CUSIP: 44045A102
Q3 2016 13F Holders as of 30 Sep 2016
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Type / Class
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Equity / COM
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Total 13F shares
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2,000,536
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Share change
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-157,176
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Total reported value
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$27,128,000
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Put/Call ratio
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2162%
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Price per share
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$13.56
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Number of holders
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38
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Value change
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-$1,739,929
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Number of buys
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23
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Number of sells
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19
Quarterly Holders Quick Answers
What is CUSIP 44045A102?
CUSIP 44045A102 identifies HRZN - Horizon Technology Finance Corp - COM in SEC institutional holdings data.
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Newer quarter:
Q4 2016
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Previous quarter:
Q2 2016
Recent filing periods for CUSIP 44045A102:
Institutional Holders of Horizon Technology Finance Corp - COM (HRZN) as of Q3 2016
As of 30 Sep 2016,
Horizon Technology Finance Corp - COM (HRZN) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,000,536 shares.
The largest 10 holders included
Advisors Asset Management, Inc., UBS Group AG, LSV ASSET MANAGEMENT, GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, West Family Investments, Inc., TWO SIGMA ADVISERS, LP, TWO SIGMA INVESTMENTS, LP, LADENBURG THALMANN FINANCIAL SERVICES INC, and WELLS FARGO & COMPANY/MN.
This page lists
38
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.