How many institutions held HASI - HA Sustainable Infrastructure Capital, Inc. - Common Stock in Q3 2016?

139 institutional investors reported HASI - HA Sustainable Infrastructure Capital, Inc. - Common Stock for Q3 2016. Use the holders table for investor-level position and value details.

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HA Sustainable Infrastructure Capital, Inc. - Common Stock (HASI)

Q: What does CUSIP 41068X100 represent in this 13F holders report?

CUSIP 41068X100 is the security identifier for HASI - HA Sustainable Infrastructure Capital, Inc. - Common Stock used to aggregate holder disclosures.

CUSIP: 41068X100

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class: Equity / Common Stock
Shares outstanding: 128,273,707
Total 13F shares: 31,426,152
Share change: +1,586,827
Total reported value: $734,295,018
Put/Call ratio: 203%
Price per share: $23.37
Number of holders: 139
Value change: +$37,737,840
Number of buys: 78
Number of sells: 47

Quarterly Holders Quick Answers

What is CUSIP 41068X100?
CUSIP 41068X100 identifies HASI - HA Sustainable Infrastructure Capital, Inc. - Common Stock in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2016
Previous quarter: Q2 2016

Recent filing periods for CUSIP 41068X100:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HASI - HA Sustainable Infrastructure Capital, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	4%	5,137,415	$110,968,000	—	30 Jun 2016	13F
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	3.2%	4,069,362	$87,898,000	—	30 Jun 2016	13F
BlackRock Fund Advisors	13F	Company	1.4%	1,810,386	$39,104,000	—	30 Jun 2016	13F
NEUMEIER POMA INVESTMENT COUNSEL LLC	13F	Company	1.1%	1,454,410	$31,415,000	—	30 Jun 2016	13F
VANGUARD GROUP INC	13F	Company	1.1%	1,451,207	$31,346,000	—	30 Jun 2016	13F
ARDSLEY ADVISORY PARTNERS LP	13F	Company	1.1%	1,388,000	$29,981,000	—	30 Jun 2016	13F
UBS Group AG	13F	Company	0.77%	983,249	$21,238,000	—	30 Jun 2016	13F
Neuberger Berman Group LLC	13F	Company	0.62%	799,195	$17,263,000	—	30 Jun 2016	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	0.59%	757,018	$16,352,000	—	30 Jun 2016	13F
GCA INVESTMENT MANAGEMENT, LLC	13F	Company	0.49%	629,415	$13,595,000	—	30 Jun 2016	13F
STATE STREET CORP	13F	Company	0.47%	602,446	$13,015,000	—	30 Jun 2016	13F
EAGLE BOSTON INVESTMENT MANAGEMENT INC	13F	Company	0.44%	562,920	$12,159,000	—	30 Jun 2016	13F
EVENTIDE ASSET MANAGEMENT, LLC	13F	Company	0.4%	507,667	$10,966,000	—	30 Jun 2016	13F
Aristotle Capital Boston, LLC	13F	Company	0.37%	471,545	$10,185,000	—	30 Jun 2016	13F
NORTHERN TRUST CORP	13F	Company	0.35%	453,989	$9,806,000	—	30 Jun 2016	13F
SPIRIT OF AMERICA MANAGEMENT CORP/NY	13F	Company	0.35%	450,489	$9,730,000	—	30 Jun 2016	13F
Cortina Asset Management, LLC	13F	Company	0.35%	445,267	$9,618,000	—	30 Jun 2016	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	0.29%	375,238	$8,104,000	—	30 Jun 2016	13F
TRILLIUM ASSET MANAGEMENT, LLC	13F	Company	0.28%	363,539	$7,852,000	—	30 Jun 2016	13F
SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC	13F	Company	0.25%	325,000	$7,020,000	—	30 Jun 2016	13F
Bank of New York Mellon Corp	13F	Company	0.25%	315,158	$6,808,000	—	30 Jun 2016	13F
Gilman Hill Asset Management, LLC	13F	Company	0.24%	310,903	$6,716,000	—	30 Jun 2016	13F
KBI Global Investors Ltd	13F	Company	0.21%	271,498	$5,865,000	—	30 Jun 2016	13F
PUTNAM INVESTMENTS LLC	13F	Company	0.21%	271,086	$5,855,000	—	30 Jun 2016	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.19%	245,753	$5,308,000	—	30 Jun 2016	13F
FEDERATED HERMES, INC.	13F	Company	0.19%	238,600	$5,154,000	—	30 Jun 2016	13F
LORD, ABBETT & CO. LLC	13F	Company	0.17%	215,881	$4,663,000	—	30 Jun 2016	13F
Clean Yield Group	13F	Company	0.16%	205,417	$4,437,000	—	30 Jun 2016	13F
WADDELL & REED FINANCIAL INC	13F	Company	0.16%	199,520	$4,310,000	—	30 Jun 2016	13F
Boston Common Asset Management, LLC	13F	Company	0.15%	194,705	$4,206,000	—	30 Jun 2016	13F
NBW CAPITAL LLC	13F	Company	0.15%	194,582	$4,203,000	—	30 Jun 2016	13F
GAM Holding AG	13F	Company	0.14%	184,442	$3,984,000	—	30 Jun 2016	13F
DELTA LLOYD NV	13F	Company	0.14%	180,000	$3,888,000	—	30 Jun 2016	13F
WALL STREET ASSOCIATES	13F	Company	0.13%	172,862	$3,734,000	—	30 Jun 2016	13F
BlackRock Investment Management, LLC	13F	Company	0.12%	159,896	$3,454,000	—	30 Jun 2016	13F
AGF Investments America Inc.	13F	Company	0.12%	158,499	$3,424,000	—	30 Jun 2016	13F
Commonwealth Equity Services, Inc	13F	Company	0.12%	152,130	$3,286,000	—	30 Jun 2016	13F
KEELEY ASSET MANAGEMENT CORP	13F	Company	0.11%	140,006	$3,024,000	—	30 Jun 2016	13F
Hood River Capital Management LLC	13F	Company	0.11%	135,364	$2,924,000	—	30 Jun 2016	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.1%	132,100	$2,853,000	—	30 Jun 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.1%	128,760	$2,781,000	—	30 Jun 2016	13F
VAN ECK ASSOCIATES CORP	13F	Company	0.09%	121,511	$2,625,000	—	30 Jun 2016	13F
BALDWIN WEALTH PARTNERS LLC/MA	13F	Company	0.09%	118,385	$2,557,000	—	30 Jun 2016	13F
ESSEX INVESTMENT MANAGEMENT CO LLC	13F	Company	0.09%	114,482	$2,473,000	—	30 Jun 2016	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.09%	112,224	$2,424,000	—	30 Jun 2016	13F
I.G. INVESTMENT MANAGEMENT, LTD.	13F	Company	0.09%	109,049	$2,355,000	—	30 Jun 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.08%	105,617	$2,282,000	—	30 Jun 2016	13F
LUMINUS MANAGEMENT LLC	13F	Company	0.08%	100,771	$2,177,000	—	30 Jun 2016	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	0.07%	91,000	$1,966,000	—	30 Jun 2016	13F
Invesco Ltd.	13F	Company	0.07%	87,620	$1,892,000	—	30 Jun 2016	13F

Institutional Holders of HA Sustainable Infrastructure Capital, Inc. - Common Stock (HASI) as of Q3 2016

As of 30 Sep 2016, HA Sustainable Infrastructure Capital, Inc. - Common Stock (HASI) was held by 139 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 31,426,152 shares. The largest 10 holders included WELLINGTON MANAGEMENT GROUP LLP, PRICE T ROWE ASSOCIATES INC /MD/, BlackRock Fund Advisors, VANGUARD GROUP INC, Neumeier Poma Investment Counsel LLC, ARDSLEY ADVISORY PARTNERS, UBS Group AG, BlackRock Institutional Trust Company, N.A., Neuberger Berman Group LLC, and STATE STREET CORP. This page lists 139 institutional shareholders reporting positions in this security for the Q3 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

140

Q3 2016 holders

139

Holder diff

-1

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 Value $	Q3 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.