Security key
42804T106
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 691,093
- Share change
- +38,543
- Total reported value
- $4,589,000
- Price per share
- $6.64
- Number of holders
- 17
- Value change
- +$256,447
- Number of buys
- 5
- Number of sells
- 3
Report period
Q4 2015
Institutions
17
Top holders
10
HERZ full security history
Newer quarter: Q1 2016
Previous quarter: Q3 2015
Herzfeld Credit Income Fund, Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 42804T106
Recent filing periods:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
2.2%
|
420,107
|
$2,945,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.29%
|
57,108
|
$406,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.23%
|
44,828
|
$314,000 | — | 30 Sep 2015 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.08%
|
16,000
|
$113,000 | — | 30 Sep 2015 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0.08%
|
15,000
|
$15,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.07%
|
12,695
|
$89,000 | — | 30 Sep 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.06%
|
11,101
|
$78,000 | — | 30 Sep 2015 | |
| US FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.05%
|
10,500
|
$74,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
8,773
|
$62,000 | — | 30 Sep 2015 | |
| Creative Planning |
13F
|
Company |
0.04%
|
7,500
|
$53,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
4,413
|
$31,000 | — | 30 Sep 2015 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,667
|
$19,000 | — | 30 Sep 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
2,100
|
$15,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,000
|
$7,000 | — | 30 Sep 2015 | |
| Kistler-Tiffany Companies, LLC |
13F
|
Company |
0%
|
723
|
$5,000 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
609
|
$4,000 | — | 30 Sep 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0%
|
570
|
$3,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
208
|
$1,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Sep 2015 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q4 2015
As of 31 Dec 2015,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
17 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
691,093 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., LPL Financial LLC, IFP Advisors, Inc, BENNICAS & ASSOCIATES, INC., Compagnie Odier SCA, Formidable Asset Management, LLC, BANK OF AMERICA CORP /DE/, US FINANCIAL ADVISORS, LLC, MORGAN STANLEY, and Creative Planning.
This page lists
17
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
16
Q4 2015 holders
17
Holder diff
1
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.