Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 1,326,309
- Share change
- -260,461
- Total reported value
- $4,760,600
- Price per share
- $3.60
- Number of holders
- 18
- Value change
- -$957,913
- Number of buys
- 9
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
2.5%
|
480,000
|
$1,798,000 | — | 30 Jun 2020 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
2.5%
|
489,193
|
$1,702,000 | — | 30 Jun 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.78%
|
152,066
|
$563,000 | — | 30 Jun 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.77%
|
150,934
|
$558,000 | — | 30 Jun 2020 | |
| Matisse Capital |
13F
|
Company |
0.62%
|
121,019
|
$448,000 | — | 30 Jun 2020 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.26%
|
50,951
|
$190,000 | — | 30 Jun 2020 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
0.21%
|
40,669
|
$150,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.13%
|
25,638
|
$95,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.11%
|
21,114
|
$78,000 | — | 30 Jun 2020 | |
| Centiva Capital, LP |
13F
|
Company |
0.11%
|
20,887
|
$77,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.07%
|
13,316
|
$49,000 | — | 30 Jun 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.07%
|
12,844
|
$47,000 | — | 30 Jun 2020 | |
| Certified Advisory Corp |
13F
|
Company |
0.03%
|
6,726
|
$25,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,661
|
$9,000 | — | 30 Jun 2020 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.01%
|
2,650
|
$9,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
1,783
|
$7,000 | — | 30 Jun 2020 | |
| CWM, LLC |
13F
|
Company |
0%
|
600
|
$4,000 | — | 30 Jun 2020 | |
| RBC Europe Ltd |
13F
|
Company |
0.01%
|
1,000
|
$3,700 | — | 30 Jun 2020 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
0%
|
253
|
$1,000 | — | 30 Jun 2020 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q3 2020
As of 30 Sep 2020,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
18 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,326,309 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Shaker Financial Services, LLC, Matisse Capital, Clough Capital Partners L P, WOLVERINE ASSET MANAGEMENT LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, CSS LLC/IL, LINCOLN NATIONAL CORP, and TWIN FOCUS CAPITAL PARTNERS, LLC.
This page lists
18
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
18
Q3 2020 holders
18
Holder diff
0
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.