What does CUSIP 427096847 represent in this 13F holders report?

CUSIP 427096847 is the security identifier for HCXY - Hercules Capital, Inc. - Domestic Preferreds used to aggregate holder disclosures.

How many institutions held HCXY - Hercules Capital, Inc. - Domestic Preferreds in Q4 2019?

1 institutional investor reported HCXY - Hercules Capital, Inc. - Domestic Preferreds for Q4 2019. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - Domestic Preferreds (HCXY)

CUSIP: 427096847

Q4 2019 13F Holders as of 31 Dec 2019

Security type / class: Equity / Domestic Preferreds
Total 13F shares: 10,000
Total 13F value: $263,000
Share change: 0
SEC-reported price per share: $26.30
Number of holders: 1

Security key

427096847

Report period

Q4 2019

Institutions

Top holders

HCXY full security history Ownership snapshot Full 13F holder table Hercules Capital, Inc. SEC filings Hercules Capital, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of HCXY - Hercules Capital, Inc. - Domestic Preferreds (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

SHANDA ASSET MANAGEMENT H...

Disclosed value leader

SHANDA ASSET MANAGEMENT H...

Comparable rows

0/15

Latest evidence

30 Sep 2019

13F Highest disclosed value: $46,872,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

SHANDA ASSET MANAGEMENT HOLDINGS Ltd has the largest disclosed position value at $46.87M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens SHANDA ASSET MANAGEMENT HOLDINGS Ltd's linked filing trail.

Disclosed position value Top 5

SHANDA ASSET MANAGEMENT HOLDINGS Ltd $46.87M

PRICE T ROWE ASSOCIATES INC /MD/ $31.89M

ROYAL BANK OF CANADA $29.46M

Sound Income Strategies, LLC $25.46M

JPMORGAN CHASE & CO $24.69M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
SHANDA ASSET MANAGEMENT HOLDINGS Ltd	13F Company 13F	— class O/S missing	$46,872,000 3,505,755 shares	—	30 Sep 2019
PRICE T ROWE ASSOCIATES INC /MD/	13F Company 13F	— class O/S missing	$31,886,000 2,384,914 shares	—	30 Sep 2019
ROYAL BANK OF CANADA	13F Company 13F	— class O/S missing	$29,464,000 2,203,838 shares	—	30 Sep 2019
Sound Income Strategies, LLC	13F Company 13F	— class O/S missing	$25,455,000 1,903,877 shares	—	30 Sep 2019
JPMORGAN CHASE & CO	13F Company 13F	— class O/S missing	$24,689,000 1,846,618 shares	—	30 Sep 2019
Granite Investment Partners, LLC	13F Company 13F	— class O/S missing	$18,094,000 1,353,328 shares	—	30 Sep 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

10,000

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

Q4 2019 holders

Holder diff

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 value	Q4 2019 value	Value change	Value Chg %