INVESCO QQQ TRUST, SERIES 1 - UNIT SER 1 (QQQ)
CUSIP: 46090E103
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / UNIT SER 1
- Total 13F shares
- 6,618
- Share change
- +26
- Total reported value
- $784,533
- Price per share
- $118.48
- Number of holders
- 3
- Value change
- +$3,121
- Number of buys
- 1
- Number of sells
- 1
Quarterly Holders Quick Answers
What is CUSIP 46090E103?
CUSIP 46090E103 identifies QQQ - INVESCO QQQ TRUST, SERIES 1 - UNIT SER 1 in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
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- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 46090E103:
Top shareholders of QQQ - INVESCO QQQ TRUST, SERIES 1 - UNIT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
13,746,342
|
$1,631,967,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
10,809,931
|
$1,283,356,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
7,087,531
|
$841,432,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
5,305,135
|
$629,826,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
5,238,300
|
$621,891,000 | — | 30 Sep 2016 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
4,933,570
|
$585,713,310 | — | 30 Sep 2016 | |
| Stadion Money Management, LLC |
13F
|
Company |
—
class O/S missing
|
3,613,621
|
$429,009,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
3,446,997
|
$409,228,000 | — | 30 Sep 2016 | |
| Windhaven Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
2,787,875
|
$330,977,000 | — | 30 Sep 2016 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
2,334,771
|
$277,184,000 | — | 30 Sep 2016 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
2,067,027
|
$245,364,000 | — | 30 Sep 2016 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
1,518,546
|
$180,282,000 | — | 30 Sep 2016 | |
| CHURCHILL MANAGEMENT Corp |
13F
|
Company |
—
class O/S missing
|
1,354,317
|
$160,785,000 | — | 30 Sep 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,330,490
|
$157,956,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,204,795
|
$143,032,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
1,161,866
|
$137,896,000 | — | 30 Sep 2016 | |
| Svenska Handelsbanken AB (publ) |
13F
|
Company |
—
class O/S missing
|
1,124,225
|
$134,136,000 | — | 30 Sep 2016 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
1,114,597
|
$132,325,000 | — | 30 Sep 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
1,041,363
|
$123,630,000 | — | 30 Sep 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
1,019,284
|
$121,009,000 | — | 30 Sep 2016 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
—
class O/S missing
|
975,571
|
$115,826,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
955,333
|
$113,415,000 | — | 30 Sep 2016 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
953,021
|
$113,134,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
916,438
|
$108,799,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
886,299
|
$105,221,000 | — | 30 Sep 2016 | |
| RiverFront Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
838,428
|
$99,537,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
834,455
|
$99,067,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
824,929
|
$97,935,000 | — | 30 Sep 2016 | |
| COMMERZBANK AKTIENGESELLSCHAFT /FI |
13F
|
Company |
—
class O/S missing
|
782,340
|
$92,879,000 | — | 30 Sep 2016 | |
| Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) |
13F
|
Company |
—
class O/S missing
|
694,620
|
$82,466,000 | — | 30 Sep 2016 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
622,260
|
$73,875,000 | — | 30 Sep 2016 | |
| National Mutual Insurance Federation of Agricultural Cooperatives |
13F
|
Company |
—
class O/S missing
|
524,000
|
$62,209,000 | — | 30 Sep 2016 | |
| BAILARD, INC. |
13F
|
Company |
—
class O/S missing
|
509,230
|
$60,456,000 | — | 30 Sep 2016 | |
| Psagot Value Holdings Ltd. |
13F
|
Company |
—
class O/S missing
|
502,167
|
$59,617,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
480,817
|
$57,061,000 | — | 30 Sep 2016 | |
| BINGHAM OSBORN & SCARBOROUGH LLC |
13F
|
Company |
—
class O/S missing
|
466,836
|
$55,423,000 | — | 30 Sep 2016 | |
| FORESTERS ASSET MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
450,243
|
$53,435,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
449,722
|
$53,391,000 | — | 30 Sep 2016 | |
| Forward Management, LLC |
13F
|
Company |
—
class O/S missing
|
440,483
|
$52,294,000 | — | 30 Sep 2016 | |
| Cohen Klingenstein LLC |
13F
|
Company |
—
class O/S missing
|
400,847
|
$47,589,000 | — | 30 Sep 2016 | |
| BANQUE PICTET & CIE SA |
13F
|
Company |
—
class O/S missing
|
391,201
|
$46,443,000 | — | 30 Sep 2016 | |
| Quantitative Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
387,000
|
$45,944,000 | — | 30 Sep 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
349,089
|
$41,444,000 | — | 30 Sep 2016 | |
| CTC LLC |
13F
|
Company |
—
class O/S missing
|
351,168
|
$41,381,000 | — | 30 Sep 2016 | |
| BROADMARK ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
344,920
|
$40,949,000 | — | 30 Sep 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
341,480
|
$40,539,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
335,585
|
$39,841,000 | — | 30 Sep 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
329,150
|
$38,966,000 | — | 30 Sep 2016 | |
| SUN LIFE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
327,550
|
$38,887,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
317,109
|
$37,648,000 | — | 30 Sep 2016 |
Institutional Holders of INVESCO QQQ TRUST, SERIES 1 - UNIT SER 1 (QQQ) as of Q4 2016
As of 31 Dec 2016,
INVESCO QQQ TRUST, SERIES 1 - UNIT SER 1 (QQQ) was held by
3 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,618 shares.
The largest 3 holders included
Anchor Investment Management, LLC, Sargent Bickham Lagudis LLC, and Sutton Wealth Advisors Inc..
This page lists
3
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
3
Q4 2016 holders
3
Holder diff
0
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.