Q3 2016 13F Holders as of 30 Sep 2016
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Type / Class
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Equity / Common stock, $0.01 par value
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Shares outstanding
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6.86M
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Number of holders
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14
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Total 13F shares, excl. options
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766K
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Shares change
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+4.29K
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Total reported value, excl. options
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$11.6M
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Value change
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+$65.3K
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Number of buys
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5
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Number of sells
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-4
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Price
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$15.15
Significant Holders of HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK) as of Q3 2016
14 filings reported holding HWBK - HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value as of Q3 2016.
HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK) has 14 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 766K shares
of 6.86M outstanding shares and own 11.16% of the company stock.
Largest 10 shareholders include GENDELL JEFFREY L (550K shares), DIMENSIONAL FUND ADVISORS LP (83.4K shares), VANGUARD GROUP INC (60.5K shares), RBF Capital, LLC (30.1K shares), PRICE T ROWE ASSOCIATES INC /MD/ (15.6K shares), CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM (12.6K shares), Pinnacle Holdings, LLC (6.19K shares), CENTRAL TRUST Co (2.13K shares), Creative Planning (1.42K shares), and UBS Group AG (1.33K shares).
This table shows the top 14 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.