Security key
41068X100
HA Sustainable Infrastructure Capital, Inc. - Common Stock (HASI)
CUSIP: 41068X100
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 128,273,707
- Total 13F shares
- 35,075,785
- Share change
- +3,398,526
- Total reported value
- $666,100,668
- Put/Call ratio
- 766%
- Price per share
- $18.99
- Number of holders
- 153
- Value change
- +$61,153,702
- Number of buys
- 90
- Number of sells
- 53
Report period
Q4 2016
Institutions
153
Top holders
10
HASI full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
HA Sustainable Infrastructure Capital, Inc. SEC filings
HA Sustainable Infrastructure Capital, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 41068X100
Recent filing periods:
Top shareholders of HASI - HA Sustainable Infrastructure Capital, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
4.5%
|
5,778,321
|
$135,038,000 | — | 30 Sep 2016 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
3.2%
|
4,098,232
|
$95,776,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
1.7%
|
2,121,274
|
$49,574,000 | — | 30 Sep 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.2%
|
1,491,891
|
$34,866,000 | — | 30 Sep 2016 | |
| NEUMEIER POMA INVESTMENT COUNSEL LLC |
13F
|
Company |
1.1%
|
1,458,580
|
$34,087,000 | — | 30 Sep 2016 | |
| ARDSLEY ADVISORY PARTNERS LP |
13F
|
Company |
0.95%
|
1,217,000
|
$28,441,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.84%
|
1,075,151
|
$25,127,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.71%
|
910,140
|
$21,270,000 | — | 30 Sep 2016 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.56%
|
724,300
|
$16,927,000 | — | 30 Sep 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.51%
|
651,305
|
$15,219,000 | — | 30 Sep 2016 | |
| GCA INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.49%
|
629,415
|
$14,709,000 | — | 30 Sep 2016 | |
| EAGLE BOSTON INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.44%
|
567,335
|
$13,258,000 | — | 30 Sep 2016 | |
| EVENTIDE ASSET MANAGEMENT, LLC |
13F
|
Company |
0.42%
|
532,667
|
$12,448,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.4%
|
508,364
|
$11,880,000 | — | 30 Sep 2016 | |
| Aristotle Capital Boston, LLC |
13F
|
Company |
0.38%
|
490,158
|
$11,455,000 | — | 30 Sep 2016 | |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY |
13F
|
Company |
0.35%
|
450,489
|
$10,528,000 | — | 30 Sep 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.3%
|
381,624
|
$8,918,000 | — | 30 Sep 2016 | |
| Cortina Asset Management, LLC |
13F
|
Company |
0.28%
|
360,080
|
$8,415,000 | — | 30 Sep 2016 | |
| TRILLIUM ASSET MANAGEMENT, LLC |
13F
|
Company |
0.28%
|
357,242
|
$8,349,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.27%
|
345,982
|
$8,085,000 | — | 30 Sep 2016 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
0.25%
|
315,018
|
$7,362,000 | — | 30 Sep 2016 | |
| SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC |
13F
|
Company |
0.23%
|
300,000
|
$7,011,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.21%
|
267,879
|
$6,260,000 | — | 30 Sep 2016 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
0.2%
|
253,646
|
$5,928,000 | — | 30 Sep 2016 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.19%
|
238,600
|
$5,576,000 | — | 30 Sep 2016 | |
| LORD, ABBETT & CO. LLC |
13F
|
Company |
0.17%
|
223,751
|
$5,229,000 | — | 30 Sep 2016 | |
| Taylor Wealth Management Partners |
13F
|
Company |
0.17%
|
218,430
|
$5,105,000 | — | 30 Sep 2016 | |
| Clean Yield Group |
13F
|
Company |
0.16%
|
204,196
|
$4,772,000 | — | 30 Sep 2016 | |
| Hood River Capital Management LLC |
13F
|
Company |
0.16%
|
201,944
|
$4,719,000 | — | 30 Sep 2016 | |
| CREDIT AGRICOLE S A |
13F
|
Individual |
0.16%
|
201,753
|
$4,715,000 | — | 30 Sep 2016 | |
| WADDELL & REED FINANCIAL INC |
13F
|
Company |
0.16%
|
199,520
|
$4,663,000 | — | 30 Sep 2016 | |
| Boston Common Asset Management, LLC |
13F
|
Company |
0.15%
|
197,019
|
$4,604,000 | — | 30 Sep 2016 | |
| NBW CAPITAL LLC |
13F
|
Company |
0.15%
|
193,887
|
$4,531,000 | — | 30 Sep 2016 | |
| DELTA LLOYD NV |
13F
|
Company |
0.14%
|
180,000
|
$4,207,000 | — | 30 Sep 2016 | |
| WALL STREET ASSOCIATES |
13F
|
Company |
0.13%
|
172,862
|
$4,040,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.13%
|
170,911
|
$3,994,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.13%
|
168,976
|
$3,949,000 | — | 30 Sep 2016 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.13%
|
166,676
|
$3,896,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.12%
|
159,790
|
$3,734,000 | — | 30 Sep 2016 | |
| AGF Investments America Inc. |
13F
|
Company |
0.12%
|
158,499
|
$3,704,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.12%
|
155,584
|
$3,636,000 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.11%
|
136,300
|
$3,185,000 | — | 30 Sep 2016 | |
| KEELEY ASSET MANAGEMENT CORP |
13F
|
Company |
0.1%
|
132,309
|
$3,092,000 | — | 30 Sep 2016 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.1%
|
129,956
|
$3,037,000 | — | 30 Sep 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.09%
|
119,842
|
$2,801,000 | — | 30 Sep 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.09%
|
117,931
|
$2,756,000 | — | 30 Sep 2016 | |
| BALDWIN WEALTH PARTNERS LLC/MA |
13F
|
Company |
0.09%
|
116,335
|
$2,719,000 | — | 30 Sep 2016 | |
| I.G. INVESTMENT MANAGEMENT, LTD. |
13F
|
Company |
0.09%
|
109,202
|
$2,552,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.08%
|
106,487
|
$2,489,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.08%
|
102,467
|
$2,394,000 | — | 30 Sep 2016 |
Institutional Holders of HA Sustainable Infrastructure Capital, Inc. - Common Stock (HASI) as of Q4 2016
As of 31 Dec 2016,
HA Sustainable Infrastructure Capital, Inc. - Common Stock (HASI) was held by
153 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
35,075,785 shares.
The largest 10 holders included
WELLINGTON MANAGEMENT GROUP LLP, PRICE T ROWE ASSOCIATES INC /MD/, BlackRock Fund Advisors, VANGUARD GROUP INC, Neumeier Poma Investment Counsel LLC, ARDSLEY ADVISORY PARTNERS, BlackRock Institutional Trust Company, N.A., UBS Group AG, Neuberger Berman Group LLC, and VAN ECK ASSOCIATES CORP.
This page lists
153
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
139
Q4 2016 holders
153
Holder diff
14
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.