Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 1,192,654
- Share change
- -133,655
- Total reported value
- $6,098,110
- Price per share
- $5.11
- Number of holders
- 16
- Value change
- -$581,853
- Number of buys
- 6
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
2.5%
|
486,477
|
$1,737,000 | — | 30 Sep 2020 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.9%
|
175,000
|
$629,000 | — | 30 Sep 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.78%
|
151,091
|
$544,000 | — | 30 Sep 2020 | |
| Matisse Capital |
13F
|
Company |
0.62%
|
121,019
|
$436,000 | — | 30 Sep 2020 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.34%
|
66,300
|
$239,000 | — | 30 Sep 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.33%
|
63,925
|
$230,000 | — | 30 Sep 2020 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.26%
|
51,317
|
$185,000 | — | 30 Sep 2020 | |
| CSS LLC/IL |
13F
|
Company |
0.26%
|
50,000
|
$180,000 | — | 30 Sep 2020 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
0.22%
|
42,794
|
$154,000 | — | 30 Sep 2020 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.21%
|
40,336
|
$145,000 | — | 30 Sep 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.18%
|
34,570
|
$124,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.1%
|
19,867
|
$72,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.05%
|
10,533
|
$38,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
5,356
|
$21,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,917
|
$10,000 | — | 30 Sep 2020 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.01%
|
2,650
|
$9,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
1,783
|
$7,000 | — | 30 Sep 2020 | |
| CWM, LLC |
13F
|
Company |
0%
|
600
|
$4,000 | — | 30 Sep 2020 | |
| RBC Europe Ltd |
13F
|
Company |
0.01%
|
1,000
|
$3,600 | — | 30 Sep 2020 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q4 2020
As of 31 Dec 2020,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
16 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,192,654 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Matisse Capital, Shaker Financial Services, LLC, CSS LLC/IL, Clough Capital Partners L P, TWIN FOCUS CAPITAL PARTNERS, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, LINCOLN NATIONAL CORP, and MORGAN STANLEY.
This page lists
16
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
18
Q4 2020 holders
16
Holder diff
-2
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.