Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 1,062,341
- Share change
- -130,913
- Total reported value
- $6,243,880
- Price per share
- $5.88
- Number of holders
- 17
- Value change
- -$726,832
- Number of buys
- 6
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
2.4%
|
474,494
|
$2,425,000 | — | 31 Dec 2020 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.9%
|
175,000
|
$899,000 | — | 31 Dec 2020 | |
| Matisse Capital |
13F
|
Company |
0.62%
|
121,019
|
$618,000 | — | 31 Dec 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.62%
|
120,509
|
$616,000 | — | 31 Dec 2020 | |
| CSS LLC/IL |
13F
|
Company |
0.35%
|
69,123
|
$353,000 | — | 31 Dec 2020 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.35%
|
67,300
|
$344,000 | — | 31 Dec 2020 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.23%
|
44,131
|
$226,000 | — | 31 Dec 2020 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.21%
|
41,489
|
$210,000 | — | 31 Dec 2020 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
0.15%
|
29,501
|
$151,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.1%
|
19,897
|
$102,000 | — | 31 Dec 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.06%
|
12,092
|
$62,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.06%
|
10,733
|
$55,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
3,618
|
$18,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
1,783
|
$9,000 | — | 31 Dec 2020 | |
| RBC Europe Ltd |
13F
|
Company |
0.01%
|
1,000
|
$5,110 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
0%
|
965
|
$5,000 | — | 31 Dec 2020 | |
| CWM, LLC |
13F
|
Company |
0%
|
600
|
$4,000 | — | 31 Dec 2020 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q1 2021
As of 31 Mar 2021,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
17 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,062,341 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Matisse Capital, Shaker Financial Services, LLC, Clough Capital Partners L P, CSS LLC/IL, TWIN FOCUS CAPITAL PARTNERS, LLC, LINCOLN NATIONAL CORP, MORGAN STANLEY, and CITADEL ADVISORS LLC.
This page lists
17
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
16
Q1 2021 holders
17
Holder diff
1
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.