INDEXIQ ETF TR - CAN SML CP ETF (CNDA)

CUSIP: 45409B867

Q4 2016 13F Holders as of 31 Dec 2016

Share change
+18,390
SEC-reported price per share
$16.59
Number of holders
7
Value change
+$294,423
Number of buys
5
Number of sells
4

Security key

45409B867

Report period

Q4 2016

Institutions

7

Top holders

7

Ownership snapshot

Top reported holders of CNDA - INDEXIQ ETF TR - CAN SML CP ETF (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
JANE STREET GROUP, LLC
Disclosed value leader
JANE STREET GROUP, LLC
Comparable rows
0/5
Latest evidence
30 Sep 2016
13F Highest disclosed value: $278,000 5 rows are not safely comparable across share classes.

Quick read

JANE STREET GROUP, LLC has the largest disclosed position value at $278K.

0 of 5 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens JANE STREET GROUP, LLC's linked filing trail.
Disclosed position value Top 5
JANE STREET GROUP, LLC $278K
UBS Group AG $60K
MORGAN STANLEY $13K
WELLS FARGO & COMPANY/MN $6K
FIFTH THIRD BANCORP $2K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-5 of 5 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
JANE STREET GROUP, LLC
13F
Company
13F
—
denominator unverified
$278,000
16,149 shares
— 30 Sep 2016
UBS Group AG
13F
Company
13F
—
denominator unverified
$60,000
3,532 shares
— 30 Sep 2016
MORGAN STANLEY
13F
Company
13F
—
denominator unverified
$13,000
770 shares
— 30 Sep 2016
WELLS FARGO & COMPANY/MN
13F
Company
13F
—
denominator unverified
$6,000
345 shares
— 30 Sep 2016
FIFTH THIRD BANCORP
13F
Company
13F
—
denominator unverified
$2,000
100 shares
— 30 Sep 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
7
Shares
35,754
Rows available
7
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders
5
Q4 2016 holders
7
Holder diff
2
Investor Q3 2016 Shares Q4 2016 Shares Share Diff Share Chg % Q3 2016 value Q4 2016 value Value change Value Chg %
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