Latest Period
Q1 2026
Security Snapshot
Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August (UAUG) Institutional Ownership
CUSIP: 45782C672
13F Institutional Holders and Ownership History from Q3 2019 to Q2 2026
Institutions Reporting
83
Shares (Excl. Options)
2,724,832
Price
$39.34
Save this security page for your next review
Keep this CUSIP in your watchlists so you can revisit quarter changes from one place. If you create an account from here, we will bring you back after verification.
- Security type / class
- Equity / Innovator U.S. Equity Ultra Buffer ETF - August
- Symbol
- UAUG
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 2,724,832
- Total 13F value
- $107,260,109
- Portfolio coverage rank
- 0%
- Share change
- -1,634,590
- Value change
- -$64,376,517
- Number of holders
- 83
- Shares outstanding
- 4,247,867
- SEC-reported price per share
- $42.08
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- UAUG - Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August is tracked under CUSIP 45782C672.
- 83 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 83 to 43 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $107,260,109 to $65,932,640.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 83 institutions filings for Q1 2026.
Security key
45782C672
Latest holder period
Q1 2026
13F holders
83
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 45782C672:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
UAUG
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | 3% | -88% | $5,087,245 | -$62,261,627 | 127,436 | -92% | Brookstone Capital Management, LLC | 30 Jan 2026 |
As of 31 Mar 2026, 83 institutional investors reported holding 2,724,832 shares of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August (UAUG). This represents 64% of the company’s total 4,247,867 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
53%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Broussard Financial Group LLC | 9.7% | 411,343 | +4.6% | 13% | $16,183,961 |
| RAYMOND JAMES FINANCIAL INC | 6.5% | 275,073 | -0.27% | 0% | $10,822,527 |
| COMMONWEALTH EQUITY SERVICES, LLC | 3.6% | 154,058 | -4.3% | 0.01% | $6,061,290 |
| OSAIC HOLDINGS, INC. | 3.5% | 150,755 | -4.8% | 0.01% | $5,930,647 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3.5% | 147,456 | +6% | 0.33% | $5,801,538 |
| Brookstone Capital Management | 3.1% | 130,915 | -92% | 0.06% | $5,150,754 |
| KFG WEALTH MANAGEMENT, LLC | 3% | 127,338 | -3.1% | 0.65% | $5,010,021 |
| MBL Wealth, LLC | 3% | 127,165 | -1.6% | 0.38% | $5,003,206 |
| ENVESTNET ASSET MANAGEMENT INC | 1.8% | 74,732 | +25% | 0% | $2,940,271 |
| Archer Investment Corp | 1.6% | 67,831 | -18% | 0.57% | $2,668,755 |
| Kestra Advisory Services, LLC | 1.6% | 67,587 | +7.8% | 0.01% | $2,659,156 |
| Spire Wealth Management | 1.4% | 60,341 | +0.33% | 0.08% | $2,373,813 |
| FIDUCIARY FINANCIAL GROUP, LLC | 1.4% | 58,579 | 0% | 0.31% | $2,304,744 |
| Berger Financial Group, Inc | 1.3% | 56,975 | -0.14% | 0.13% | $2,241,636 |
| CENTRAL VALLEY ADVISORS, LLC | 1.3% | 53,232 | -0.19% | 0.57% | $2,094,372 |
| Clearstead Advisors, LLC | 0.84% | 35,510 | +0.27% | 0.01% | $1,397,113 |
| Cambridge Investment Research Advisors, Inc. | 0.81% | 34,397 | -1.6% | 0% | $1,353,000 |
| Cetera Investment Advisers | 0.8% | 33,855 | +4.4% | 0% | $1,331,998 |
| LPL Financial LLC | 0.74% | 31,450 | -4.3% | 0% | $1,237,375 |
| AssuredPartners Investment Advisors, LLC | 0.69% | 29,180 | -3.9% | 0.13% | $1,156,908 |
| Foundations Investment Advisors, LLC | 0.6% | 25,672 | -9% | 0.01% | $1,010,044 |
| MML INVESTORS SERVICES, LLC | 0.58% | 24,591 | -16% | 0% | $967,513 |
| Strategic Blueprint, LLC | 0.57% | 24,416 | -50% | 0.06% | $960,628 |
| MILESTONE ASSET MANAGEMENT, LLC | 0.57% | 24,174 | -6.5% | 0.18% | $951,107 |
| WealthShield Partners, LLC | 0.54% | 22,809 | -15% | 0.1% | $897,402 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
28
Latest
Q1 2026
Rows shown
1-25 of 28
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 1,566,614 | $65,932,640 | -$2,772,240 | $42.08 | 43 |
| 2026 Q1 | 2,724,832 | $107,260,109 | -$64,376,517 | $39.34 | 83 |
| 2025 Q4 | 4,368,274 | $174,387,147 | -$10,571,009 | $39.92 | 86 |
| 2025 Q3 | 4,182,713 | $164,317,003 | +$78,437,796 | $39.31 | 92 |
| 2025 Q2 | 2,194,589 | $82,154,022 | -$4,781,111 | $37.42 | 80 |
| 2025 Q1 | 2,349,791 | $81,297,868 | -$79,574,529 | $34.62 | 87 |
| 2024 Q4 | 4,651,416 | $165,163,502 | +$878,464 | $35.51 | 93 |
| 2024 Q3 | 4,551,236 | $159,482,808 | +$51,829,970 | $35.03 | 83 |
| 2024 Q2 | 3,083,227 | $103,782,340 | -$70,620,255 | $33.65 | 84 |
| 2024 Q1 | 5,196,010 | $169,326,124 | -$194,294,330 | $32.65 | 84 |
| 2023 Q4 | 11,166,252 | $343,447,967 | +$133,765,483 | $30.74 | 88 |
| 2023 Q3 | 6,571,750 | $188,262,193 | +$142,067,787 | $28.66 | 62 |
| 2023 Q2 | 1,609,344 | $46,374,186 | -$53,273,992 | $28.82 | 44 |
| 2023 Q1 | 3,498,146 | $94,641,292 | +$25,515,306 | $27.05 | 45 |
| 2022 Q4 | 2,690,741 | $70,310,681 | +$13,741,883 | $26.12 | 45 |
| 2022 Q3 | 1,957,726 | $49,528,501 | +$28,208,376 | $25.30 | 29 |
| 2022 Q2 | 813,229 | $21,883,772 | +$11,320,919 | $26.92 | 17 |
| 2022 Q1 | 386,800 | $11,200,843 | -$5,300,050 | $29.03 | 20 |
| 2021 Q4 | 570,752 | $16,712,683 | -$10,549,906 | $29.28 | 21 |
| 2021 Q3 | 1,239,206 | $35,249,867 | +$26,561,535 | $28.45 | 24 |
| 2021 Q2 | 304,714 | $8,704,145 | -$3,786,663 | $28.56 | 13 |
| 2021 Q1 | 431,025 | $12,168,622 | +$196,706 | $28.23 | 17 |
| 2020 Q4 | 456,495 | $12,732,553 | -$8,906,840 | $27.90 | 23 |
| 2020 Q3 | 739,602 | $19,961,398 | -$6,189,722 | $27.02 | 17 |
| 2020 Q2 | 974,200 | $25,045,000 | +$2,996,182 | $25.72 | 14 |