Horizon Technology Finance Corp - COM (HRZN)

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Equity / COM
Total 13F shares
2,080,462
Share change
+76,099
Total reported value
$21,909,000
Put/Call ratio
54%
Price per share
$10.53
Number of holders
40
Value change
+$646,143
Number of buys
23
Number of sells
14

Institutional Holders of Horizon Technology Finance Corp - COM (HRZN) as of Q4 2016

As of 31 Dec 2016, Horizon Technology Finance Corp - COM (HRZN) was held by 40 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,080,462 shares. The largest 10 holders included Advisors Asset Management, Inc., UBS Group AG, LSV ASSET MANAGEMENT, GUGGENHEIM CAPITAL LLC, West Family Investments, Inc., ARES MANAGEMENT LLC, TWO SIGMA INVESTMENTS, LP, TWO SIGMA ADVISERS, LP, Nuveen Fund Advisors, LLC, and WELLS FARGO & COMPANY/MN. This page lists 40 institutional shareholders reporting positions in this security for the Q4 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.