Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q4 2014 13F Holders as of 31 Dec 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 608,271
- Share change
- +21,047
- Total reported value
- $5,408,000
- Price per share
- $8.90
- Number of holders
- 19
- Value change
- +$361,815
- Number of buys
- 13
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
1.5%
|
282,652
|
$2,261,000 | — | 30 Sep 2014 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.4%
|
78,853
|
$631,000 | — | 30 Sep 2014 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.38%
|
73,367
|
$587,000 | — | 30 Sep 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.24%
|
46,125
|
$369,000 | — | 30 Sep 2014 | |
| Weiss Asset Management LP |
13F
|
Company |
0.08%
|
15,200
|
$122,000 | — | 30 Sep 2014 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.06%
|
11,740
|
$94,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
6,695
|
$54,000 | — | 30 Sep 2014 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.03%
|
6,500
|
$52,000 | — | 30 Sep 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.03%
|
6,000
|
$48,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
0.01%
|
2,582
|
$20,000 | — | 30 Sep 2014 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,000
|
$16,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
1,100
|
$9,000 | — | 30 Sep 2014 | |
| Kistler-Tiffany Companies, LLC |
13F
|
Company |
0%
|
675
|
$5,000 | — | 30 Sep 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
313
|
$3,000 | — | 30 Sep 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
208
|
$2,000 | — | 30 Sep 2014 | |
| Ground Swell Capital, LLC |
13F
|
Company |
0%
|
171
|
$1,000 | — | 30 Sep 2014 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q4 2014
As of 31 Dec 2014,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
19 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
608,271 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., KCG Holdings, Inc., Frigate Ventures LP, Schonfeld Group Holdings LLC, GOLDMAN SACHS GROUP INC, Platte River Capital LLC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, UBS Group AG, and BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC.
This page lists
19
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
14
Q4 2014 holders
19
Holder diff
5
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.