Security key
48249T106
KKR Income Opportunities Fund - Common Shares (KIO)
CUSIP: 48249T106
Q4 2014 13F Holders as of 31 Dec 2014
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 40,992,286
- Total 13F shares
- 2,495,164
- Share change
- +296,991
- Total reported value
- $40,370,312
- Price per share
- $16.18
- Number of holders
- 27
- Value change
- +$4,798,815
- Number of buys
- 17
- Number of sells
- 8
Report period
Q4 2014
Institutions
27
Top holders
10
KIO full security history
Newer quarter: Q1 2015
Previous quarter: Q3 2014
KKR Income Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 48249T106
Recent filing periods:
Top shareholders of KIO - KKR Income Opportunities Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
2.6%
|
1,050,813
|
$18,169,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
0.89%
|
365,430
|
$6,318,000 | — | 30 Sep 2014 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.74%
|
302,060
|
$5,223,000 | — | 30 Sep 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.33%
|
135,525
|
$2,343,000 | — | 30 Sep 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.28%
|
115,791
|
$2,002,000 | — | 30 Sep 2014 | |
| 1832 Asset Management L.P. |
13F
|
Company |
0.25%
|
101,363
|
$1,754,000 | — | 30 Sep 2014 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.1%
|
42,579
|
$736,000 | — | 30 Sep 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
25,500
|
$441,000 | — | 30 Sep 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.04%
|
15,197
|
$263,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.04%
|
14,791
|
$255,000 | — | 30 Sep 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
12,100
|
$211,000 | — | 30 Sep 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
8,700
|
$150,000 | — | 30 Sep 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
5,332
|
$92,000 | — | 30 Sep 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
3,001
|
$52,000 | — | 30 Sep 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
3,000
|
$51,000 | — | 30 Sep 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.01%
|
2,888
|
$50,000 | — | 30 Sep 2014 | |
| Capital Analysts, LLC |
13F
|
Company |
0.01%
|
2,740
|
$47,374 | — | 30 Sep 2014 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.01%
|
2,445
|
$42,274 | — | 30 Sep 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
1,896
|
$33,000 | — | 30 Sep 2014 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
1,500
|
$26,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
333
|
$6,000 | — | 30 Sep 2014 | |
| Ground Swell Capital, LLC |
13F
|
Company |
0%
|
200
|
$3,000 | — | 30 Sep 2014 |
Institutional Holders of KKR Income Opportunities Fund - Common Shares (KIO) as of Q4 2014
As of 31 Dec 2014,
KKR Income Opportunities Fund - Common Shares (KIO) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,495,164 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, BESSEMER GROUP INC, STIFEL FINANCIAL CORP, 1832 Asset Management L.P., Invesco Ltd., Laurion Capital Management LP, WELLS FARGO & COMPANY/MN, Shaker Financial Services, LLC, and Capital Investment Advisors, LLC.
This page lists
27
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
22
Q4 2014 holders
27
Holder diff
5
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.