Q4 2017 13F Holders as of 31 Dec 2017
-
Type / Class
-
Equity / COM
-
Number of holders
-
40
-
Total 13F shares, excl. options
-
2M
-
Shares change
-
-11.8K
-
Total reported value, excl. options
-
$22.5M
-
Value change
-
-$133K
-
Put/Call ratio
-
0
-
Number of buys
-
15
-
Number of sells
-
-16
-
Price
-
$11.22
Significant Holders of Horizon Technology Finance Corp - COM (HRZN) as of Q4 2017
44 filings reported holding HRZN - Horizon Technology Finance Corp - COM as of Q4 2017.
Horizon Technology Finance Corp - COM (HRZN) has 40 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2M shares
.
Largest 10 shareholders include Advisors Asset Management, Inc. (310K shares), UBS Group AG (301K shares), BRIDGEWAY CAPITAL MANAGEMENT INC (201K shares), GUGGENHEIM CAPITAL LLC (197K shares), LSV ASSET MANAGEMENT (188K shares), Hillsdale Investment Management Inc. (96.8K shares), MORGAN STANLEY (94.2K shares), Nuveen Fund Advisors, LLC (88.2K shares), TWO SIGMA ADVISERS, LP (76.6K shares), and West Family Investments, Inc. (58.6K shares).
This table shows the top 40 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.