Q3 2015 13F Holders as of 30 Sep 2015
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
-
19,482,191
-
Number of holders
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16
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Total 13F shares, excl. options
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615,124
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Shares change
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+41,342
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Total reported value, excl. options
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$4,230,000
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Value change
-
+$231,702
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Number of buys
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10
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Number of sells
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-2
-
Price
-
$7.03
Significant Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q3 2015
17 filings reported holding HERZ - Herzfeld Credit Income Fund, Inc - Common Stock as of Q3 2015.
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) has 16 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 615,124 shares
of 19,482,191 outstanding shares and own 3.2% of the company stock.
Largest 10 shareholders include Thomas J. Herzfeld Advisors, Inc. (420,107 shares), LPL Financial LLC (57,108 shares), MORGAN STANLEY (44,828 shares), Compagnie Lombard, Odier SCA (16,000 shares), Formidable Asset Management, LLC (15,000 shares), BANK OF AMERICA CORP /DE/ (12,695 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (11,101 shares), US FINANCIAL ADVISORS, LLC (10,500 shares), UBS Group AG (8,773 shares), and Creative Planning (7,500 shares).
This table shows the top 16 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.