Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / COM
-
Number of holders
-
38
-
Total 13F shares, excl. options
-
2M
-
Shares change
-
-157K
-
Total reported value, excl. options
-
$27.1M
-
Value change
-
-$1.74M
-
Put/Call ratio
-
21.63
-
Number of buys
-
23
-
Number of sells
-
-19
-
Price
-
$13.56
Significant Holders of Horizon Technology Finance Corp - COM (HRZN) as of Q3 2016
54 filings reported holding HRZN - Horizon Technology Finance Corp - COM as of Q3 2016.
Horizon Technology Finance Corp - COM (HRZN) has 38 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2M shares
.
Largest 10 shareholders include Advisors Asset Management, Inc. (493K shares), UBS Group AG (288K shares), LSV ASSET MANAGEMENT (189K shares), GUGGENHEIM CAPITAL LLC (130K shares), MORGAN STANLEY (117K shares), West Family Investments, Inc. (106K shares), TWO SIGMA ADVISERS, LP (85.5K shares), TWO SIGMA INVESTMENTS, LP (85K shares), LADENBURG THALMANN FINANCIAL SERVICES INC (81.1K shares), and WELLS FARGO & COMPANY/MN (46.1K shares).
This table shows the top 38 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.