Q3 2017 13F Holders as of 30 Sep 2017
-
Type / Class
-
Equity / COM
-
Number of holders
-
33
-
Total 13F shares, excl. options
-
1.99M
-
Shares change
-
-98.1K
-
Total reported value, excl. options
-
$22.1M
-
Value change
-
-$1.09M
-
Put/Call ratio
-
0.61
-
Number of buys
-
12
-
Number of sells
-
-16
-
Price
-
$11.11
Significant Holders of Horizon Technology Finance Corp - COM (HRZN) as of Q3 2017
41 filings reported holding HRZN - Horizon Technology Finance Corp - COM as of Q3 2017.
Horizon Technology Finance Corp - COM (HRZN) has 33 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.99M shares
.
Largest 10 shareholders include Advisors Asset Management, Inc. (350K shares), UBS Group AG (318K shares), GUGGENHEIM CAPITAL LLC (205K shares), BRIDGEWAY CAPITAL MANAGEMENT INC (205K shares), LSV ASSET MANAGEMENT (188K shares), Nuveen Fund Advisors, LLC (96.3K shares), MORGAN STANLEY (91.7K shares), TWO SIGMA ADVISERS, LP (75.7K shares), West Family Investments, Inc. (74.5K shares), and WELLS FARGO & COMPANY/MN (57.6K shares).
This table shows the top 33 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.