Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 817,798
- Share change
- +149,059
- Total reported value
- $5,129,000
- Price per share
- $6.28
- Number of holders
- 21
- Value change
- +$938,032
- Number of buys
- 9
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
2.2%
|
423,002
|
$2,585,000 | — | 30 Jun 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.49%
|
94,987
|
$581,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.17%
|
33,505
|
$204,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.14%
|
27,550
|
$168,000 | — | 30 Jun 2016 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
0.09%
|
17,550
|
$107,000 | — | 30 Jun 2016 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.08%
|
16,408
|
$102,000 | — | 30 Jun 2016 | |
| CWM, LLC |
13F
|
Company |
0.05%
|
10,100
|
$62,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
8,671
|
$53,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
0.04%
|
7,567
|
$46,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
6,947
|
$42,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
6,425
|
$39,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
3,908
|
$24,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
3,713
|
$22,000 | — | 30 Jun 2016 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,667
|
$16,000 | — | 30 Jun 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
2,100
|
$13,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
1,100
|
$6,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,000
|
$6,000 | — | 30 Jun 2016 | |
| Kistler-Tiffany Companies, LLC |
13F
|
Company |
0%
|
740
|
$5,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
600
|
$4,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
407
|
$2,000 | — | 30 Jun 2016 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q3 2016
As of 30 Sep 2016,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
817,798 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., DOLIVER CAPITAL ADVISORS, INC., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LPL Financial LLC, RAYMOND JAMES & ASSOCIATES, Gramercy Funds Management LLC, BENNICAS & ASSOCIATES, INC., Compagnie Lombard Odier SCmA, CWM, LLC, and UBS Group AG.
This page lists
21
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
20
Q3 2016 holders
21
Holder diff
1
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.