KKR Income Opportunities Fund - Common Stock (KIO)
CUSIP: 48249T106
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 41,007,047
- Total 13F shares
- 2,213,184
- Share change
- +34,927
- Total reported value
- $38,267,648
- Price per share
- $17.29
- Number of holders
- 22
- Value change
- +$341,052
- Number of buys
- 13
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 48249T106?
CUSIP 48249T106 identifies KIO - KKR Income Opportunities Fund - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 48249T106:
Top shareholders of KIO - KKR Income Opportunities Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
2%
|
839,609
|
$15,658,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
1.5%
|
627,632
|
$11,705,000 | — | 30 Jun 2014 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.35%
|
144,482
|
$2,695,000 | — | 30 Jun 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.31%
|
127,428
|
$2,377,000 | — | 30 Jun 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.28%
|
116,624
|
$2,175,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.27%
|
111,518
|
$2,080,000 | — | 30 Jun 2014 | |
| 1832 Asset Management L.P. |
13F
|
Company |
0.24%
|
100,000
|
$1,866,000 | — | 30 Jun 2014 | |
| RONALD BLUE & CO LLC |
13F
|
Company |
0.08%
|
32,700
|
$610,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
25,500
|
$476,000 | — | 30 Jun 2014 | |
| First City Capital Management, Inc. |
13F
|
Company |
0.02%
|
9,050
|
$168,783 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
8,933
|
$166,000 | — | 30 Jun 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
8,885
|
$165,000 | — | 30 Jun 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
4,782
|
$89,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
3,833
|
$71,000 | — | 30 Jun 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
3,001
|
$56,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
2,800
|
$52,220 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
2,500
|
$47,000 | — | 30 Jun 2014 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.01%
|
2,445
|
$45,599 | — | 30 Jun 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
2,203
|
$41,000 | — | 30 Jun 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0%
|
1,638
|
$31,000 | — | 30 Jun 2014 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0%
|
1,350
|
$25,178 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
1,074
|
$20,000 | — | 30 Jun 2014 | |
| Ground Swell Capital, LLC |
13F
|
Company |
0%
|
270
|
$5,000 | — | 30 Jun 2014 |
Institutional Holders of KKR Income Opportunities Fund - Common Stock (KIO) as of Q3 2014
As of 30 Sep 2014,
KKR Income Opportunities Fund - Common Stock (KIO) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,213,184 shares.
The largest 10 holders included
MORGAN STANLEY, UBS AG, BESSEMER GROUP INC, STIFEL FINANCIAL CORP, Invesco Ltd., 1832 Asset Management L.P., KCG Holdings, Inc., CITIGROUP INC, Shaker Financial Services, LLC, and WELLS FARGO & COMPANY/MN.
This page lists
22
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
23
Q3 2014 holders
22
Holder diff
-1
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.