Q3 2015 13F Holders as of 30 Sep 2015
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Type / Class
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Equity / Common stock, $0.01 par value
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Shares outstanding
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6,860,968
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Number of holders
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10
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Total 13F shares, excl. options
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731,963
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Shares change
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+3,047
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Total reported value, excl. options
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$10,225,000
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Value change
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+$41,061
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Number of buys
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4
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Number of sells
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-5
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Price
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$13.97
Significant Holders of HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK) as of Q3 2015
12 filings reported holding HWBK - HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value as of Q3 2015.
HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK) has 10 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 731,963 shares
of 6,860,968 outstanding shares and own 11% of the company stock.
Largest 10 shareholders include GENDELL JEFFREY L (529,955 shares), DIMENSIONAL FUND ADVISORS LP (81,479 shares), VANGUARD GROUP INC (58,090 shares), RBF Capital, LLC (28,987 shares), GOLDMAN SACHS GROUP INC (16,225 shares), CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM (12,074 shares), Creative Planning (3,072 shares), BlackRock Investment Management, LLC (745 shares), UBS Group AG (730 shares), and MORGAN STANLEY (606 shares).
This table shows the top 10 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.