Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
-
16,064,067
-
Number of holders
-
21
-
Total 13F shares, excl. options
-
817,798
-
Shares change
-
+149,059
-
Total reported value, excl. options
-
$5,129,000
-
Value change
-
+$938,032
-
Number of buys
-
9
-
Number of sells
-
-9
-
Price
-
$6.28
Significant Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q3 2016
24 filings reported holding HERZ - Herzfeld Credit Income Fund, Inc - Common Stock as of Q3 2016.
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) has 21 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 817,798 shares
of 16,064,067 outstanding shares and own 5.09% of the company stock.
Largest 10 shareholders include Thomas J. Herzfeld Advisors, Inc. (423,002 shares), DOLIVER CAPITAL ADVISORS, INC. (109,858 shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (100,000 shares), LPL Financial LLC (44,410 shares), RAYMOND JAMES & ASSOCIATES (31,850 shares), Gramercy Funds Management LLC (26,969 shares), BENNICAS & ASSOCIATES, INC. (17,550 shares), Compagnie Lombard Odier SCmA (16,408 shares), CWM, LLC (9,100 shares), and UBS Group AG (8,223 shares).
This table shows the top 21 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.