/MN's linked filing trail.
Comparable ownership
Top 5
WELLS FARGO & COMPANY/MN
1.1%
MORGAN STANLEY
0.9%
GUGGENHEIM CAPITAL LLC
0.86%
SAGE RHINO CAPITAL LLC
0.57%
Shaker Financial Services, LLC
0.47%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
Company
|
1.1%
|
$5,787,000
469,748 shares
|
— | 30 Jun 2020 |
| MORGAN STANLEY |
13F
Company
|
0.9%
|
$4,560,000
370,116 shares
|
— | 30 Jun 2020 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
0.86%
|
$4,367,000
354,423 shares
|
— | 30 Jun 2020 |
| SAGE RHINO CAPITAL LLC |
13F
Company
|
0.57%
|
$2,875,000
233,372 shares
|
— | 30 Jun 2020 |
| Shaker Financial Services, LLC |
13F
Company
|
0.47%
|
$2,379,000
193,075 shares
|
— | 30 Jun 2020 |
| UBS Group AG |
13F
Company
|
0.42%
|
$2,141,000
173,796 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
45
Shares
2,998,994
Rows available
45
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
48
Q3 2020 holders
45
Holder diff
-3
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend