Security key
42804T106
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 533,802
- Share change
- +62,813
- Total reported value
- $4,271,000
- Price per share
- $8.00
- Number of holders
- 14
- Value change
- +$499,489
- Number of buys
- 9
- Number of sells
- 1
Report period
Q3 2014
Institutions
14
Top holders
10
HERZ full security history
Newer quarter: Q4 2014
Previous quarter: Q2 2014
Herzfeld Credit Income Fund, Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 42804T106
Recent filing periods:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
1.5%
|
282,652
|
$2,304,000 | — | 30 Jun 2014 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.32%
|
63,000
|
$515,000 | — | 30 Jun 2014 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.27%
|
52,204
|
$426,000 | — | 30 Jun 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
29,387
|
$240,000 | — | 30 Jun 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.13%
|
24,800
|
$202,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
6,695
|
$55,000 | — | 30 Jun 2014 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.03%
|
6,500
|
$52,000 | — | 30 Jun 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
3,882
|
$31,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.01%
|
2,092
|
$17,000 | — | 30 Jun 2014 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,000
|
$16,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
730
|
$6,000 | — | 30 Jun 2014 | |
| Kistler-Tiffany Companies, LLC |
13F
|
Company |
0%
|
675
|
$6,000 | — | 30 Jun 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
254
|
$2,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
208
|
$2,000 | — | 30 Jun 2014 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q3 2014
As of 30 Sep 2014,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
14 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
533,802 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., Bulldog Investors, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Weiss Asset Management LP, MARINER INVESTMENT GROUP LLC, BANK OF AMERICA CORP /DE/, FIRST MANHATTAN CO, SIT INVESTMENT ASSOCIATES INC, and UBS AG.
This page lists
14
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
14
Q3 2014 holders
14
Holder diff
0
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.