Latest Period
Q1 2026
Security Snapshot
Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - May (UMAY) Institutional Ownership
CUSIP: 45782C292
13F Institutional Holders and Ownership History from Q2 2020 to Q1 2026
Institutions Reporting
45
Shares (Excl. Options)
921,794
Price
$36.82
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- Security type / class
- Equity / Innovator U.S. Equity Ultra Buffer ETF - May
- Symbol
- UMAY
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 921,794
- Total 13F value
- $33,944,076
- Portfolio coverage rank
- 0%
- Share change
- +20,691
- Value change
- +$718,293
- Number of holders
- 45
- Shares outstanding
- 3,992,227
- SEC-reported price per share
- $37.77
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- UMAY - Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - May is tracked under CUSIP 45782C292.
- 45 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 44 to 45 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $33,014,724 to $33,944,076.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 45 institutions filings for Q1 2026.
Security key
45782C292
Latest holder period
Q1 2026
13F holders
45
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 45782C292:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
UMAY
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | 36% | $54,433,897 | 1,441,194 | Brookstone Capital Management, LLC | 31 May 2026 |
As of 31 Mar 2026, 45 institutional investors reported holding 921,794 shares of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - May (UMAY). This represents 23% of the company’s total 3,992,227 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
22%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3.9% | 156,897 | +6.2% | 0.33% | $5,776,540 |
| Kestra Advisory Services, LLC | 1.7% | 67,943 | +1.3% | 0.01% | $2,501,485 |
| CENTRAL VALLEY ADVISORS, LLC | 1.4% | 55,206 | -0.39% | 0.55% | $2,032,542 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1.3% | 51,988 | 0% | $1,914,063 | |
| Castle Rock Wealth Management, LLC | 1.2% | 48,821 | 0% | 0.39% | $1,802,701 |
| COMMONWEALTH EQUITY SERVICES, LLC | 1% | 39,856 | -0.4% | 0% | $1,467,390 |
| OSAIC HOLDINGS, INC. | 0.98% | 39,119 | -12% | 0% | $1,440,337 |
| OLD MISSION CAPITAL LLC | 0.95% | 37,778 | +75% | 0.03% | $1,390,887 |
| Cetera Investment Advisers | 0.92% | 36,805 | -1.3% | 0% | $1,355,079 |
| RAYMOND JAMES FINANCIAL INC | 0.88% | 35,164 | -11% | 0% | $1,294,647 |
| ENVESTNET ASSET MANAGEMENT INC | 0.87% | 34,801 | -16% | 0% | $1,281,282 |
| Brookstone Capital Management | 0.69% | 27,403 | -7.2% | 0.01% | $1,008,907 |
| Spire Wealth Management | 0.65% | 25,865 | -15% | 0.03% | $952,351 |
| TRUIST FINANCIAL CORP | 0.63% | 24,974 | -27% | 0% | $920,689 |
| KFG WEALTH MANAGEMENT, LLC | 0.62% | 24,567 | -21% | 0.12% | $904,499 |
| CITADEL ADVISORS LLC | 0.55% | 22,085 | +77% | 0% | $813,112 |
| Foundations Investment Advisors, LLC | 0.52% | 20,783 | +1.6% | 0.01% | $765,176 |
| LPL Financial LLC | 0.5% | 20,132 | -2.4% | 0% | $741,208 |
| Merit Financial Group, LLC | 0.39% | 15,670 | 0% | 0% | $576,929 |
| Allworth Financial LP | 0.38% | 15,362 | 0% | 0% | $565,589 |
| MILESTONE ASSET MANAGEMENT, LLC | 0.35% | 14,030 | 0% | 0.1% | $516,548 |
| WEALTH ALLIANCE, LLC | 0.28% | 11,220 | 0% | 0.04% | $413,091 |
| IMG Wealth Management, Inc. | 0.28% | 11,066 | -0.05% | 0.26% | $407,421 |
| Wood Tarver Financial Group, LLC | 0.27% | 10,926 | -26% | 0.11% | $402,000 |
| MML INVESTORS SERVICES, LLC | 0.25% | 9,951 | -54% | 0% | $366,370 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
24
Latest
Q1 2026
Rows shown
1-24 of 24
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 921,794 | $33,944,076 | +$718,293 | $36.82 | 45 |
| 2025 Q4 | 901,103 | $33,014,724 | -$4,799,851 | $36.57 | 44 |
| 2025 Q3 | 1,035,642 | $37,142,842 | +$355,618 | $35.87 | 48 |
| 2025 Q2 | 1,025,956 | $35,685,470 | +$7,946,131 | $34.76 | 45 |
| 2025 Q1 | 800,096 | $26,790,501 | -$3,572,919 | $33.48 | 47 |
| 2024 Q4 | 906,674 | $30,523,340 | -$1,458,401 | $33.62 | 50 |
| 2024 Q3 | 905,014 | $29,858,531 | -$20,078,267 | $33.00 | 46 |
| 2024 Q2 | 1,513,158 | $48,355,665 | +$24,152,713 | $31.92 | 52 |
| 2024 Q1 | 744,653 | $22,541,054 | -$35,979,926 | $30.26 | 40 |
| 2023 Q4 | 1,940,680 | $57,713,547 | -$7,326,048 | $29.41 | 47 |
| 2023 Q3 | 2,210,783 | $61,723,363 | -$20,318,504 | $27.67 | 50 |
| 2023 Q2 | 2,942,594 | $82,661,969 | -$16,057,837 | $27.95 | 49 |
| 2023 Q1 | 3,528,653 | $94,844,485 | +$20,722,563 | $26.80 | 39 |
| 2022 Q4 | 2,802,813 | $73,433,274 | -$11,926,097 | $26.14 | 39 |
| 2022 Q3 | 3,181,649 | $81,132,461 | +$4,945,076 | $25.51 | 30 |
| 2022 Q2 | 2,986,037 | $77,555,498 | +$58,726,308 | $25.99 | 33 |
| 2022 Q1 | 707,210 | $19,466,459 | -$6,778,877 | $28.82 | 20 |
| 2021 Q4 | 986,766 | $27,523,954 | +$4,307,536 | $28.78 | 21 |
| 2021 Q3 | 807,583 | $21,881,885 | +$2,589,921 | $28.01 | 19 |
| 2021 Q2 | 887,704 | $24,847,236 | +$12,640,830 | $27.97 | 22 |
| 2021 Q1 | 431,655 | $11,906,664 | +$7,110,841 | $27.61 | 12 |
| 2020 Q4 | 192,004 | $5,250,931 | -$55,798 | $27.33 | 11 |
| 2020 Q3 | 176,103 | $4,698,698 | +$205,212 | $26.68 | 11 |
| 2020 Q2 | 169,135 | $4,415,519 | +$4,415,519 | $26.14 | 9 |