Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 668,739
- Share change
- +405
- Total reported value
- $4,086,000
- Price per share
- $6.10
- Number of holders
- 20
- Value change
- -$30,577
- Number of buys
- 6
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
2.2%
|
423,002
|
$2,965,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.34%
|
66,310
|
$468,000 | — | 31 Mar 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.14%
|
28,002
|
$196,000 | — | 31 Mar 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.12%
|
23,441
|
$164,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.1%
|
20,450
|
$143,000 | — | 31 Mar 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.09%
|
18,295
|
$128,000 | — | 31 Mar 2016 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
0.09%
|
17,550
|
$123,000 | — | 31 Mar 2016 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.08%
|
16,408
|
$114,000 | — | 31 Mar 2016 | |
| CWM, LLC |
13F
|
Company |
0.06%
|
12,000
|
$84,000 | — | 31 Mar 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.06%
|
11,007
|
$77,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
8,019
|
$56,000 | — | 31 Mar 2016 | |
| Creative Planning |
13F
|
Company |
0.04%
|
7,500
|
$53,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
3,908
|
$27,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
3,005
|
$21,000 | — | 31 Mar 2016 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,667
|
$19,000 | — | 31 Mar 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
2,100
|
$15,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,038
|
$14,000 | — | 31 Mar 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
1,100
|
$7,000 | — | 31 Mar 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,000
|
$7,000 | — | 31 Mar 2016 | |
| Kistler-Tiffany Companies, LLC |
13F
|
Company |
0%
|
740
|
$5,000 | — | 31 Mar 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
200
|
$1,000 | — | 31 Mar 2016 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q2 2016
As of 30 Jun 2016,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
20 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
668,739 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., DOLIVER CAPITAL ADVISORS, INC., LPL Financial LLC, RAYMOND JAMES & ASSOCIATES, BENNICAS & ASSOCIATES, INC., Compagnie Lombard Odier SCmA, CWM, LLC, MORGAN STANLEY, Creative Planning, and BANK OF AMERICA CORP /DE/.
This page lists
20
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
20
Q2 2016 holders
20
Holder diff
0
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.