Q4 2016 13F Holders as of 31 Dec 2016
-
Type / Class
-
Equity / COM
-
Number of holders
-
40
-
Total 13F shares, excl. options
-
2,080,462
-
Shares change
-
+76,099
-
Total reported value, excl. options
-
$21,909,000
-
Value change
-
+$646,143
-
Put/Call ratio
-
53.87%
-
Number of buys
-
23
-
Number of sells
-
-14
-
Price
-
$10.53
Significant Holders of Horizon Technology Finance Corp - COM (HRZN) as of Q4 2016
49 filings reported holding HRZN - Horizon Technology Finance Corp - COM as of Q4 2016.
Horizon Technology Finance Corp - COM (HRZN) has 40 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2,080,462 shares
.
Largest 10 shareholders include Advisors Asset Management, Inc. (467,477 shares), UBS Group AG (312,439 shares), LSV ASSET MANAGEMENT (188,500 shares), GUGGENHEIM CAPITAL LLC (166,046 shares), West Family Investments, Inc. (106,472 shares), ARES MANAGEMENT LLC (97,253 shares), TWO SIGMA INVESTMENTS, LP (93,589 shares), TWO SIGMA ADVISERS, LP (87,208 shares), Nuveen Fund Advisors, LLC (71,958 shares), and WELLS FARGO & COMPANY/MN (64,202 shares).
This table shows the top 40 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.