What does CUSIP 410495204 represent in this 13F holders report?

CUSIP 410495204 is the security identifier for HAFC - HANMI FINANCIAL CORP - COMMON STOCK used to aggregate holder disclosures.

How many institutions held HAFC - HANMI FINANCIAL CORP - COMMON STOCK in Q3 2016?

144 institutional investors reported HAFC - HANMI FINANCIAL CORP - COMMON STOCK for Q3 2016. Use the holders table for investor-level position and value details.

HANMI FINANCIAL CORP - COMMON STOCK (HAFC)

CUSIP: 410495204

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class: Equity / COMMON STOCK
Shares outstanding: 29,623,365
Total 13F shares: 28,103,837
Share change: +213,168
Total reported value: $740,278,724
Price per share: $26.34
Number of holders: 144
Value change: +$5,836,254
Number of buys: 76
Number of sells: 54

Quarterly Holders Quick Answers

What is CUSIP 410495204?
CUSIP 410495204 identifies HAFC - HANMI FINANCIAL CORP - COMMON STOCK in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2016
Previous quarter: Q2 2016

Recent filing periods for CUSIP 410495204:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HAFC - HANMI FINANCIAL CORP - COMMON STOCK (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
FMR LLC	13F	Company	8.6%	2,535,586	$59,561,000	—	30 Jun 2016	13F
BlackRock Fund Advisors	13F	Company	7%	2,081,366	$48,891,000	—	30 Jun 2016	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	5.7%	1,698,765	$39,903,000	—	30 Jun 2016	13F
VANGUARD GROUP INC	13F	Company	5.1%	1,510,790	$35,488,000	—	30 Jun 2016	13F
THRIVENT FINANCIAL FOR LUTHERANS	13F	Company	4.8%	1,425,261	$33,479,000	—	30 Jun 2016	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	4.6%	1,376,057	$32,324,000	—	30 Jun 2016	13F
INVESTMENT COUNSELORS OF MARYLAND LLC	13F	Company	3.1%	932,186	$21,897,000	—	30 Jun 2016	13F
JPMORGAN CHASE & CO	13F	Company	3.1%	919,930	$21,609,000	—	30 Jun 2016	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	3.1%	915,877	$21,514,000	—	30 Jun 2016	13F
STATE STREET CORP	13F	Company	2.6%	759,588	$17,843,000	—	30 Jun 2016	13F
LSV ASSET MANAGEMENT	13F	Company	2.5%	743,094	$17,455,000	—	30 Jun 2016	13F
ROYAL BANK OF CANADA	13F	Company	2.5%	737,328	$17,321,000	—	30 Jun 2016	13F
KENNEDY CAPITAL MANAGEMENT LLC	13F	Company	2.3%	669,718	$15,732,000	—	30 Jun 2016	13F
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO	13F	Company	1.9%	576,225	$13,536,000	—	30 Jun 2016	13F
NORTHERN TRUST CORP	13F	Company	1.9%	564,966	$13,271,000	—	30 Jun 2016	13F
SYSTEMATIC FINANCIAL MANAGEMENT LP	13F	Company	1.7%	507,215	$11,914,000	—	30 Jun 2016	13F
KING LUTHER CAPITAL MANAGEMENT CORP	13F	Company	1.5%	454,040	$10,665,000	—	30 Jun 2016	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	1.4%	428,735	$10,071,000	—	30 Jun 2016	13F
Bank of New York Mellon Corp	13F	Company	1.4%	421,304	$9,897,000	—	30 Jun 2016	13F
KEELEY ASSET MANAGEMENT CORP	13F	Company	1.4%	417,174	$9,799,000	—	30 Jun 2016	13F
PRUDENTIAL FINANCIAL INC	13F	Company	1.3%	396,324	$9,310,000	—	30 Jun 2016	13F
ROTHSCHILD & CO ASSET MANAGEMENT US INC.	13F	Company	1.3%	391,535	$9,197,000	—	30 Jun 2016	13F
PUTNAM INVESTMENTS LLC	13F	Company	1.2%	364,298	$8,557,000	—	30 Jun 2016	13F
AMERIPRISE FINANCIAL INC	13F	Company	1.1%	319,879	$7,513,000	—	30 Jun 2016	13F
1832 Asset Management L.P.	13F	Company	0.96%	285,040	$6,740,000	—	30 Jun 2016	13F
Stieven Capital Advisors, L.P.	13F	Company	0.85%	250,584	$5,886,000	—	30 Jun 2016	13F
BOSTON ADVISORS LLC	13F	Company	0.84%	248,830	$5,845,000	—	30 Jun 2016	13F
QS Investors, LLC	13F	Company	0.83%	246,350	$5,787,000	—	30 Jun 2016	13F
Numeric Investors LLC	13F	Company	0.81%	239,721	$5,631,000	—	30 Jun 2016	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.78%	231,429	$5,436,000	—	30 Jun 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.75%	220,955	$5,190,000	—	30 Jun 2016	13F
Nationwide Fund Advisors	13F	Company	0.71%	210,307	$4,940,000	—	30 Jun 2016	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.68%	200,815	$4,717,000	—	30 Jun 2016	13F
Opus Capital Group, LLC	13F	Company	0.66%	196,721	$4,621,000	—	30 Jun 2016	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.6%	178,015	$4,182,000	—	30 Jun 2016	13F
AQR CAPITAL MANAGEMENT LLC	13F	Company	0.57%	169,251	$3,976,000	—	30 Jun 2016	13F
Foundry Partners, LLC	13F	Company	0.52%	153,469	$3,605,000	—	30 Jun 2016	13F
BlackRock Investment Management, LLC	13F	Company	0.51%	151,387	$3,556,000	—	30 Jun 2016	13F
BNP Paribas Asset Management Holding S.A.	13F	Company	0.5%	147,403	$3,462,000	—	30 Jun 2016	13F
SEGALL BRYANT & HAMILL, LLC	13F	Company	0.43%	125,919	$2,958,000	—	30 Jun 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.42%	123,467	$2,900,000	—	30 Jun 2016	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.4%	119,600	$2,810,000	—	30 Jun 2016	13F
Fisher Asset Management, LLC	13F	Company	0.38%	112,826	$2,672,000	—	30 Jun 2016	13F
Century Capital Management, LLC	13F	Company	0.38%	113,163	$2,658,000	—	30 Jun 2016	13F
Shinko Asset Management Co., Ltd.	13F	Company	0.38%	112,826	$2,650,000	—	30 Jun 2016	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0.38%	111,901	$2,629,000	—	30 Jun 2016	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.38%	111,821	$2,627,000	—	30 Jun 2016	13F
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC	13F	Company	0.35%	104,326	$2,451,000	—	30 Jun 2016	13F
BANK OF MONTREAL /CAN/	13F	Company	0.35%	102,359	$2,404,000	—	30 Jun 2016	13F
Invesco Ltd.	13F	Company	0.34%	100,362	$2,358,000	—	30 Jun 2016	13F

Institutional Holders of HANMI FINANCIAL CORP - COMMON STOCK (HAFC) as of Q3 2016

As of 30 Sep 2016, HANMI FINANCIAL CORP - COMMON STOCK (HAFC) was held by 144 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 28,103,837 shares. The largest 10 holders included BlackRock Fund Advisors, DIMENSIONAL FUND ADVISORS LP, VANGUARD GROUP INC, Thrivent Financial for Lutherans, RENAISSANCE TECHNOLOGIES LLC, FMR LLC, JPMORGAN CHASE & CO, BlackRock Institutional Trust Company, N.A., LSV ASSET MANAGEMENT, and INVESTMENT COUNSELORS OF MARYLAND LLC. This page lists 144 institutional shareholders reporting positions in this security for the Q3 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

140

Q3 2016 holders

144

Holder diff

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 Value $	Q3 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.