| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 10% | +50% | $55,669,287 | +$18,645,875 | 5,768,838 | +50% | RIVERNORTH CAPITAL MANAGEMENT, LLC | 31 Dec 2025 |
| Filer | Ownership | Nb Shares | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 7.9% | 4,378,521 | +25% | 2.4% | $42,252,726 |
| MORGAN STANLEY | 2.3% | 1,260,664 | +22% | 0% | $12,165,415 |
| GUGGENHEIM CAPITAL LLC | 2.2% | 1,191,247 | -0.82% | 0.09% | $11,495,534 |
| UBS Group AG | 1.7% | 950,784 | -9.8% | 0% | $9,175,070 |
| LPL Financial LLC | 1.5% | 830,457 | +309% | 0% | $8,013,909 |
| SIT INVESTMENT ASSOCIATES INC | 1.4% | 747,879 | -13% | 0.15% | $7,217,000 |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1.1% | 632,280 | -45% | 4.4% | $6,101,502 |
| Fiera Capital Corp | 0.95% | 524,209 | -0.71% | 0.02% | $5,058,617 |
| Karpus Management, Inc. | 0.89% | 494,668 | -77% | 0.15% | $4,773,547 |
| WELLS FARGO & COMPANY/MN | 0.78% | 430,086 | +77% | 0% | $4,150,335 |
| VAN ECK ASSOCIATES CORP | 0.65% | 357,403 | +4.9% | 0% | $3,449,000 |
| MACKAY SHIELDS LLC | 0.59% | 325,107 | 0% | 0.11% | $3,137,283 |
| Advisors Asset Management, Inc. | 0.54% | 300,012 | -18% | 0.05% | $2,895,116 |
| Rareview Capital LLC | 0.5% | 277,387 | +16% | 1.5% | $2,538,092 |
| RAYMOND JAMES FINANCIAL INC | 0.47% | 259,246 | +27% | 0% | $2,501,726 |
| Stratos Wealth Advisors, LLC | 0.36% | 198,409 | -0.19% | 0.09% | $1,914,649 |
| BANK OF AMERICA CORP /DE/ | 0.33% | 184,530 | +16% | 0% | $1,780,714 |
| Baird Financial Group, Inc. | 0.31% | 171,382 | +3.2% | 0% | $1,653,837 |
| Invesco Ltd. | 0.3% | 167,592 | +2.2% | 0% | $1,617,263 |
| SMITH, MOORE & CO. | 0.3% | 165,652 | +59% | 0.12% | $1,598,538 |
| Capital Investment Advisors, LLC | 0.28% | 153,364 | +3.2% | 0.02% | $1,479,963 |
| JFS WEALTH ADVISORS, LLC | 0.26% | 144,902 | +0.13% | 0.08% | $1,398,300 |
| Steward Partners Investment Advisory, LLC | 0.25% | 138,590 | +215% | 0.01% | $1,337,394 |
| STIFEL FINANCIAL CORP | 0.23% | 128,580 | -1.5% | 0% | $1,240,798 |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.22% | 124,099 | -16% | 0% | $1,198,000 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (% of par) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 20,000 | $193,000 | -$138,497 | 965% | 1 |
| 2025 Q3 | 16,544,503 | $159,512,855 | -$3,739,854 | 965% | 95 |
| 2025 Q2 | 16,893,731 | $154,569,240 | -$10,405,119 | 915% | 98 |
| 2025 Q1 | 18,067,010 | $174,550,435 | -$8,852,894 | 965% | 98 |
| 2024 Q4 | 19,057,899 | $187,085,036 | +$9,601,476 | 981% | 98 |
| 2024 Q3 | 17,883,954 | $183,412,850 | -$11,737,682 | 1,026% | 104 |
| 2024 Q2 | 19,209,929 | $191,334,016 | +$3,203,434 | 996% | 93 |
| 2024 Q1 | 18,876,917 | $182,957,146 | +$7,931,938 | 970% | 92 |
| 2023 Q4 | 18,091,154 | $172,513,163 | +$14,448,679 | 953% | 98 |
| 2023 Q3 | 15,849,519 | $132,186,552 | +$6,983,922 | 834% | 75 |
| 2023 Q2 | 14,998,158 | $141,445,107 | +$3,958,893 | 943% | 81 |
| 2023 Q1 | 14,559,856 | $144,377,769 | +$961,558 | 992% | 80 |
| 2022 Q4 | 14,452,850 | $143,067,392 | +$16,483,607 | 990% | 90 |
| 2022 Q3 | 12,824,174 | $117,208,283 | +$8,813,713 | 913.99% | 87 |
| 2022 Q2 | 11,845,454 | $120,360,448 | +$18,639,547 | 1,015.92% | 91 |
| 2022 Q1 | 10,186,381 | $117,241,226 | +$5,263,117 | 1,151.02% | 88 |
| 2021 Q4 | 9,627,768 | $129,276,372 | -$1,999,359 | 1,343.01% | 75 |
| 2021 Q3 | 9,767,286 | $130,887,255 | -$6,320,991 | 1,340.04% | 78 |
| 2021 Q2 | 10,194,088 | $139,860,595 | +$3,002,561 | 1,371.98% | 82 |
| 2021 Q1 | 9,998,175 | $131,977,602 | -$2,438,806 | 1,320% | 82 |
| 2020 Q4 | 10,167,670 | $130,344,638 | +$3,187,883 | 1,282.01% | 84 |
| 2020 Q3 | 9,915,364 | $119,096,776 | +$2,085,962 | 1,200.97% | 85 |
| 2020 Q2 | 9,819,060 | $115,501,510 | -$6,208,197 | 1,176.02% | 85 |
| 2020 Q1 | 9,759,477 | $114,187,446 | +$2,260,913 | 1,170.05% | 82 |
| 2019 Q4 | 9,547,807 | $118,005,597 | +$5,072,885 | 1,235.89% | 87 |
| 2019 Q3 | 9,078,256 | $114,485,171 | -$4,500,907 | 1,260.98% | 80 |
| 2019 Q2 | 9,438,385 | $116,295,155 | +$3,073,338 | 1,231.94% | 78 |
| 2019 Q1 | 9,218,286 | $111,089,210 | +$2,161,610 | 1,204.94% | 83 |
| 2018 Q4 | 9,063,670 | $100,968,021 | +$25,561,660 | 1,114% | 89 |
| 2018 Q3 | 6,772,644 | $78,161,422 | +$430,244 | 1,154% | 93 |
| 2018 Q2 | 6,670,803 | $78,825,961 | +$4,770,412 | 1,181.95% | 87 |
| 2018 Q1 | 6,268,267 | $73,321,857 | +$6,869,061 | 1,169.1% | 86 |
| 2017 Q4 | 5,653,892 | $70,673,250 | +$344,271 | 1,250% | 87 |
| 2017 Q3 | 5,519,203 | $70,468,000 | +$249,061 | 1,276.94% | 72 |
| 2017 Q2 | 5,498,216 | $70,538,000 | -$12,448,006 | 1,282.9% | 67 |
| 2017 Q1 | 6,490,953 | $81,282,000 | -$2,267,973 | 1,253.13% | 71 |
| 2016 Q4 | 6,676,433 | $81,886,000 | +$13,969,603 | 1,225.94% | 71 |
| 2016 Q3 | 5,436,789 | $74,944,000 | -$9,471,170 | 1,379.03% | 62 |
| 2016 Q2 | 6,129,147 | $87,131,000 | -$27,540,671 | 1,421.02% | 68 |
| 2016 Q1 | 8,081,008 | $107,636,000 | -$17,115,735 | 1,331.99% | 59 |
| 2015 Q4 | 9,414,175 | $120,240,000 | +$74,436 | 1,277.02% | 62 |
| 2015 Q3 | 9,568,405 | $117,486,000 | +$5,863,985 | 1,227.9% | 62 |
| 2015 Q2 | 9,115,730 | $109,563,222 | +$7,808,820 | 1,201.99% | 60 |
| 2015 Q1 | 8,416,751 | $107,731,080 | +$1,750,771 | 1,279.93% | 58 |
| 2014 Q4 | 8,203,394 | $103,857,738 | +$4,092,582 | 1,265.97% | 63 |
| 2014 Q3 | 7,816,508 | $98,099,985 | +$513,552 | 1,254.96% | 52 |
| 2014 Q2 | 7,820,742 | $97,588,856 | +$4,976,233 | 1,252% | 51 |
| 2014 Q1 | 7,398,774 | $89,252,242 | +$11,879,903 | 1,210% | 53 |