Latest Period
Q1 2026
Security Snapshot
Innovator ETFs Trust - Innovator S&P 500 Ultra Buffer ETF - October (UOCT) Institutional Ownership
CUSIP: 45782C821
13F Institutional Holders and Ownership History from Q4 2018 to Q1 2026
Institutions Reporting
90
Shares (Excl. Options)
5,163,709
Price
$38.24
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- Security type / class
- Equity / Innovator S&P 500 Ultra Buffer ETF - October
- Symbol
- UOCT
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 5,163,709
- Total 13F value
- $197,497,372
- Portfolio coverage rank
- 0%
- Share change
- -28,144
- Value change
- -$1,128,134
- Number of holders
- 90
- Shares outstanding
- 6,158,667
- SEC-reported price per share
- $40.68
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- UOCT - Innovator ETFs Trust - Innovator S&P 500 Ultra Buffer ETF - October is tracked under CUSIP 45782C821.
- 90 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 93 to 90 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $167,786,277 to $197,497,372.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 90 institutions filings for Q1 2026.
Security key
45782C821
Latest holder period
Q1 2026
13F holders
90
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 45782C821:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
UOCT
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | 27% | +2545% | $63,884,399 | +$61,603,326 | 1,649,907 | +2701% | Brookstone Capital Management, LLC | 30 Nov 2025 |
As of 31 Mar 2026, 90 institutional investors reported holding 5,163,709 shares of Innovator ETFs Trust - Innovator S&P 500 Ultra Buffer ETF - October (UOCT). This represents 84% of the company’s total 6,158,667 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
74%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Brookstone Capital Management | 27% | 1,681,168 | +0.72% | 0.73% | $64,287,855 |
| Talon Private Wealth, LLC | 15% | 943,203 | 0% | 4.8% | $36,068,071 |
| COMMONWEALTH EQUITY SERVICES, LLC | 6.2% | 383,727 | -1% | 0.02% | $14,673,700 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 2.4% | 149,978 | +7.1% | 0.33% | $5,735,159 |
| CWM, LLC | 2% | 125,368 | +2.4% | 0.01% | $4,794,072 |
| KFG WEALTH MANAGEMENT, LLC | 2% | 124,403 | -9.3% | 0.62% | $4,757,152 |
| Kestra Advisory Services, LLC | 1.7% | 104,299 | +15% | 0.02% | $3,988,394 |
| Advisory Services Network, LLC | 1.5% | 90,285 | -0.44% | 0.05% | $3,452,498 |
| OSAIC HOLDINGS, INC. | 1.4% | 84,906 | +19% | 0% | $3,246,861 |
| Spire Wealth Management | 1.3% | 82,198 | -5.4% | 0.11% | $3,143,252 |
| ENVESTNET ASSET MANAGEMENT INC | 1.2% | 75,972 | +3.5% | 0% | $2,905,169 |
| IMG Wealth Management, Inc. | 1.1% | 65,876 | -1.2% | 1.6% | $2,519,098 |
| CENTRAL VALLEY ADVISORS, LLC | 0.99% | 60,918 | -2% | 0.64% | $2,329,506 |
| Orion Porfolio Solutions, LLC | 0.97% | 59,576 | +10% | 0.02% | $2,278,186 |
| Foundations Investment Advisors, LLC | 0.91% | 56,222 | +6.1% | 0.03% | $2,149,929 |
| MERCER GLOBAL ADVISORS INC /ADV | 0.9% | 55,621 | -48% | 0% | $2,126,947 |
| LPL Financial LLC | 0.87% | 53,840 | -0.15% | 0% | $2,058,842 |
| Creative Planning | 0.8% | 49,328 | 0% | $1,886,303 | |
| RAYMOND JAMES FINANCIAL INC | 0.79% | 48,824 | -2.8% | 0% | $1,867,029 |
| Cetera Investment Advisers | 0.76% | 46,740 | -0.31% | 0% | $1,787,338 |
| TRUIST FINANCIAL CORP | 0.71% | 43,624 | -0.52% | 0% | $1,668,182 |
| Wood Tarver Financial Group, LLC | 0.66% | 40,576 | -1.8% | 0.43% | $1,551,000 |
| Sonoma Allocations LLC | 0.62% | 38,374 | -1.9% | 0.51% | $1,477,591 |
| Bedel Financial Consulting, Inc. | 0.59% | 36,171 | 0% | 0.16% | $1,383,172 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.57% | 35,264 | +72% | 0% | $1,348,495 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
30
Latest
Q1 2026
Rows shown
1-25 of 30
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 5,163,709 | $197,497,372 | -$1,128,134 | $38.24 | 90 |
| 2025 Q4 | 4,297,110 | $167,786,277 | +$76,573,780 | $39.04 | 93 |
| 2025 Q3 | 2,290,834 | $88,029,151 | -$17,843,467 | $38.43 | 68 |
| 2025 Q2 | 2,752,146 | $101,312,136 | -$91,143,486 | $36.78 | 77 |
| 2025 Q1 | 5,254,093 | $181,534,128 | +$52,690,523 | $34.55 | 77 |
| 2024 Q4 | 3,727,437 | $131,538,839 | +$70,486,814 | $35.28 | 78 |
| 2024 Q3 | 1,262,522 | $43,952,227 | -$2,439,552 | $34.81 | 58 |
| 2024 Q2 | 1,333,467 | $45,180,632 | +$25,865 | $34.26 | 59 |
| 2024 Q1 | 1,331,225 | $44,719,685 | -$14,578,471 | $33.59 | 55 |
| 2023 Q4 | 1,759,425 | $56,972,640 | +$10,822,203 | $32.37 | 54 |
| 2023 Q3 | 1,425,900 | $43,518,464 | +$2,402,690 | $30.52 | 39 |
| 2023 Q2 | 1,305,711 | $39,000,405 | -$5,350,642 | $29.87 | 48 |
| 2023 Q1 | 1,434,241 | $40,935,308 | -$13,166,148 | $28.52 | 47 |
| 2022 Q4 | 1,928,663 | $52,731,794 | +$5,333,272 | $27.28 | 50 |
| 2022 Q3 | 1,593,137 | $41,795,889 | +$22,641,611 | $26.27 | 35 |
| 2022 Q2 | 727,532 | $19,193,816 | +$6,388,293 | $26.38 | 32 |
| 2022 Q1 | 471,444 | $13,316,155 | -$4,372,527 | $28.31 | 37 |
| 2021 Q4 | 632,811 | $18,026,579 | +$4,661,109 | $28.50 | 40 |
| 2021 Q3 | 302,650 | $8,560,097 | -$10,013,166 | $27.79 | 26 |
| 2021 Q2 | 765,896 | $21,229,169 | -$2,502,851 | $27.72 | 30 |
| 2021 Q1 | 853,966 | $23,340,205 | -$5,501,126 | $27.28 | 32 |
| 2020 Q4 | 1,061,712 | $28,680,888 | -$12,845,260 | $26.94 | 33 |
| 2020 Q3 | 1,230,189 | $32,117,000 | -$2,574,344 | $25.97 | 27 |
| 2020 Q2 | 1,334,165 | $33,524,000 | -$34,153,137 | $24.92 | 27 |
| 2020 Q1 | 2,702,158 | $62,258,000 | +$29,817,194 | $23.01 | 28 |