Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August (UAUG) Institutional Ownership

13F Institutional Holders and Ownership History from Q3 2019 to Q4 2025

Type / Class
Equity / Innovator U.S. Equity Ultra Buffer ETF - August
Symbol
UAUG
Shares outstanding
6,099,407
Price per share
$39.92
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
4,182,713
Total reported value
$164,317,003
% of total 13F portfolios
0%
Share change
+1,992,723
Value change
+$78,437,796
Number of holders
92
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August (UAUG) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Brookstone Capital Management 28% +1268% $65,155,648 +$61,066,214 1,687,096 +1493% Brookstone Capital Management, LLC 31 Aug 2025

As of 30 Sep 2025, 92 institutional investors reported holding 4,182,713 shares of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August (UAUG). This represents 69% of the company’s total 6,099,407 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August (UAUG) together control 59% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Brookstone Capital Management 27% 1,648,859 +1213% 0.77% $64,811,528
RAYMOND JAMES FINANCIAL INC 4.7% 286,285 +417% 0% $11,252,976
OSAIC HOLDINGS, INC. 2.7% 163,116 +32% 0.01% $6,316,963
COMMONWEALTH EQUITY SERVICES, LLC 2.7% 162,676 +6.5% 0.01% $6,394,000
Archer Investment Corp 2.5% 153,263 +3% 1.4% $6,024,291
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 2.5% 149,474 +8.4% 0.34% $5,875,360
KFG WEALTH MANAGEMENT, LLC 2.3% 137,354 +7.6% 0.78% $5,398,969
MBL Wealth, LLC 2.2% 131,225 +5.8% 0.45% $5,158,049
Kestra Advisory Services, LLC 2.1% 126,046 -8.3% 0.02% $4,954,478
ENVESTNET ASSET MANAGEMENT INC 1.2% 75,352 +6.7% 0% $2,961,854
FIDUCIARY FINANCIAL GROUP, LLC 0.96% 58,579 0% 0.36% $2,302,559
Spire Wealth Management 0.96% 58,542 +563% 0.08% $2,301,282
Berger Financial Group, Inc 0.95% 58,145 -18% 0.14% $2,285,500
CENTRAL VALLEY ADVISORS, LLC 0.87% 53,333 +32% 0.65% $2,096,355
Strategic Blueprint, LLC 0.85% 51,717 +6.4% 0.09% $2,032,835
Cambridge Investment Research Advisors, Inc. 0.65% 39,646 +16% 0% $1,558,000
Clearstead Advisors, LLC 0.58% 35,416 0.02% $1,392,093
LPL Financial LLC 0.58% 35,415 +0.38% 0% $1,392,054
MML INVESTORS SERVICES, LLC 0.56% 33,907 +26% 0% $1,332,779
Cetera Investment Advisers 0.52% 31,542 +31% 0% $1,239,818
WealthShield Partners, LLC 0.44% 27,055 -10% 0.12% $1,063,448
MILESTONE ASSET MANAGEMENT, LLC 0.44% 27,002 -1.3% 0.2% $1,061,365
OLD MISSION CAPITAL LLC 0.37% 22,443 -52% 0.03% $882,164
Retirement Planning Group, LLC 0.37% 22,352 0% 0.03% $878,588
Foundations Investment Advisors, LLC 0.35% 21,238 +143% 0.01% $834,800

Institutional Holders of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August (UAUG) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 2,076,221 $82,885,122 -$503,160 $39.92 15
2025 Q3 4,182,713 $164,317,003 +$78,437,796 $39.31 92
2025 Q2 2,194,589 $82,154,022 -$4,781,111 $37.42 80
2025 Q1 2,349,791 $81,297,868 -$79,574,529 $34.62 87
2024 Q4 4,651,416 $165,163,502 +$878,464 $35.51 93
2024 Q3 4,551,236 $159,482,808 +$51,829,970 $35.03 83
2024 Q2 3,083,227 $103,782,340 -$70,620,255 $33.65 84
2024 Q1 5,196,010 $169,326,124 -$194,294,330 $32.65 84
2023 Q4 11,166,252 $343,447,967 +$133,765,483 $30.74 88
2023 Q3 6,571,750 $188,262,193 +$142,067,787 $28.66 62
2023 Q2 1,609,344 $46,374,186 -$53,273,992 $28.82 44
2023 Q1 3,498,146 $94,641,292 +$25,515,306 $27.05 45
2022 Q4 2,690,741 $70,310,681 +$13,741,883 $26.12 45
2022 Q3 1,957,726 $49,528,501 +$28,208,376 $25.30 29
2022 Q2 813,229 $21,883,772 +$11,320,919 $26.92 17
2022 Q1 386,800 $11,200,843 -$5,300,050 $29.03 20
2021 Q4 570,752 $16,712,683 -$10,549,906 $29.28 21
2021 Q3 1,239,206 $35,249,867 +$26,561,535 $28.45 24
2021 Q2 304,714 $8,704,145 -$3,786,663 $28.56 13
2021 Q1 431,025 $12,168,622 +$196,706 $28.23 17
2020 Q4 456,495 $12,732,553 -$8,906,840 $27.90 23
2020 Q3 739,602 $19,961,398 -$6,189,722 $27.02 17
2020 Q2 974,200 $25,045,000 +$2,996,182 $25.72 14
2020 Q1 865,604 $20,528,000 +$13,183,012 $23.63 13
2019 Q4 304,851 $7,886,000 +$1,099,934 $25.84 14
2019 Q3 251,584 $6,349,000 +$6,349,000 $25.25 10