INVESCO QQQ TRUST, SERIES 1 - UNIT SER 1 (QQQ)
CUSIP: 46090E103
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / UNIT SER 1
- Total 13F shares
- 6,592
- Share change
- -306
- Total reported value
- $782,825
- Price per share
- $118.72
- Number of holders
- 3
- Value change
- -$36,427
- Number of buys
- 1
- Number of sells
- 2
Quarterly Holders Quick Answers
What is CUSIP 46090E103?
CUSIP 46090E103 identifies QQQ - INVESCO QQQ TRUST, SERIES 1 - UNIT SER 1 in SEC institutional holdings data.
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Recent filing periods for CUSIP 46090E103:
Top shareholders of QQQ - INVESCO QQQ TRUST, SERIES 1 - UNIT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
14,024,432
|
$1,508,187,000 | — | 30 Jun 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
6,581,678
|
$707,794,000 | — | 30 Jun 2016 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
6,577,280
|
$707,321,015 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
6,382,242
|
$686,347,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
5,960,891
|
$641,036,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
4,800,767
|
$516,275,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
4,671,775
|
$502,403,000 | — | 30 Jun 2016 | |
| Windhaven Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
3,359,219
|
$361,250,000 | — | 30 Jun 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
2,530,425
|
$272,122,000 | — | 30 Jun 2016 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
2,334,722
|
$251,076,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,259,577
|
$135,455,000 | — | 30 Jun 2016 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
1,248,264
|
$134,238,000 | — | 30 Jun 2016 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
1,205,179
|
$129,223,000 | — | 30 Jun 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
1,096,252
|
$117,133,000 | — | 30 Jun 2016 | |
| Generale Societe |
13F
|
Individual |
—
class O/S missing
|
1,042,941
|
$112,158,000 | — | 30 Jun 2016 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
1,042,941
|
$112,158,000 | — | 30 Jun 2016 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
1,029,818
|
$110,747,000 | — | 30 Jun 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
998,971
|
$107,429,000 | — | 30 Jun 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
985,443
|
$105,975,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
965,897
|
$103,873,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
936,626
|
$100,724,000 | — | 30 Jun 2016 | |
| Svenska Handelsbanken AB (publ) |
13F
|
Company |
—
class O/S missing
|
925,795
|
$96,892,000 | — | 30 Jun 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
898,921
|
$96,670,000 | — | 30 Jun 2016 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
832,156
|
$89,490,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
772,670
|
$83,093,000 | — | 30 Jun 2016 | |
| Mizuho Bank, Ltd. |
13F
|
Company |
—
class O/S missing
|
720,000
|
$77,429,000 | — | 30 Jun 2016 | |
| Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) |
13F
|
Company |
—
class O/S missing
|
703,620
|
$75,667,000 | — | 30 Jun 2016 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
641,623
|
$69,001,000 | — | 30 Jun 2016 | |
| Psagot Value Holdings Ltd. |
13F
|
Company |
—
class O/S missing
|
593,752
|
$63,852,000 | — | 30 Jun 2016 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
574,107
|
$61,740,000 | — | 30 Jun 2016 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
557,344
|
$59,937,000 | — | 30 Jun 2016 | |
| Clal Insurance Enterprises Holdings Ltd |
13F
|
Company |
—
class O/S missing
|
531,015
|
$57,227,000 | — | 30 Jun 2016 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
—
class O/S missing
|
529,923
|
$56,988,000 | — | 30 Jun 2016 | |
| National Mutual Insurance Federation of Agricultural Cooperatives |
13F
|
Company |
—
class O/S missing
|
524,000
|
$56,350,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
498,715
|
$53,633,000 | — | 30 Jun 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
480,176
|
$51,638,000 | — | 30 Jun 2016 | |
| BINGHAM OSBORN & SCARBOROUGH LLC |
13F
|
Company |
—
class O/S missing
|
477,255
|
$51,324,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
468,469
|
$50,385,000 | — | 30 Jun 2016 | |
| FORESTERS ASSET MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
460,443
|
$49,484,000 | — | 30 Jun 2016 | |
| Timber Hill LLC |
13F
|
Company |
—
class O/S missing
|
444,747
|
$47,828,000 | — | 30 Jun 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
433,743
|
$46,645,000 | — | 30 Jun 2016 | |
| Cohen Klingenstein LLC |
13F
|
Company |
—
class O/S missing
|
410,867
|
$44,185,000 | — | 30 Jun 2016 | |
| BANQUE PICTET & CIE SA |
13F
|
Company |
—
class O/S missing
|
396,409
|
$42,630,000 | — | 30 Jun 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
377,075
|
$40,550,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
373,383
|
$40,153,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
363,428
|
$39,083,000 | — | 30 Jun 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
337,165
|
$37,169,000 | — | 30 Jun 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
—
class O/S missing
|
341,165
|
$36,688,000 | — | 30 Jun 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
339,624
|
$36,523,000 | — | 30 Jun 2016 | |
| SUN LIFE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
335,550
|
$36,085,000 | — | 30 Jun 2016 |
Institutional Holders of INVESCO QQQ TRUST, SERIES 1 - UNIT SER 1 (QQQ) as of Q3 2016
As of 30 Sep 2016,
INVESCO QQQ TRUST, SERIES 1 - UNIT SER 1 (QQQ) was held by
3 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,592 shares.
The largest 3 holders included
Anchor Investment Management, LLC, Sargent Bickham Lagudis LLC, and Sutton Wealth Advisors Inc..
This page lists
3
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
3
Q3 2016 holders
3
Holder diff
0
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.