Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 615,124
- Share change
- +41,342
- Total reported value
- $4,230,000
- Price per share
- $7.03
- Number of holders
- 16
- Value change
- +$231,702
- Number of buys
- 10
- Number of sells
- 2
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
2.2%
|
420,107
|
$3,972,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.22%
|
43,140
|
$408,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.15%
|
30,050
|
$302,000 | — | 30 Jun 2015 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.13%
|
26,251
|
$248,000 | — | 30 Jun 2015 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0.08%
|
15,000
|
$142,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
12,517
|
$118,000 | — | 30 Jun 2015 | |
| US FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.04%
|
8,500
|
$80,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
6,010
|
$56,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
4,408
|
$42,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.02%
|
3,409
|
$32,000 | — | 30 Jun 2015 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,667
|
$25,000 | — | 30 Jun 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
1,070
|
$10,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,000
|
$9,000 | — | 30 Jun 2015 | |
| Kistler-Tiffany Companies, LLC |
13F
|
Company |
0%
|
723
|
$7,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
208
|
$2,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2015 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q3 2015
As of 30 Sep 2015,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
16 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
615,124 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., LPL Financial LLC, MORGAN STANLEY, Compagnie Lombard, Odier SCA, Formidable Asset Management, LLC, BANK OF AMERICA CORP /DE/, SUSQUEHANNA INTERNATIONAL GROUP, LLP, US FINANCIAL ADVISORS, LLC, UBS Group AG, and Creative Planning.
This page lists
16
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
16
Q3 2015 holders
16
Holder diff
0
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.