Latest Period
Q4 2025
Security Snapshot
Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - November (UNOV) Institutional Ownership
CUSIP: 45782C565
13F Institutional Holders and Ownership History from Q4 2019 to Q1 2026
Institutions Reporting
67
Shares (Excl. Options)
3,575,867
Price
$38.06
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- Type / Class
- Equity / Innovator U.S. Equity Ultra Buffer ETF - November
- Symbol
- UNOV
- Shares outstanding
- 4,609,047
- Price per share
- $37.39
- All holders as of 31 Dec 2025
- Q4 2025
- Total 13F shares
- 3,575,867
- Total reported value
- $136,120,244
- % of total 13F portfolios
- 0%
- Share change
- +2,242,424
- Value change
- +$85,398,342
- Number of holders
- 67
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors
Quick Takeaways
- UNOV - Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - November is tracked under CUSIP 45782C565.
- 67 institutions reported positions in Q4 2025.
- 1 significant owner is listed from Schedule 13D/13G reporting.
What Changed
- Holder count moved from 67 to 50 between Q4 2025 and Q1 2026.
- Reported value moved from $136,120,244 to $115,278,350.
Why This Matters
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Source Evidence
Source: SEC Form 13F
Open SEC Evidence
Latest holder context comes from 67 institutions filings for Q4 2025.
Investment Quick Answers
What is CUSIP 45782C565?
CUSIP 45782C565 identifies UNOV - Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - November in SEC 13F datasets.
Where can I see the latest institutional holders?
Review the Q4 2025 holders report and the ownership history table below.
Next ownership checks
Use the next link that matches the question you still need to answer about this security.
- Latest 13F filings when you want to inspect fresh institutional portfolio moves.
- Latest Schedule 13D/13G reports when you need large-owner changes outside the 13F cycle.
- All institutional ownership pages to compare this security with other holder-history pages.
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 45782C565:
Significant Owners of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - November (UNOV) based on Schedule 13D/G filings
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | 36% | +816% | $63,049,304 | +$59,546,677 | 1,679,076 | +1700% | Brookstone Capital Management, LLC | 30 Nov 2025 |
As of 31 Dec 2025, 67 institutional investors reported holding 3,575,867 shares of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - November (UNOV). This represents 78% of the company’s total 4,609,047 outstanding shares.
Top 25 Institutional Shareholders
The largest institutional shareholders of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - November (UNOV) together control 70% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Brookstone Capital Management | 37% | 1,695,601 | +1901% | 0.74% | $64,527,114 |
| OSAIC HOLDINGS, INC. | 3.2% | 149,524 | +16% | 0.01% | $5,690,828 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3.1% | 144,030 | -5.9% | 0.33% | $5,481,148 |
| 4J Wealth Management LLC | 2.9% | 135,531 | 3% | $5,157,714 | |
| IFP Advisors, Inc | 2.1% | 94,828 | 0.08% | $3,608,736 | |
| CENTRAL VALLEY ADVISORS, LLC | 1.8% | 82,218 | +68% | 0.93% | $3,128,853 |
| Kellett Wealth Advisors, LLC | 1.8% | 80,900 | 1.8% | $3,078,698 | |
| IHT Wealth Management, LLC | 1.5% | 69,462 | +274% | 0.07% | $2,668,730 |
| RK Capital Management, LLC/FL | 1.4% | 66,637 | -38% | 0.16% | $2,535,911 |
| Kestra Advisory Services, LLC | 1.4% | 65,409 | +156% | 0.01% | $2,489,179 |
| Spire Wealth Management | 1.4% | 63,725 | +265% | 0.08% | $2,425,378 |
| COMMONWEALTH EQUITY SERVICES, LLC | 1.4% | 63,401 | +1.4% | 0% | $2,412,760 |
| MGO ONE SEVEN LLC | 1.3% | 60,561 | -38% | 0.05% | $2,304,685 |
| HighTower Advisors, LLC | 1.1% | 48,952 | 0% | $1,862,898 | |
| KFG WEALTH MANAGEMENT, LLC | 1% | 46,759 | -0.52% | 0.24% | $1,779,444 |
| AE Wealth Management LLC | 0.97% | 44,770 | +102% | 0.01% | $1,703,749 |
| Cetera Investment Advisers | 0.93% | 42,817 | +102% | 0% | $1,629,426 |
| Trek Financial, LLC | 0.92% | 42,365 | +398% | 0.09% | $1,612,226 |
| ENVESTNET ASSET MANAGEMENT INC | 0.9% | 41,534 | +359% | 0% | $1,580,601 |
| MML INVESTORS SERVICES, LLC | 0.78% | 36,084 | +24% | 0% | $1,373,208 |
| O'Connor Financial Group LLC | 0.78% | 35,972 | 0.55% | $1,377,547 | |
| Cambridge Investment Research Advisors, Inc. | 0.54% | 24,789 | +105% | 0% | $943,000 |
| Castle Rock Wealth Management, LLC | 0.53% | 24,649 | -7.5% | 0.2% | $942,085 |
| LPL Financial LLC | 0.52% | 23,777 | +32% | 0% | $904,848 |
| SageView Advisory Group, LLC | 0.51% | 23,556 | -37% | 0.03% | $896,453 |
Institutional Holders of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - November (UNOV) across Reporting Periods
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 3,092,368 | $115,278,350 | -$2,859,314 | $37.27 | 50 |
| 2025 Q4 | 3,575,867 | $136,120,244 | +$85,398,342 | $38.06 | 67 |
| 2025 Q3 | 1,323,360 | $49,581,028 | -$3,583,300 | $37.47 | 52 |
| 2025 Q2 | 1,432,466 | $51,736,843 | -$85,066,548 | $36.09 | 54 |
| 2025 Q1 | 3,789,724 | $128,698,822 | +$48,588,069 | $33.95 | 50 |
| 2024 Q4 | 2,348,699 | $81,337,861 | +$55,675,605 | $34.62 | 49 |
| 2024 Q3 | 720,456 | $24,418,230 | -$2,120,959 | $33.89 | 36 |
| 2024 Q2 | 783,482 | $25,764,767 | -$1,335,398 | $33.32 | 39 |
| 2024 Q1 | 823,720 | $26,930,577 | +$3,912,878 | $32.70 | 35 |
| 2023 Q4 | 661,235 | $20,932,411 | +$2,863,916 | $31.64 | 31 |
| 2023 Q3 | 562,768 | $17,057,484 | -$3,822,631 | $30.32 | 32 |
| 2023 Q2 | 688,243 | $21,164,188 | -$3,437,624 | $30.76 | 32 |
| 2023 Q1 | 786,922 | $22,824,161 | -$21,754,094 | $28.96 | 30 |
| 2022 Q4 | 1,580,943 | $43,865,805 | +$9,190,337 | $27.71 | 38 |
| 2022 Q3 | 1,132,359 | $31,169,088 | -$4,689,264 | $27.52 | 22 |
| 2022 Q2 | 1,268,349 | $34,715,734 | +$2,902,247 | $27.35 | 25 |
| 2022 Q1 | 1,226,256 | $35,568,994 | +$7,365,630 | $29.13 | 24 |
| 2021 Q4 | 945,037 | $27,874,678 | +$23,607,444 | $29.53 | 28 |
| 2021 Q3 | 127,530 | $3,738,897 | -$289,113 | $29.24 | 13 |
| 2021 Q2 | 137,447 | $4,008,425 | -$518,943 | $29.15 | 11 |
| 2021 Q1 | 145,807 | $4,194,333 | -$5,709,765 | $28.74 | 16 |
| 2020 Q4 | 326,999 | $9,255,582 | +$6,893,531 | $28.28 | 16 |
| 2020 Q3 | 109,823 | $2,956,224 | +$932,203 | $26.91 | 10 |
| 2020 Q2 | 76,192 | $1,978,046 | -$766,396 | $26.02 | 9 |
| 2020 Q1 | 109,055 | $2,630,681 | +$1,290,084 | $24.12 | 13 |
| 2019 Q4 | 55,168 | $1,441,067 | +$1,441,067 | $26.13 | 7 |