Q3 2014 13F Holders as of 30 Sep 2014
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Type / Class
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Equity / Common stock, $0.01 par value
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Shares outstanding
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6,860,968
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Number of holders
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14
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Total 13F shares, excl. options
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630,808
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Shares change
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+40,172
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Total reported value, excl. options
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$8,674,000
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Value change
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+$552,275
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Number of buys
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6
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Number of sells
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-5
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Price
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$13.74
Significant Holders of HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK) as of Q3 2014
15 filings reported holding HWBK - HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value as of Q3 2014.
HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK) has 14 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 630,808 shares
of 6,860,968 outstanding shares and own 9.2% of the company stock.
Largest 10 shareholders include GENDELL JEFFREY L (439,272 shares), DIMENSIONAL FUND ADVISORS LP (77,947 shares), VANGUARD GROUP INC (55,060 shares), RBF Capital, LLC (27,873 shares), CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM (11,610 shares), INVESTMENT CENTERS OF AMERICA INC (10,872 shares), Creative Planning (2,955 shares), UBS AG (2,242 shares), BlackRock Advisors LLC (1,241 shares), and MORGAN STANLEY (583 shares).
This table shows the top 14 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.